Lead Aml Financial Crime Risk Investigator

4 months ago

Vancouver, Canada TD Bank Full time

**Work Location**:
Canada

**Hours**:
37.5

**Line of Business**:
Financial Crime Risk Management

**Pay Details**:
**As a sole contributor, senior investigators in the Financial Intelligence Unit's High Risk Investigations team undertake the complex financial crime investigations which may involve multi disciplinary teams across TD, including legal, business, HR, analytics. and other specialized investigations teams. Lead investigators may work on pseudo or task force like teams with multiple investigators contributing to multiple outcomes. They ensure that all regulatory filing is undertaken where appropriate under AML regulations, and act as Subject Matter Experts in providing recommendations for risk mitigation or control enhancements. They present their findings in written and verbal briefings, and well articulated regulatory reports and record keeping.**

**Key Accountabilitie **s**:

- **Work closely with multi disciplinary SME's to ensure a robust and thorough investigation is undertaken, to fully assess and mitigate financial crime risks of the highest complexity.**:

- **Ensure fulsome research and documentation is stored and clearly articulated in reports, and that senior management is appropriate briefed and updated related to the materiality of complex cases.**:

- **Leverage AML knowledge, training and sound judgement to assess and mitigate risk**:

- **Recommend where appropriate mitigating action to protect the bank and its customers.**:

- **Complete briefing material covering case prioritization, timeliness and planning on an ongoing basis.**:

- **Highlight gaps, trends and recommend improvements toward TD's continued efforts to mitigate financial crime risk.**

**Depth & Scope**:

- **Works as part of a dynamic team dealing with fast paced, high volume and time sensitive deliverables of the highest complexity.**:

- **Provide mentorship to team members, and sharing knowledge across the team on lessons learned through various casework**:

- **Engage with stakeholders at all levels to ensure a comprehensive response to the risks presented by the casework.**

**Department**:
**This role is part of TD's Global Anti Money Laundering (GAML) team in the Financial Intelligence Unit High risk Investigations team. The broader team undertakes high risk investigations to detect, report and mitigate financial crime, as well as to proactively adapt to emerging financial crime risks in TD's efforts to protect the bank and its customers from financial crime, as well as in its role contributing to the broader AML efforts externally in collaboration with the industry and with regulators.**

**CUSTOMER**
- **Lead variety of complex investigations, including AML, Sanctions/ABAC and Financial Crime**:

- **Assess and prioritize files and investigate assigned cases ensuring proper protocols are in place and effectively applied**:

- **Work effectively with counterparts at other FI’s, law enforcement, Non-Profits, and others in government within prescribed protocols to maximize opportunities for information sharing and to reduce TDBFG exposure**:

- **Conduct investigations in a professional and timely manner**:

- **Identify and communicate procedural weaknesses to businesses and ensure processes for remediation are in place such as following up for corrective action where applicable**:

- **Identify industry and typologies risk and trends for respective program areas and share knowledge with appropriate stakeholders. This may include working with law enforcement and others in the judicial system**:

- **Maintain and establish working relationships with internal partners (e.g., HR, Employment Standards and Legal etc.,) for investigative purposes**:
**SHAREHOLDER**
- **Evaluate the effectiveness of processes/services and recommend/champion possible enhancements; may create new processes**:

- **Establish escalation processes within the investigative unit and a feedback mechanism to relevant stakeholders**:

- **Plan and deliver efficient and cost-effective processes that support and promote the implementation of programs**:

- **Conduct internal and external research projects; support the development/ delivery of presentations / communications; may deliver presentations to management**:

- **Ensure a high level of service by setting clear service standards and measuring effectiveness**:

- **Support the annual planning cycle; confirm quarterly forecast amounts (invoices and estimates) for quarterly budget lockdown**:

- **Adhere to enterprise frameworks or methodologies that relate to activities for respective business area(s)**:

