Group Manager, Financial Crime Risk Investigation

2 months ago

Vancouver, Canada TD Bank Full time

**Work Location**:
Canada

**Hours**:
37.5

**Line of Business**:
Financial Crime Risk Management

**Pay Details**:
**Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses to the bank are minimized.**

**CUSTOMER**
- **Lead a team of professionals and managers to achieve business / operational objectives, maintain effective day-to-day operations and deliver quality service and transaction processing consistent with business objectives**:

- **Provide guidance and direction to team members within own area of specialization and focus**:

- **Review and assess incoming files and allocate to appropriate Investigators/Investigative Specialists**:

- **Conduct investigations in the capacity of a working lead where cases have been specifically assigned ensuring proper analysis and investigation standards are followed**:

- **Prepare applicable documents based on criminal and/or non-criminal proceedings**:

- **Collaborate with counterparts from other institutions and/or external organizations (e.g., public sector, government, law enforcement) to gather intelligence information where necessary**:

- **Ensure investigations are professionally conducted and completed in a timely manner**:

- **Identify and communicate procedural weaknesses to businesses and ensure processes for remediation are in place such as following up for corrective action where applicable**:

- **Maintain strong awareness of emerging trends and investigative techniques for own area of specialty**:

- **Represent the department on internal projects/committees for own specialized area as necessary**

**SHAREHOLDER**
- **Contribute to the development of the business plan, operationalize the plan and deliver on assigned service/functionality**:

- **Work with key business leaders to develop business plan, ensuring the optimal use of resources and leverage TD’s operating model to maximize efficiency, effectiveness and scale**:

- **Monitor and communicate effectiveness of strategies, programs, and practices related to own area of accountability**:

- **Ensure programs, policies and practices continue to meet business needs, comply with internal and external requirements, and align with business priorities**:

- **Proactively identify key business opportunities, research and recommend enhancements/ modifications, develop strategies to achieve recommendations**:

- **Coordinate activities with partners across the organization, may include HR, Technology, Finance, Risk Mgmt.**:

- **Ensure team operates in compliance with applicable internal and external requirements, and employees comply with Bank and industry codes of conduct**:

- **Ensure appropriate reporting and escalation of issues based on risk profile**:

- **Lead relationships with business lines / corporate and/or control functions to ensure alignment with enterprise and/or regulatory requirements**:

- **Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts**:

- **Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite**

**EMPLOYEE / TEAM**
- **Responsible for management of the overall team providing both leadership and guidance**:

- **Set targets and objectives for the team, and deliver results**:

- **Develop a team of professionals in all aspects of related competencies and act as resource and mentor to others**:

- **Grow team expertise to align with business/enterprise demand and direction; assess team skills and capabilities and continually look for ways to provide and enhance the value delivered**:

- **Lead a high performing team; provide on-going feedback and performance reviews, coach and develop employees and ensure performance management activities are undertaken and completed for all employees**:

- **Lead the process of setting performance objectives for the team; track, monitor and effectively address and/or reward performance in a timely manner**:

- **Manage employees in compliance with all human resources policies, procedures and guidelines of conduct**:

- **Establish and foster a cohesive team; promote a fair and equitable environment that supports a diverse workforce and encourage the team to achieve common goals and objectives**:

- **Act as a brand ambassador for your business area/function and the bank, both internally and/or externally**

**BREADTH & DEPTH**:

- **Provides people management leadership by hiring the best talent, setting goals, developing employees, managing employee performance and compensation decisions, promoting teamwork, and handling any/all disciplinary actions, as required**:

- **Manages a team of Investigators for a specific geographical area/business unit**:

- **Demonstrates broad and in-depth knowledge of investigative techniques, proper protocol, and financial criminal trends**:

  • Lead Aml Financial Crime Risk Investigator

    4 months ago

    Vancouver, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **As a sole contributor, senior investigators in the Financial Intelligence Unit's High Risk Investigations team undertake the complex financial crime investigations which may involve multi disciplinary teams across TD, including legal,...

