![National Bank of Canada](https://media.trabajo.org/img/noimg.jpg)
Compliance Supervisor
3 weeks ago
A career as a Compliance Supervisor for the NBF Compliance Services Team, is to act as an essential resource in managing centralized approvals nationwide and provide crucial support for regional Compliance Supervisors during their absences.
This role entails conducting daily supervision, handling regulatory approvals, and aiding in the region's compliance efforts to guarantee that all Wealth Advisors and branches adhere to the firm's policies and procedures, as well as industry regulatory standards. Additionally, the NBF Compliance Services Team is tasked with carrying out routine supervision to maintain adherence to our regulatory commitments.
**Your role**:
- Overseeing client communications, which includes reviewing and approving advertising materials, social media activities, content in microsites (the websites of our Wealth Advisors).
- Centralized review and approvals addressing a variety of regulatory and operational risks.
- Replacing regional compliance supervisors. This includes approving KYC documentation, managing regional queries, and daily review of transactional activity.
- Detect potentially risky situations, quickly alert regional directors and regional compliance supervisos and recommend the necessary corrective actions
- Weekly and monthly supervisions which includes approval of outside activities of registered persons, review of financial plans and a surveillance of tools used for exchanging client documents.
**Basic requirements**
- University degree in a related field and 3 years' relevant experience
- A minimum of 2 years at a securities dealer acquiring extensive knowledge of investment products, the financial markets, regulatory and internal environment
- Licensed as an Investment Representative (IR) or Registered Representative (RR) with the Canadian Investment Regulatory Organization (CIRO)
- Successful completion of the Investment Dealer Supervisors Course (IDSC) or obtain it within 3 months of hiring
- Strong organizational skills, time management, ability to multi-task, and adapt to a rapidly changing environment
**Your benefits**
In addition to competitive compensation, upon hiring you’ll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family.
- Health and wellness program, including many options
- Flexible group insurance
- Generous pension plan
- Employee Share Ownership Plan
- Employee and Family Assistance Program
- Preferential banking services
- Opportunities to get involved in community initiatives
- Telemedicine service
- Virtual sleep clinic
These are a few of the benefits available to you. We have an offer that keeps up with trends as well as your needs and those of your family.
Our dynamic work environments and cutting-edge collaboration tools foster a positive employee experience. We actively listen to employees’ ideas. Whether through our surveys or programs, regular feedback and ongoing communication is encouraged.
**We're putting people first**
We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our mission is to have a positive impact on peoples' lives. Our core values of partnership, agility, and empowerment inspire us, and inclusivity is central to our commitments. We offer a barrier-free workplace that is accessible to all employees.
Come live your ambitions with us
-
Compliance Supervisor
2 weeks ago
Montréal, Canada National Bank of Canada Full timeA career as a Compliance Supervisor on the National Bank Financial Compliance Team at National Bank is to act as a key resource in overseeing centralized approvals from across the country and replace the regional Compliance Supervisors during periods of absences. This job allows you to have a positive impact on the organization through your ability to...
-
Compliance Supervisor
3 weeks ago
Montréal, Canada National Bank of Canada Full timeA career as a Compliance Supervisor within the Compliance team at National Bank Financial means acting as a specialist for centralized approvals on a national scale and providing support to regional supervisors during their absence. This role allows you to make a tangible impact by ensuring compliance with internal policies and regulatory requirements in the...
-
Compliance Supervisor
2 days ago
Montréal, Canada National Bank of Canada Full timeAs a Compliance Supervisor at National Bank, you’ll be a key resource person for compliance activities in the Montreal area, ensuring all Wealth Advisors and branches adhere to the various policies and procedures established by NBF’s compliance department and to industry regulatory requirements. **Your role**: - Authorize documentation, new accounts...
-
Compliance Supervisor
2 weeks ago
Montréal, Canada National Bank of Canada Full time**Primary Locations**:Montreal, Quebec**: **Attendance**:Hybrid**: **Employee Status**:Regular**: **Schedule**:Full-time**: National Bank is currently undergoing the most significant technological transformation in its history and has many career opportunities to offer. As a Compliance Supervisor, you will act as the key resource in overseeing the Montreal...
-
Supervisor, Investment Compliance
2 weeks ago
Montréal, Canada HUB International Full timeSupervisor, Investment Compliance ( Hybrid - Ontario or Quebec ) Do you have a passion for customer service excellence and a desire to create positive experiences for clients? If you answer “yes”, then HUB Capital Inc. has an exciting opening in our Woodbridge office or Montreal office for you! We have built a culture at HUB that is focused on helping...
-
Compliance Supervisor
2 weeks ago
Montréal, QC, Canada National Bank of Canada Full timeA career as a Private Client Compliance Advisor means acting as a key resource for compliance activities associated with our national network to ensure that Private Wealth Advisors and branches respect and comply with internal policies and procedures as well as industry regulatory requirements. **Your job** - Analyze and authorize documentation, new...
-
Superviseur, Conformité
3 weeks ago
Montréal, Canada Jubilant Pharma Holdings Inc. Full timeVous êtes passionné(e) par l'assurance d'une qualité irréprochable dans un environnement pharmaceutique et médical dynamique ? Vous vous épanouissez dans un rôle où vous pouvez mener une équipe au succès tout en respectant les normes réglementaires ? Si c'est le cas, nous avons l'opportunité parfaite pour vous ! **Pourquoi nous rejoindre ?**...