- **Consistently exercise discretion in managing correspondence, information and all matters of confidentiality; escalate issues where appropriate**:

- **Protect the interests of the organization - identify and manage risks, and ensure the prompt and thorough resolution of escalated non-standard, high-risk issues**:

- **Run analysis at the functional or enterprise level using res

  • Financial Crime Risk Investigation Analyst

    19 hours ago

    Vancouver, British Columbia, Canada The Toronto-Dominion Bank (Canada) Full time

    Financial Crime Risk Investigation AnalystAt The Toronto-Dominion Bank, we're committed to delivering legendary customer experiences. As a Financial Crime Risk Investigation Analyst, you'll play a key role in ensuring the integrity of our financial systems and protecting our customers from potential risks.Key Responsibilities:Prioritize and manage your...

  • Financial Crimes Investigator

    4 weeks ago

    Vancouver, British Columbia, Canada BDC Full time

    About BDCBDC is a leading financial institution in Canada, committed to fostering a diverse and inclusive work environment where employees can thrive. As a Senior Investigator, Financial Crimes and Misconduct, you will play a key role in preventing and detecting fraud within our organization.Job DescriptionThe successful candidate will be responsible for...

  • Manager, Aml Investigation Support

    4 months ago

    Vancouver, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** The AML Investigation Support Team (AMLIST) provides a second level triage function within the AML FIU by taking decisive action on certain alerts and cases which require some form of diligence beyond the mandate of the GAMLAAT and which do not require the involvement of AML Investigations (i.e. there is no...

  • Aml Compliance Officer, Rjlu

    6 months ago

    Vancouver, Canada Raymond James Financial Full time

    **AML Compliance Officer, RJLU** - 2302725 - At Raymond James,_ _**_we_**_ _**_develop,_ _**_we_**_ _**_collaborate,_ _**_we_**_ _**_decide,_ _**_we_**_ _**_deliver, and_ _**_we_**_ _**_improve together_. Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking...

  • Group Manager, Financial Crime Risk Investigation

    2 months ago

    Vancouver, Canada TD Bank Full time

    **Work Location**: Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: **Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses to the bank are...

  • Aml Investigator

    2 months ago

    Vancouver, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** As an Investigator (Canadian Banking), you will work as an integral member of the AML Financial Intelligence Unit (FIU) Investigations team. You will plan, conduct and complete risk based investigations into matters referred to the Unit. Through the gathering, analysis and evaluation of relevant information, you...

  • Aml Compliance

    1 month ago

    Vancouver, Canada VoPay International Inc. Full time

    **About VoPay International Inc.** The Opportunity **Responsibilities**: - Monitor and analyze transactions to identify unusual or suspicious patterns indicative of potential money laundering or financial crime. - Utilize transaction monitoring software to detect unusual patterns and generate alerts for further investigation. - Review and resolve alerts...

  • Investigator, Aml Financial Intelligence Unit

    3 months ago

    Vancouver, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** As Investigator, you will work as an integral member of the AML Financial Intelligence Unit (FIU) Investigations team. You will plan, conduct and complete risk based investigations into matters referred to the Unit. Through the gathering, analysis and evaluation of relevant information, you will determine...

  • Manager - Aml Investigations

    3 months ago

    Vancouver, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** As a Manager (Canadian Banking) within the AML Financial Intelligence Unit (FIU) Investigations team, you are the Subject Matter Expert (SME) on AML Investigations and work with the team members as a mentor. You will be involved in the implementation of the training in the Unit by mentoring staff and provide...

  • Senior Quality Assurance Analyst, Financial Crime

    1 day ago

    Vancouver, British Columbia, Canada TD Bank Full time

    About TD BankTD Bank is one of the world's leading global financial institutions, with over 27 million households and businesses served across Canada, the United States, and around the world. Our vision is to be the better bank, enriching the lives of our customers, communities, and colleagues.Salary and BenefitsWe offer a competitive base salary, variable...