  • Financial Crime Risk Investigation Analyst

    22 hours ago

    Vancouver, British Columbia, Canada The Toronto-Dominion Bank (Canada) Full time

    Financial Crime Risk Investigation AnalystAt The Toronto-Dominion Bank, we're committed to delivering legendary customer experiences. As a Financial Crime Risk Investigation Analyst, you'll play a key role in ensuring the integrity of our financial systems and protecting our customers from potential risks.Key Responsibilities:Prioritize and manage your...

  • Financial Crimes Investigator

    4 weeks ago

    Vancouver, British Columbia, Canada BDC Full time

    About BDCBDC is a leading financial institution in Canada, committed to fostering a diverse and inclusive work environment where employees can thrive. As a Senior Investigator, Financial Crimes and Misconduct, you will play a key role in preventing and detecting fraud within our organization.Job DescriptionThe successful candidate will be responsible for...

  • Marketing and Operations Coordinator

    6 months ago

    Vancouver, Canada Nautical Crime Investigation Services Full time

    _**Would you describe yourself as creative, yearning to make an impact and ready for a new challenge in a dynamic, start-up environment?**_ - **Nautical Crime Investigation Services (NCIS) is searching for a Marketing and Operations Coordinator to join their growing Vancouver start-up on a 6-month contract!**_ **WHAT’S IN IT FOR YOU** - Competitive...

  • Marketing and Admin Lead

    6 months ago

    Vancouver, Canada Nautical Crime Investigation Services Full time

    _**Would you describe yourself as creative, yearning to make an impact and ready for a new challenge in a dynamic, start-up environment?**_ - **Nautical Crime Investigation Services (NCIS) is searching for a Marketing and Operations Coordinator to join their growing Vancouver start-up on a 6-month contract!**_ **WHAT’S IN IT FOR YOU** - Competitive...

  • Financial Investigator

    7 days ago

    Vancouver, Canada M.Q. MANAGEMENT INC. Full time

    Education: - Expérience: - **Education**: - Bachelor's degree - ** Work setting**: - Financial services industry - ** Tasks**: - Supervise staff - Analyze clients' financial records - Review and examine financial services and institutions to ensure compliance with governing legislation and regulation - Investigate possible unethical conduct or breeches...

  • Manager, Aml Investigation Support

    4 months ago

    Vancouver, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** The AML Investigation Support Team (AMLIST) provides a second level triage function within the AML FIU by taking decisive action on certain alerts and cases which require some form of diligence beyond the mandate of the GAMLAAT and which do not require the involvement of AML Investigations (i.e. there is no...

  • Cyber Crime Compliance Engineering Specialist

    22 hours ago

    Vancouver, British Columbia, Canada Cyber Crime Full time

    At Block, we're revolutionizing the way people and businesses move money. As a Cyber Crime Compliance Engineering Specialist, you'll play a critical role in shaping our cutting-edge analysis and visualization systems to detect and prevent financial crimes on a global scale.About the RoleThis position is part of our Tooling Engineering team, which develops...

  • Osint Investigator

    6 months ago

    Vancouver, Canada Paladin Risk Solutions Full time

    OSINT Investigator **Duties and Responsibilities**: - Conduct OSINT and additional research using a variety of databases and investigative tools. - Preparing comprehensive client reports containing the search results. - Time management and able to work under limited supervision. **You are a great fit if you**: - Have experience and training in the latest...

  • Corp Security Investigations

    6 months ago

    North Vancouver, Canada Insurance Corporation of British Columbia Full time

    Are you a current ICBC Employee? Click here to access our internal portal. **Position Highlights** We are in search of a skilled and thorough Corporate Security Operations and Investigations Specialist to become a valued member of our dynamic team. In this pivotal role, you will be instrumental in safeguarding the integrity and security of our...

