Intern, Compliance
1 month ago
At IMCO, our talent is among the best IMCO offers a uniquely stimulating and rewarding environment where you can help build and drive organizational transformation, all while seeking to challenge yourself, learn, and grow your career.
We offer a culture of collaboration and passion, creating unwavering value for the clients we serve. Our vision is to be the partner of choice for Ontario’s public sector funds and build a high-performing, value-based Asset Management firm in the heart of downtown Toronto.
If you are ready to drive best-in-class service, and join a collaborative, motivated, and fun team of professionals, we’re ready to offer you a great place to work with exciting opportunities for growth and development.
If you want to use your expertise to drive strategic business outcomes, then we want you at IMCO
- We are seeking a detail-oriented and analytical Intern, Compliance to join our team. In this role, you will be responsible for assisting with personal trading statement monitoring, policy review, and creating compliance monitoring dashboards. You will collaborate with various teams and functions to ensure adherence to policies and regulations. Additionally, you will attend daily Compliance Team meetings, have opportunities for interaction with senior leaders, and provide recommendations for process improvements.
Responsibilities Include:
- Assist with personal trading statement monitoring to ensure compliance with company policies and industry best practices.-
- Review and where necessary document required revisions to IMCO policies to ensure that they comply with current governance requirements.-
- Partner with IT and senior members of the Compliance team to design and/or review Microsoft Power BI dashboards that monitor core compliance tasks and identify potential issues.-
- Collaborate with various IMCO functions to gather information and ensure organizational compliance with laws and regulations.-
- Attend daily meetings to provide updates on compliance monitoring activities.-
- Research changes to various laws and regulations as requested.-
- Make recommendations for process improvements to enhance efficiency and effectiveness.- What do you need to succeed?- Understanding of best practices in policy management and compliance monitoring.-
- Attention to detail and ability to analyze complex information.-
- Advanced technical skills in Microsoft products, including Excel and PowerPoint.-
- Experience in building dashboards and/or monitoring tools, ideally using SharePoint and/or Microsoft Power BI.-
- Excellent written communication skills to effectively read, assess and revise corporate policies and procedures.-
- Ability to work independently and manage multiple tasks simultaneously.-
- Strong interpersonal skills to interact with individuals at all levels of the organization.-
- Analytical mindset with the ability to identify trends and patterns.-
- A clear interest in regulatory compliance in the financial services or investment management sectors.- Application Information & Deadline: Please submit your resume by October 15th, 2024
- What do we offer our Interns?
- In addition to paid work experience for a 4-month (May-August 2025) term, we offer a number of developmental opportunities for our hires. This includes:
- Facetime with our executive team, including career guidance-
- Skill workshops for personal development-
- Industry guest speakers-
- Social events with fellow Interns and IMCO employeesWe thank all applicants, however, only those selected for an interview will be contacted.
Our hybrid work model offers flexibility and provides our employees with the opportunity to lead a well-balanced life. Our Corporation’s offices located at 16 York Street, Suite 2400, Toronto, ON M5J 0E6 provide a welcoming space for employees to gather, work collaboratively, and grow together.
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