-
Compliance Officer
2 weeks ago
Montréal, Canada iA Groupe financier iA Financial Group Full timeCompliance/Permanent/Fluent_ - in French required_ - /Work from home or hybrid/Quebec, Montréal/Desired start date: As soon as possible_ Under the responsibility of the Manager of Managed Accounts Supervision Team, the incumbent must be licensed or working towards becoming an IIROC supervisor and have a good knowledge of IIROC policies and...
-
Supervisor - Mechanical
1 week ago
Montréal, Canada Canadian National Railway Full timeAt CN everyday brings new and exciting challenges. You can expect an interesting environment where you’re part of making sure our business is running optimally and safely―helping keep the economy on track. We provide the kind of paid training and opportunities that long-term careers are built on and we recognize hard workers who strive to make a...
-
Manager, Administrative Compliance
2 days ago
Montréal, Canada McGill University Full timePlease refer to the job aid for instructions on how to apply. Position Summary: Reporting to the Senior Director, Strategy and Governance, the Manager, Administrative Compliance is responsible for providing senior-level analysis, guidance, planning, advice, and implementation of administrative compliance activities in the Administration and Finance sector....
-
Quality and Compliance Agent
2 weeks ago
Montréal, Canada Mintz Global Screening Full time**Position: Quality and Compliance Agent **Position Summary: Reporting to the Manager of Quality & Compliance Control, the **Quality & Compliance Agent **is primarily responsible for the assurance of quality & compliance of a report prior to it being initiated and prior to it being released to the client. The agent must make sure to treat all services in...
-
Fleet Supervisor
3 weeks ago
Montréal, Canada Brenntag Full time**FLEET SUPERVISOR**: Our team in **Montreal** currently has an opening for a **Fleet Supervisor** > **YOUR ROLE & RESPONSIBILITIES**: - Participate in the achievement of the service's health and safety objectives and meeting KPI - Oversee transportation operations, maximizing truck capacity in collaboration with customer Service and in compliance with...
-
Transportation Supervisor
1 week ago
Montréal, Canada Canadian National Railway Full timeAt CN everyday brings new and exciting challenges. You can expect an interesting environment where you’re part of making sure our business is running optimally and safely―helping keep the economy on track. We provide the kind of paid training and opportunities that long-term careers are built on and we recognize hard workers who strive to make a...
-
Mechanical Supervisor
1 week ago
Montréal, Canada Canadian National Railway Full timeAt CN, everyday brings new and exciting challenges. You can expect an interesting environment where you’re part of making sure our business is running optimally and safely―helping keep the economy on track. We provide the kind of paid training and opportunities that long-term careers are built on and we recognize hard workers who strive to make a...
-
Supervisor, Mechanical
4 days ago
Montréal, Canada Canadian National Railway Full timeAt CN, everyday brings new and exciting challenges. You can expect an interesting environment where you’re part of making sure our business is running optimally and safely―helping keep the economy on track. We provide the kind of paid training and opportunities that long-term careers are built on and we recognize hard workers who strive to make a...
-
Superviseur, Conformité
1 week ago
Montréal, Canada Jubilant DraxImage Inc. Full timeJubilant DraxImage, une filiale de Jubilant Pharma Holdings Inc, recrute actuellement pour un poste de Superviseur, Conformité pour joindre notre équipe en pleine croissance! **Que pouvons-nous offrir?** Une culture qui valorise les opportunités de croissance et de développement professionnel, un salaire de base hautement concurrentiel, des programmes...
-
Compliance Advisor
1 day ago
Montréal, Canada National Bank of Canada Full timeA career as a Private Client Compliance Advisor means acting as a key resource for compliance activities associated with our national network to ensure that Private Wealth Advisors and branches respect and comply with internal policies and procedures as well as industry regulatory requirements. Your job: - Analyze and authorize documentation, new accounts,...
-
Payroll Supervisor
1 week ago
Montréal, Canada Keywords Studios Full timeWith studios around the world, Keywords Studios is a leading technical services provider for global video games and beyond. With locations in Asia, the Americas and Europe, Keywords Studios has a breadth and depth in multiple industry-leading service lines including Art, Engineering, Audio, Functionality QA, Localization, Localization QA and Player Support....
-
Warehouse Supervisor
4 days ago
Montréal, Canada Lineage Logistics Full timeWe are a growing organization and currently looking for a passionate and motivated Supervisor, Warehousing Solutions to join our winning team. Employment Type: Permanent Shift: Monday to Friday - 21h30 - 6h00 Office/Facility: St-Francois - Montreal, QC ** ** The Supervisor, Warehousing Solutions leads and promotes a safety culture, an engaged workforce and...
-
Warehouse Supervisor
2 weeks ago
Montréal, Canada Lineage Logistics Full timeWe are a growing organization and currently looking for a passionate and motivated Supervisor, Warehousing Solutions to join our winning team. Employment Type: Permanent Shift: Evening: 1:30pm - 10pm Reports to: Manager, Warehousing Solutions Office/Facility: Saint-François - Montreal, QC The Supervisor, Warehousing Solutions leads and promotes a safety...