Associate Director, Capital Markets Surveillance Strategy Officer

2 weeks ago

Toronto, Canada Royal Bank of Canada Full time

**Job Summary**

**What is the opportunity?**

**What will you do?**
- Drive Surveillance projects by working with business and technology teams to resolve issues. Examples of these projects include: Working with the firms Governance teams (such as AI Governance, Model Validation, Data Privacy) to get a new machine learning model approved for Surveillance; Implementing such a model or system.
- Work with the global heads of Communication Surveillance Strategy and Trade Surveillance Strategy to report the status of major strategic programs (Compliance Strategic Priorities, PAR status, Planview status, Surveillance Oversight, and other periodic status updates) and help resolve issues and obstacles.
- Prepare the Surveillance Strategy and Governance teams for any internal reviews (e.g., audit), or external reviews (e.g., regulators, monitors, or other 3rd party reviewers).
- Work with the Surveillance Strategy and Governance teams to update Surveillance procedure manuals for change the bank surveillance processes. Work with Surveillance and Compliance Technology to document global standards for trade surveillance scenario development, and feed on-boarding processes.
- Work with various Surveillance teams to coordinate, complete, and track (if necessary) Supplier Risk Management Application (SRMA) assessments, Integrated Risk Profiles (IRPs), project approval requests (PARs), Master Services Agreements (MSAs), contracts, statements of work (SoWs), change requests (CRs), invoices, self-identified issues, findings, action plans.

**What do you need to succeed?**

**Must-have**
- Bachelor’s degree or higher degree.
- 7-10 or more years of experience in a core area of Capital Markets trading (Surveillance, Operations, Product Control, Front Office).
- General knowledge of trading processes and/or trade compliance.
- Experience interacting with senior management within Compliance, Compliance Technology, Front Office Technology.

**Nice-to-have**
- Experience with agile methodology.
- Experience interacting with internal audit and external regulators.
- Experience working in a matrix organization structure.

**What’s in it for you?**

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
- Leaders who support your development through coaching and managing opportunities
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and high-performing team
- Flexible work/life balance options
- Opportunities to do challenging work
- Opportunities to take on progressively greater accountabilities
- Access to a variety of job opportunities across business
- RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:_
- _Drives RBC’s high performance culture_
- _Enables collective achievement of our strategic goals_
- _Generates sustainable shareholder returns and above market shareholder value_

**Job Skills**

Critical Thinking, Decision Making, Financial Regulation, Industry Knowledge, IT Vendor Management, Project Management, Strategic Thinking, Surveillance

**Additional Job Details**

**Address**:
GOLDMAN SACHS TOWER, 30 HUDSON STREET:JERSEY CITY

**City**:
Jersey City

**Country**:
United States of America

**Work hours/week**:
40

**Employment Type**:
Full time

**Platform**:
CHIEF LEGAL & ADMIN OFFICE GRP

**Job Type**:
Regular

**Pay Type**:
Salaried

**Posted Date**:
2024-12-18

**Application Deadline**:
2025-01-31

**I**nclusion** and Equal Opportunity Employment**

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

**Join our Talent Community**

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

  • Search Associate, Marketing

    7 months ago

    Toronto, Canada Capital One Full time

    161 Bay Street (93021), Canada, Toronto,Toronto, Ontario, Search Associate, Marketing **Overview** As a Search Associate, you will join the Performance Marketing team and be a part of a collaborative cross-functional team responsible for driving customer growth and efficiency across Search. **Responsibilities** - Develop and execute campaign strategy and...

  • Associate Director

    7 months ago

    Toronto, Canada Graham Full time

    Graham is an employee-owned construction solutions partner that services the buildings, industrial, infrastructure, water and project finance sectors. We deliver lasting value for our clients through meticulous planning and scheduling, while upholding rigorous safety and quality standards. With offices throughout North America, our passionate and...

  • Associate Director, Global Capital Markets Treasury

    1 month ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 209363 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Under the direction of the Director, Global Capital Markets (GCM) Treasury, this role is accountable for assisting in ensuring business strategies, plans and initiatives are executed and delivered in compliance with governing...

  • Associate Director, Global Capital Markets Treasury

    2 months ago

    Old Toronto, Canada Scotiabank Full time

    Title: Associate Director, Global Capital Markets TreasuryRequisition ID: 209363Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.Under the direction of the Director, Global Capital Markets (GCM) Treasury, this role is accountable for assisting in ensuring business strategies, plans and initiatives are...

  • Associate Director, Global Capital Markets Treasury

    2 months ago

    Old Toronto, Canada Scotiabank Full time

    Title: Associate Director, Global Capital Markets Treasury Requisition ID: 209363Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Under the direction of the Director, Global Capital Markets (GCM) Treasury, this role is accountable for assisting in ensuring business strategies, plans and initiatives are...

  • Associate Director, Global Capital Markets Treasury

    2 months ago

    Old Toronto, Canada Scotiabank Full time

    Title: Associate Director, Global Capital Markets TreasuryRequisition ID: 209363Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.Under the direction of the Director, Global Capital Markets (GCM) Treasury, this role is accountable for assisting in ensuring business strategies, plans and initiatives are...

