Senior Quality Assurance Analyst, Financial Crime
2 days ago
About TD Bank
TD Bank is one of the world's leading global financial institutions, with over 27 million households and businesses served across Canada, the United States, and around the world. Our vision is to be the better bank, enriching the lives of our customers, communities, and colleagues.
Salary and Benefits
We offer a competitive base salary, variable compensation, and a comprehensive Total Rewards package that includes health and well-being benefits, savings and retirement programs, paid time off, banking benefits, discounts, career development opportunities, and recognition programs.
Job Summary
The Senior Quality Assurance Analyst will play a key role in ensuring the quality of our Financial Crime Risk Management processes. This involves validating RGS and ensuring that STRs are filed as soon as practicable, incorporating procedures, job aids, and regulatory findings into a holistic case review, reviewing case files and transactional data to ensure all reportable transactions are submitted, and identifying root causes of quality issues.
Responsibilities
- Validate RGS and ensure STRs are filed in a timely manner.
- Incorporate procedures, job aids, and regulatory findings into a comprehensive case review process.
- Review case files and transactional data to ensure accurate reporting.
- Analyze quality issues and identify root causes.
- Collaborate with cross-functional teams to implement process improvements.
Requirements
To succeed in this role, you'll need:
- 3+ years of experience in AML and/or Financial Crime at an FI.
- Undergraduate degree.
- Thorough understanding of STR filing requirements and RGS thresholds.
- Experience in Quality Control, Quality Assurance, or as a 2nd level reviewer in an FIU.
- Excellent communication skills at all levels of the organization.
About You
We're looking for a skilled and experienced professional who can join our team and contribute to our mission to be the better bank. If you have a passion for quality assurance and a strong background in AML and Financial Crime, we'd love to hear from you.
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