Compliance Analyst

2 months ago

Edmonton, Canada CWB Financial Group Full time

At

CWB

, we strive to build value for the people who choose us every day: our people, our clients and our investors. We do this by:
- Putting people first and building relationships with intention- Seeking out and embracing new ideas- Believing that how we do things is as important as what we do

Roles Specifications
Location: Edmonton, AB
Everyday flexibility. On-site requirements. Collaborative connections.

CWB Bank

CWB is a bank built for business owners

Our core focus is to become the best full-service bank for business owners in Canada. How do we do this? By delivering a proactive client experience through highly personalized service, specialized expertise, and customized solutions. And we do all this with an unrivalled sense of urgency that our clients love about us.

promotes inclusivity and diverse viewpoints, and inspires collaboration and innovation.
- Our employees love CWB. You’ll love it here too._

The opportunity

If you’re driven by accuracy, efficiency and analysis read on, and reach out

As part of the Centralized Services Regulatory Processing team, we provide efficient, effective and reliable operational support to the CWB Financial Group. We are proud of the key role we play in ensuring the continued success and improvement of processes within CWB Group.

In our supportive environment, the Regulatory Processing team is looking for a Compliance Analyst to assist in ensuring CWB Financial Group operates in compliance with policies and procedures by checking front-line activities, measuring and reporting on compliance and risk areas, and identifying opportunities and actions for improvement in processes and internal controls.

What you’ll be doing
- Work with operations management in branches and corporate office to maintain effective risk management practices, and to improve in areas of opportunity as they relate to regulatory compliance.
- Provide reporting and analysis to the Regulatory Compliance department to assist in their efforts to monitor the implementation of effective risk management practices and various specific risks such as noncompliance with applicable laws and regulations.
- Liaise and provide compliance support to various internal business partners and branches.
- Ensure relevant regulatory compliance program activities align with CWB’s corporate policy and strategic direction.
- Assist in managing and overseeing key elements of the business-level AML/ATF compliance program.
- Participate in regulatory review remediation activities as needed; e.g. identified by FINTRAC, OSFI and/or Internal Audit.
- Work with Regulatory Compliance to build a self-assessment program for CWB Group affiliates (e.g. CWT, CWB Wealth Management).
- Assess account openings and transactions to ensure compliance with CWB’s Corporate policy as it relates to legislation and regulations.
- Work with Regulatory Compliance to effectively manage risk, and strengthen internal controls and support to on AML/ATF related activities.
- Conduct assessments of account opening and transactions to ensure compliance with legislation and regulations.
- Analyze results of self-assessments to identify areas of opportunity to improve compliance.
- Assists with continuous improvement of programs, processes, policies and tools to meet regulatory/compliance requirements, industry best practices and/or achieve organizational goals.

Who we’re looking for & what you’ve done

Capabilities that will take you further
- Inquisitive nature. Keen to challenge the status quo and seek better ways to do things, with a strong commitment to learning.
- Data skilled & analytically savvy. Demonstrated comfort with the effective utilization of data analytics and related technology-driven processes in support of risk and controls monitoring and testing. MS Excel master.
- Efficient & effective. Proven organization & ability to manage multiple monitoring and testing priorities and meet deadlines.
- Results focused: Build and execute a business plan to achieve targets while collaborating and respecting the capabilities and contributions of all team members.
- Communication. You are clear & concise - both in written & verbal communications/presentations.
- Organization and time management. You have the knack to effectively manage several priorities simultaneously and a keen eye for details.

Foundational knowledge and experience to grow from
- Three years banking experience.
- Experience preparing and delivering written and oral communications.
- Experience with banking systems, including understanding of policies and procedures as well as financial products and services.

Why work with us?

Your success is our obsession And our award-winning culture & benefits back it up.

Proudly recognized by Great Place to Work® in 2023 as one of Canada’s top 50 Best Workplaces & recipient of Waterston Human Capital’s Most Admired Corporate Culture 2023.
- Wellness matters_. We offer an award-winning benefits package that inc

  • IT Compliance Analyst

    5 months ago

    Edmonton, Canada SNDL Full time

    Job Title IT Compliance Analyst - Job Description About SNDL SNDL is the largest private sector liquor and cannabis retailer in Canada with retail banners that include Ace Liquor, Wine and Beyond, Liquor Depot, Value Buds, and Spiritleaf. As a licensed cannabis producer and one of the largest vertically integrated cannabis companies in Canada specializing...