  • Associate Director

    2 months ago

    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** As an Associate Director (AD), you will be part of RBC Capital Markets (CM) Compliance Advisory Team. The team is responsible for implementing and maintaining compliance programs and processes across RBC’s Global Markets businesses in Canada, within the context of RBC’s Enterprise Compliance Management...

  • Analyst, Capital Markets Portfolio Strategy

    1 day ago

    Toronto, Canada OMERS Full time

    Reporting to the Director, Capital Markets Portfolio Strategy, the primary focus of Analyst is to provide support in the development of Capital Markets overall strategy. This may include activities relating to capital allocation, investment strategy, portfolio design, performance evaluation, business model best practices, operating plan development and...

  • Associate Director, Capital Investment Program

    7 months ago

    Toronto, Canada Greater Toronto Airports Authority Full time

    **Your way forward: Join Canada’s busiest airport as our next Associate Director, Capital Investment Program Engagement** Do you want to help transform Toronto Pearson into the global airport of the future? We’re committed to becoming one of the most advanced, sustainable, and passenger-friendly airports in the world - and we need your help. This is...

  • Associate, Capital Markets

    1 week ago

    Toronto, Canada PATRIZIA SE Full time

    As Associate, you will play a key role within the Capital Markets team.This is an exciting opportunity to contribute to PATRIZIAs growth strategy in Canada. The role will be to support the business development and platform buildout of PATRIZIA Canada by working directly with PATRIZIA’s Canadian Head of Capital Markets. The objectives of the role are to...

  • Associate Director, Capital Markets Performance

    3 months ago

    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** The Associate Director, Capital Markets Performance Management is a key member of the performance management team in Capital Markets Platform Finance that will include responsibility for strategic analysis, reporting, and performance management insights. This role will appeal to individuals who thrive in a...

  • Senior Marketing Associate

    4 weeks ago

    Toronto, Ontario, Canada Capital One Full time

    We are seeking a customer-centric marketer with exceptional focus on growth for a Senior Associate, Product Marketing role at Capital One Canada.This associate will partner closely with teams across marketing, product, design, strategy and research to influence how we talk about our cards in-market and ensure we incorporate the customer lens into product...

  • Director, Compliance Advisory

    1 month ago

    Toronto, Canada Capital One Full time

    161 Bay Street (93021), Canada, Toronto,Toronto, Ontario, Director, Compliance Advisory **Our Capital One **Compliance Advisory **Team.** Yes, we’re a credit card company. But we’re more than that too. We’re driven by what our customers want, and how to make their lives simpler. We’re always looking for creative ways to offer digital solutions...

  • Director, Data Governance, Capital Markets

    5 months ago

    Toronto, Canada OMERS Full time

    Choose a workplace that empowers your impact. Join a global workplace where employees thrive. One that embraces diversity of thought, expertise and experience. A place where you can personalize your employee journey to be — and deliver — your best. We are a purpose-driven, dynamic and sustainable pension plan. An industry leading global investor with...

  • Capital Raising

    4 weeks ago

    Toronto, Canada Trez Capital Full time

    Why Join Trez Capital? Founded in 1997, Trez Capital is a non-bank leading provider of private commercial real estate debt and equity financing solutions in Canada and the United States. For over 25 years, we have consistently provided developers and owners with flexible short-to-mid-term financing. Trez Capital also offers private and institutional...

  • Capital Raising

    1 day ago

    Toronto, Canada Trez Capital Full time

    Why Join Trez Capital? Founded in 1997, Trez Capital is a non-bank leading provider of private commercial real estate debt and equity financing solutions in Canada and the United States. For over 25 years, we have consistently provided developers and owners with flexible short-to-mid-term financing. Trez Capital also offers private and institutional...

  • Associate Director for Global Capital Markets KYC Refresh

    3 weeks ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Role OverviewWe are seeking an experienced Associate Director to lead our Global Capital Markets KYC Refresh program. This is a key role that requires strong leadership, project management, and collaboration skills.ResponsibilitiesLead the delivery of the KYC Refresh program, ensuring timely and accurate completion of refresh cases.Develop and implement...

  • B2b Marketing Associate

    2 months ago

    Toronto, Canada Secure Digital Markets Full time

    At Secure Digital Markets (SDM), you can build a career in a fast-paced and pioneering industry! Secure Digital Markets is a digital asset brokerage, offering robust liquidity solutions that enable our clients to maximize their portfolio and participate in digital currency markets with greater sophistication. This is an exciting time to join our growing...

  • Associate Director, Strategy

    6 months ago

    Toronto, Canada Mindshare Full time

    **Mindshare** **Title**:Associate Director, Strategy **Team / Department**:Strategy Mindshare is a global media agency with offices in over 86 countries. In Canada, we are a passionate team of over 200 people with offices in Toronto, Montreal and Vancouver with a singular focus on helping our clients find a sustained path to Good Growth. We aim to be our...

  • Associate Director, Strategy

    6 months ago

    Toronto, Canada Mindshare Full time

    **Mindshare** **Title**:Associate Director, Strategy **Team / Department**:Strategy Mindshare is a global media agency with offices in over 86 countries. In Canada, we are a passionate team of over 200 people with offices in Toronto, Montreal and Vancouver with a singular focus on helping our clients find a sustained path to Good Growth. We aim to be our...