  • Digital Risk Solutions Senior Associate at PwC

    1 month ago

    Vancouver, British Columbia, Canada Cyber Crime Full time

    Cyber Crime and Assurance ServicesWe are a community of solvers combining human ingenuity, experience, and technology innovation to help organisations build trust and deliver sustained outcomes.Job Description and SummaryA career in our Emerging Solutions Analytics practice, within Risk Assurance Compliance and Analytics services, provides the opportunity to...

  • Orc Investigator Supporting Lululemon

    3 months ago

    Vancouver, Canada Triumph Protection Group Full time

    **Job Summary**: Organized Retail Crime (ORC) investigator monitors and responds to theft incidents affiliated with ORC. They provide an investigative response to related external theft incidents. The ORC Investigator will maintain cooperative relationships with local, provincial, and federal law enforcement, prosecutors, and other investigative entities....

  • Fraud Operations Lead

    6 months ago

    Vancouver, Canada Benevity Full time

    **Meet Benevity**: The world's coolest companies (and their employees) use Benevity's technology to take social action on the issues they care about. Through giving, volunteering, grantmaking, employee resource groups and micro-actions, we help most of the Fortune 100 brands build better cultures and use their power for good. We're also one of the first B...

  • Operational Risk Management Manager

    1 month ago

    Vancouver, Canada Connor, Clark & Lunn Financial Group Full time

    **Operational Risk Management Manager** **Connor, Clark & Lunn Financial Group Ltd.** **Vancouver, BC** **What You Will Do** - Play a leadership role in evolving the Operational Risk Management and Information Security, Business Continuity / Resiliency frameworks, policies and procedures in line with business and industry developments. - Focus on the...

  • Manager - Aml Investigations

    3 months ago

    Vancouver, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** As a Manager (Canadian Banking) within the AML Financial Intelligence Unit (FIU) Investigations team, you are the Subject Matter Expert (SME) on AML Investigations and work with the team members as a mentor. You will be involved in the implementation of the training in the Unit by mentoring staff and provide...

  • Investigator, Aml Financial Intelligence Unit

    3 months ago

    Vancouver, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** As Investigator, you will work as an integral member of the AML Financial Intelligence Unit (FIU) Investigations team. You will plan, conduct and complete risk based investigations into matters referred to the Unit. Through the gathering, analysis and evaluation of relevant information, you will determine...

  • Senior Quality Assurance Analyst, Financial Crime

    2 days ago

    Vancouver, British Columbia, Canada TD Bank Full time

    About TD BankTD Bank is one of the world's leading global financial institutions, with over 27 million households and businesses served across Canada, the United States, and around the world. Our vision is to be the better bank, enriching the lives of our customers, communities, and colleagues.Salary and BenefitsWe offer a competitive base salary, variable...

  • Senior Portfolio Manager

    2 weeks ago

    Vancouver, British Columbia, Canada BMO Financial Group Full time

    OverviewBMO Financial Group is a leading financial institution that drives change for good. As a Senior Portfolio Manager - Credit Risk, you will play a vital role in shaping the company's strategy and driving innovation.About the RoleWe are seeking an experienced Senior Portfolio Manager - Credit Risk to join our team. The successful candidate will be...

  • Senior Credit Risk Management Specialist

    5 days ago

    Vancouver, British Columbia, Canada BMO Financial Group Full time

    BMO Financial Group is a leading financial institution with a strong presence in North America.We are seeking an experienced Senior Credit Risk Management Specialist to join our team. This role plays a critical part in ensuring the bank's lending policies and procedures are followed.The estimated annual salary for this position is between $120,000 and...

  • Operational Risk Management Manager

    6 months ago

    Vancouver, Canada Connor, Clark & Lunn Financial Group Full time

    **Operational Risk Management Manager (2-Year Contract)** **Connor, Clark & Lunn Financial Group Ltd.** **Vancouver, BC** This is a 2-year maternity leave contract. **What You Will Do** - Play a leadership role in evolving and progressing the Operational Risk Management and Information Security frameworks, policies and procedures in line with business...