  • Compliance Analyst

    5 months ago

    Edmonton, Canada OpenCircle Association Full time

    What will you do? Reporting to the Chief Legal and Risk Officer (CLRO), the Compliance Analyst is responsible for supporting governance, risk, and compliance functions and initiatives throughout the Organization. The Position will work alongside the necessary stakeholders to manage and uphold Board governance, support the strategic contract administration...

  • Compliance Analyst

    5 months ago

    Edmonton, Canada Norquest College Full time

    **COMPETITION NUMBER: 530** **COMPLIANCE** NorQuesters are difference makers and we’re searching for someone to be dependable and have honest conversations in improving the access to information and protection of privacy, and legislative compliance programs at the College. Using their strong background in municipal, provincial, and federal legislation...

  • Cybersecurity Compliance Analyst

    5 months ago

    Edmonton, Canada ATCO Group Full time

    **Cybersecurity Compliance Analyst**: Always there. Anywhere. That’s us! A team committed to delivering inspired solutions for a better world. We care for our communities and each other, and we are committed to showing up for those who need us. We value and encourage diversity, and we have the courage to do the right thing, even when it’s hard. This is...

  • Customs and Compliance Analyst

    2 months ago

    Edmonton, Canada The Brick Full time

    Is this job for you?: If you've been looking to join a team that values your energy and talents, offers multiple career paths, and provides you with continuous development opportunities, you’ve found it! Since 1971, The Brick has been led by visionary men and women who have embraced each business opportunity with the drive for success. We want you to join...

  • Data Compliance Specialist

    2 months ago

    Edmonton, Alberta, Canada beBee Professionals Full time

    Job Title: Data Compliance AnalystLocation: Edmonton, ABCompany: beBee ProfessionalsJob Description:We are seeking a highly skilled Data Compliance Analyst to ensure the company's data is compliant with applicable laws and regulations. The successful candidate will be responsible for developing and implementing data compliance policies and procedures,...

  • Data Compliance Specialist

    2 months ago

    Edmonton, Alberta, Canada beBee Professionals Full time

    Job Title: Data Compliance AnalystLocation: Edmonton, ABCompany: beBee ProfessionalsJob Description:We are seeking a highly skilled Data Compliance Analyst to ensure the company's data is compliant with applicable laws and regulations. The successful candidate will be responsible for developing and implementing data compliance policies and procedures,...

  • Policy Compliance Manager

    1 month ago

    Edmonton, Alberta, Canada beBee Professionals Full time

    Job Title: Compliance Policy Analyst Location: Edmonton, AB Company: beBee Professionals Job Description: beBee Professionals is seeking a Compliance Policy Analyst to develop, implement, and monitor compliance policies and procedures to ensure the organization's adherence to applicable laws and regulations. The ideal candidate will possess a strong...

  • Compliance Policy Specialist

    1 month ago

    Edmonton, Alberta, Canada beBee Professionals Full time

    Job Title: Compliance Policy Analyst Location: Edmonton, AB Company: beBee Professionals Job Description: beBee Professionals is seeking a Compliance Policy Analyst to develop, implement, and monitor compliance policies and procedures to ensure the organization's adherence to applicable laws and regulations. The ideal candidate will possess a strong...

  • Compliance Policy Specialist

    1 month ago

    Edmonton, Alberta, Canada beBee Professionals Full time

    Job Title: Compliance Policy Analyst Location: Edmonton, AB Company: beBee Professionals Job Description: beBee Professionals is seeking a Compliance Policy Analyst to develop, implement, and monitor compliance policies and procedures to ensure the organization's adherence to applicable laws and regulations. The ideal candidate will possess a strong...

