Compliance Supervisor
2 months ago
A career as a Private Client Compliance Advisor means acting as a key resource for compliance activities associated with our national network to ensure that Private Wealth Advisors and branches respect and comply with internal policies and procedures as well as industry regulatory requirements.
**Your job**
- Analyze and authorize documentation, new accounts, and updates to client records.
- Perform transactional monitoring, detect risky situations, and produce diversified and relevant analyses.
- Act as a point of contact for the conduct of business with Wealth Management Advisors, the Regional Director and other partners.
- Ensure the implementation and management of changes, documentation, monitoring and control of policies, standards and procedures related to the monitoring and conduct of business; Produce recommendations to improve current processes and increase their efficiency.
- Train and sensitize our sales force to requirements (existing and new) as well as emerging risks.
**Your team**
In the Commercial Banking & Private Banking 1859 sector, you will be part of a team of 13 colleagues and report to the Senior Manager of Administration & Performance Measure | Risk and Operational Quality. Our team stands out for its quality of advisory role and regulatory expertise.
Our learning-in-action training programs allow you to master your craft. Customized training content on topics such as new regulatory requirements is available to support your continuous learning. Access to colleagues with different expertise, experience and diverse profiles enriches your development from all points of view.
**Prerequisites**
- Bachelor's degree completed in a related discipline (Finance, Law, Accounting or Economics)
- 5 to 6 years of experience in the security industry
- Demonstrate successful completion of the following relevant courses, including a current registration with OCRI: Securities Course, Conduct and Practices Manual Course, Securities Dealer Supervisor Course
- Successful completion and registration on Financial Planning is an asset and will be an integral part required within 18 months.
- Ability to communicate effectively, verbally and in writing, to provide advice and recommendations to our partners.
- Ability to work under pressure and on multiple files, dynamic and have an interest in learning.
- Ease with day-to-day operational activities.
- Ability to promote ethical conduct aligned with the organization's values.
- Strong sense of collaboration
- Rigorous, analytical and agile
- Bilingualism (spoken/written) French and English, essential.
**Your benefits**
In addition to competitive compensation, upon hiring you’ll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family.
- Health and wellness program, including many options
- Flexible group insurance
- Generous pension plan
- Employee Share Ownership Plan
- Employee and Family Assistance Program
- Preferential banking services
- Opportunities to get involved in community initiatives
- Telemedicine service
- Virtual sleep clinic
These are a few of the benefits available to you. We have an offer that keeps up with trends as well as your needs and those of your family.
Our dynamic work environments and cutting-edge collaboration tools foster a positive employee experience. We actively listen to employees’ ideas. Whether through our surveys or programs, regular feedback and ongoing communication is encouraged.
**We're putting people first**
We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our mission is to have a positive impact on peoples' lives. Our core values of partnership, agility, and empowerment inspire us, and inclusivity is central to our commitments. We offer a barrier-free workplace that is accessible to all employees.
Come live your ambitions with us
-
Compliance Supervisor
6 months ago
Montréal, Canada National Bank of Canada Full timeA career as a Compliance Supervisor on the National Bank Financial Compliance Team at National Bank is to act as a key resource in overseeing centralized approvals from across the country and replace the regional Compliance Supervisors during periods of absences. This job allows you to have a positive impact on the organization through your ability to...
-
Compliance Supervisor
6 months ago
Montréal, Canada National Bank of Canada Full timeA career as a Compliance Supervisor for the NBF Compliance Services Team, is to act as an essential resource in managing centralized approvals nationwide and provide crucial support for regional Compliance Supervisors during their absences. This role entails conducting daily supervision, handling regulatory approvals, and aiding in the region's compliance...
-
Compliance Supervisor
7 months ago
Montréal, Canada National Bank of Canada Full timeAs a Compliance Supervisor at National Bank, you’ll be a key resource person for compliance activities in the Montreal area, ensuring all Wealth Advisors and branches adhere to the various policies and procedures established by NBF’s compliance department and to industry regulatory requirements. **Your role**: - Authorize documentation, new accounts...
-
Superviseur, Conformité
6 months ago
Montréal, Canada Jubilant Pharma Holdings Inc. Full timeVous êtes passionné(e) par l'assurance d'une qualité irréprochable dans un environnement pharmaceutique et médical dynamique ? Vous vous épanouissez dans un rôle où vous pouvez mener une équipe au succès tout en respectant les normes réglementaires ? Si c'est le cas, nous avons l'opportunité parfaite pour vous ! **Pourquoi nous rejoindre ?**...
-
Supervisor Warehouse
3 weeks ago
Montréal, QC, Canada Lineage Logistics Full timeWe are a growing organization and currently looking for a passionate and motivated Supervisor, Warehousing Solutions to join our winning team. Employment Type: Full-Time Shift: Evening Shift Reports To: Manager, Warehousing Solutions Office/Facility: Lachine Facility - Lachine, Quebec The Supervisor, Warehousing Solutions leads and promotes a safety...
-
Warehouse Supervisor
1 month ago
Montréal, QC, Canada Lineage Logistics Full timeWe are a growing organization and currently looking for a passionate and motivated Supervisor, Warehousing Solutions to join our winning team. Employment Type: Permanent Reports to: Manager, Warehousing Solutions Office/Facility: Lachine Shift: Monday to Friday: 6h00 to 14h00 ** ** The Supervisor, Warehousing Solutions leads and promotes a safety culture,...