  • Aml Compliance Officer

    2 months ago

    Vancouver, Canada Raymond James Financial, Inc. Full time

    **AML Compliance Officer** - 2403384 - At Raymond James, _**_we _**_develop, _**_we _**_collaborate, _**_we _**_decide, _**_we _**_deliver, and _**_we _**_improve together_. Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth...

  • Aml Analyst 1

    6 months ago

    Vancouver, Canada Central 1 Credit Union Full time

    Central 1 cooperatively empowers credit unions and other financial institutions to deliver banking choice to Canadians. Central 1 provides critical services at scale to enable a thriving credit union system. We do this by collaborating with our clients, developing strategies, products and services to support the financial well-being of their more than 5...

  • Aml Analyst, 6 Months Term

    7 months ago

    Vancouver, Canada Central 1 Credit Union Full time

    Central 1 cooperatively empowers credit unions and other financial institutions to deliver banking choice to Canadians. Central 1 provides critical services at scale to enable a thriving credit union system. We do this by collaborating with our clients, developing strategies, products and services to support the financial well-being of their more than 5...

  • Financial Investigator

    6 days ago

    Vancouver, Canada M.Q. MANAGEMENT INC. Full time

    Education: - Expérience: - **Education**: - Bachelor's degree - ** Work setting**: - Financial services industry - ** Tasks**: - Supervise staff - Analyze clients' financial records - Review and examine financial services and institutions to ensure compliance with governing legislation and regulation - Investigate possible unethical conduct or breeches...

  • AML Compliance Professional

    4 weeks ago

    Vancouver, British Columbia, Canada BCLC Full time

    Company OverviewBCLC is a Crown Corporation that earns more than a billion dollars in annual revenue, with a commitment to giving funds back to the province.We exist to generate win-wins for the greater good, believing everything we do must benefit the well-being of all involved. Our Social Purpose drives us to create a welcoming workplace where everyone...

  • Manager, Gtb Aml Transaction Monitoring

    2 months ago

    Vancouver, Canada Royal Bank of Canada Full time

    **Job Summary** The manager, GTB Transaction Monitoring is mandated to develop and maintain an efficient and effective AML/ATF Transaction Monitoring program that considers regulatory expectations, industry trends and innovation opportunities. **What is the opportunity?** Utilizing sophisticated tools and techniques, the Manager, GTB AML Transaction...

  • Fraud Operations Lead

    6 months ago

    Vancouver, Canada Benevity Full time

    **Meet Benevity**: The world's coolest companies (and their employees) use Benevity's technology to take social action on the issues they care about. Through giving, volunteering, grantmaking, employee resource groups and micro-actions, we help most of the Fortune 100 brands build better cultures and use their power for good. We're also one of the first B...

  • Compliance Officer

    1 month ago

    Vancouver, Canada Eminence Talent Group Full time

    About the Company: Join a cutting-edge digital finance company at the forefront of the cryptocurrency exchange market. Our client is revolutionizing the industry by leveraging advanced blockchain technology to provide secure, efficient, and seamless trading experiences. As part of their ambitious growth strategy, they are seeking a detail-oriented Compliance...

  • Cyber Crime Compliance Engineering Specialist

    19 hours ago

    Vancouver, British Columbia, Canada Cyber Crime Full time

    At Block, we're revolutionizing the way people and businesses move money. As a Cyber Crime Compliance Engineering Specialist, you'll play a critical role in shaping our cutting-edge analysis and visualization systems to detect and prevent financial crimes on a global scale.About the RoleThis position is part of our Tooling Engineering team, which develops...

  • Osint Investigator

    6 months ago

    Vancouver, Canada Paladin Risk Solutions Full time

    OSINT Investigator **Duties and Responsibilities**: - Conduct OSINT and additional research using a variety of databases and investigative tools. - Preparing comprehensive client reports containing the search results. - Time management and able to work under limited supervision. **You are a great fit if you**: - Have experience and training in the latest...