  • Policy Compliance Manager

    1 month ago

    Edmonton, Alberta, Canada beBee Professionals Full time

    Job Title: Compliance Policy Analyst Location: Edmonton, AB Company: beBee Professionals Job Description: beBee Professionals is seeking a Compliance Policy Analyst to develop, implement, and monitor compliance policies and procedures to ensure the organization's adherence to applicable laws and regulations. The ideal candidate will possess a strong...

  • Compliance Policy Specialist

    2 months ago

    Edmonton, Alberta, Canada beBee Professionals Full time

    Job Title: Compliance Policy AnalystLocation: Edmonton, ABCompany: beBee ProfessionalsJob Description:beBee Professionals is seeking a Compliance Policy Analyst to develop, implement, and monitor compliance policies and procedures. The ideal candidate will have a strong understanding of laws and regulations and be able to identify and analyze potential...

  • Compliance Policy Specialist

    2 months ago

    Edmonton, Alberta, Canada beBee Professionals Full time

    Job Title: Compliance Policy AnalystLocation: Edmonton, ABCompany: beBee ProfessionalsJob Description:beBee Professionals is seeking a Compliance Policy Analyst to develop, implement, and monitor compliance policies and procedures. The ideal candidate will have a strong understanding of laws and regulations and be able to identify and analyze potential...

  • IT Compliance Analyst

    5 months ago

    Edmonton, Canada SIRKit Full time

    **Organization Summary** SIRKit is a Managed Service Provider (MSP) established in 2007. We deliver efficient service by focusing on documented, repeatable processes and automation. Our work’s efficiency allows us to deliver significant value to our clients while compensating our team fairly. Our clients are accustomed to a friendly, outgoing, and...

  • IT Compliance Analyst

    5 months ago

    Edmonton, Canada SIRKit Full time

    **Organization Summary** SIRKit is a Managed Service Provider (MSP) established in 2007. We deliver efficient service by focusing on documented, repeatable processes and automation. Our work’s efficiency allows us to deliver significant value to our clients while compensating our team fairly. Our clients are accustomed to a friendly, outgoing, and...

  • Compliance Policy Specialist

    2 months ago

    Edmonton, Alberta, Canada beBee Professionals Full time

    Job Title: Compliance Policy AnalystLocation: Edmonton, ABCompany: beBee ProfessionalsJob Overview: beBee Professionals is seeking a highly skilled Compliance Policy Analyst to develop and implement compliance policies and procedures that ensure the organization's adherence to applicable laws and regulations.Key Responsibilities: Develop and maintain...

  • Compliance Policy Specialist

    2 months ago

    Edmonton, Alberta, Canada beBee Professionals Full time

    Job Title: Compliance Policy AnalystLocation: Edmonton, ABCompany: beBee ProfessionalsJob Overview: beBee Professionals is seeking a highly skilled Compliance Policy Analyst to develop and implement compliance policies and procedures that ensure the organization's adherence to applicable laws and regulations.Key Responsibilities: Develop and maintain...

  • Compliance Policy Specialist

    2 months ago

    Edmonton, Alberta, Canada beBee Professionals Full time

    Job Title: Compliance Policy AnalystLocation: Edmonton, ABCompany: beBee ProfessionalsJob Overview: beBee Professionals is seeking a skilled Compliance Policy Analyst to develop and implement compliance policies and procedures that ensure the organization's adherence to applicable laws and regulations.Key Responsibilities: Develop and maintain comprehensive...

  • Compliance Policy Specialist

    2 months ago

    Edmonton, Alberta, Canada beBee Professionals Full time

    Job Title: Compliance Policy AnalystLocation: Edmonton, ABCompany: beBee ProfessionalsJob Overview: beBee Professionals is seeking a skilled Compliance Policy Analyst to develop and implement compliance policies and procedures that ensure the organization's adherence to applicable laws and regulations.Key Responsibilities: Develop and maintain comprehensive...

  • Analyst, Global HR Projects

    5 months ago

    Edmonton, Canada Stantec Full time

    Analyst, Global HR Projects & Compliance - ( 240002JI ) **Description** Grow with the best. Join a smart, creative, and inspired team that works to support operational excellence. The Stantec community unites more than 28,000 employees working in over 400 locations across 6 continents. Our Functional Services Teams (FSTs) include Corporate Development,...