-
Supervisor, Quality Services
2 months ago
Montréal, QC, Canada Endo International Full timeJob Description Summary Supervisor, Quality Services (12 months contract) At Paladin Pharma, we strive to offer a work environment that meets the diverse needs of our team members and advances the goals of the individual, the team and the company, while promoting flexibility, accountability and collaboration. If you're looking for a hybrid work...
-
Production Supervisor
3 months ago
Montréal, QC, Canada KIK Consumer Products Full time**We Create Products and Brands That People Trust to Clean, Sanitize, and Protect Their Homes, Pools, and Cars.** When you join KIK Consumer Products - LAVO DIVISION, you’re joining a team that cares about the work we do and also about each other. We bring exceptional brands and products to consumers that help them protect the health and wellness of their...
-
Compliance Advisor
7 months ago
Montréal, Canada National Bank of Canada Full timeA career as a Private Client Compliance Advisor means acting as a key resource for compliance activities associated with our national network to ensure that Private Wealth Advisors and branches respect and comply with internal policies and procedures as well as industry regulatory requirements. Your job: - Analyze and authorize documentation, new accounts,...
-
Corporate Store Supervisor Ii
3 months ago
Montréal, QC, Canada Bulk Barn Full timeAbout Us Established in 1982, Bulk Barn is Canada's largest bulk food retailer with close to 300 stores and growing! The key to our success is progressive thinking, detailed/ methodical planning and flawless execution by passionate people across our organization. We strive to foster a balanced and flexible culture that benefits both our customers and...
-
Stores Supervisor
3 months ago
Montréal, QC, Canada Hinnawi bros Bagel & Cafe Full time**Position Overview**: We are looking for a hands-on and organized Stores Supervisor to oversee daily operations across four Bagel and Cafe branches located in downtown Montreal. The Supervisor will ensure that all stores are operating efficiently and well equipped, maintaining quality standards, and delivering excellent customer service. This role involves...
-
Quality Control Supervisor
3 months ago
Montréal, QC, Canada Muraflex Full time**Welcome to Muraflex** Muraflex is a leading architectural manufacturing company bringing high end glass partition walls to commercial spaces. Our elegant and design-savvy products are created and manufactured in Montreal with a European touch that distinguishes our unique style. Muraflex products are not only high-performing but also always emblematic of...
-
Store Supervisor, Ft
4 months ago
Montréal, QC, Canada Under Armour Full time**Values & Innovation** At Under Armour, we are committed to empowering those who strive for more, and the company's values - Act Sustainably, Celebrate the Wins, Fight on Together, Love Athletes and Stand for Equality - serve as both a roadmap for our teams and the qualities expected of every teammate. Our Values define and unite us, the beliefs that are...
-
Transportation Supervisor
3 weeks ago
Montréal, QC, Canada Dawn Food Products Inc Full timeDawn Foods is a global leader in bakery manufacturing and ingredients distribution. As the partner of choice for inspiring bakery success, we help customers grow their business through meaningful partnerships, research-driven insights and innovations, and products and expertise they can depend on. As a family-owned company, our commitments to our people,...
-
Operations Supervisor
1 month ago
Montréal, QC, Canada Engage2Excel Full time**About the position** Engage2Excel is actively looking for an Operations Supervisor. You will manage the daily production of the business unit, promoting continuous improvement in order to achieve safety, quality, delivery, and cost goals. You will work closely with the creative and sales departments to support new and ongoing E2E initiatives that support...
-
Supervisor, Facilities and Services
2 months ago
Montréal, QC, Canada Concordia University Full time**Position Number**:50001660 / **Department**:Custodial Services **Grade**:GR12 **Campus**:Sir George Williams (Downtown) **Salary**:$84,998.00 - $98,575.00 per annum **Union/Association/HR Policy**:ACUMAE **Posting deadline**:November 12, 2024 Recognized as Canada’s top university under the age of 50, and one of Montreal’s top Employers, Concordia...
-
Production Supervisor
2 months ago
Montréal, QC, Canada UniFirst Full timeOur Production Supervisors Are Kind of a Big Deal! UniFirst is seeking an enthusiastic and knowledgeable Production Supervisor to join our UniFirst family. As a Production Supervisor, you will be a key player in helping to lead the production team and drive top level performance. At UniFirst we have a 5-day work week, enjoy Saturday & Sunday off!! We have an...
-
Warehouse Supervisor
6 months ago
Montréal, Canada Lineage Logistics Full timeWe are a growing organization and currently looking for a passionate and motivated Supervisor, Warehousing Solutions to join our winning team. Employment Type: Permanent Shift: Evening: 1:30pm - 10pm Reports to: Manager, Warehousing Solutions Office/Facility: Saint-François - Montreal, QC The Supervisor, Warehousing Solutions leads and promotes a safety...
-
Supervisor, Warehouse
7 months ago
Montréal, Canada Lineage Logistics Full timeEvening shift: 1:30 PM to 10:00 PM We are a growing organization and currently looking for a passionate and motivated Supervisor, Warehousing Solutions to join our winning team. Employment Type: Full-Time Shift: Afternoon Reports To: Manager, Warehousing Solutions Office/Facility: Saint François, Ville Saint Laurent The Supervisor, Warehousing...
-
Operations Supervisor/superviseur Des Opérations
2 months ago
Montréal, QC, Canada Cushman & Wakefield Full time**Job Title** Operations Supervisor/Superviseur des opérations **Job Description Summary** Responsible for overseeing and providing administrative, operational and technical service and support to the operations department. The primary task of the Operations Supervisor is to oversee the overall site operations inclusive of; building engineering, building...