Regulatory Relations, Analyst
7 months ago
**Description**:
- Position at eXp Canada_
- We are one of the_ _first all-remote companies_ with 2,000+ team members utilizing our virtual office called eXp World. This role is work-from-anywhere in Canada._
**Who is eXp?**
Doing the audacious is part of eXp Realty’s DNA. We are a company that rewards creative minds who can offer bold solutions, where opinions matter, anything is possible and the outcome can be revolutionary. As a global full-service real estate brokerage utilizing a 3-D, fully immersive, cloud office environment, offering 24/7 access to collaborative tools & training, eXp has broken the traditional mold of real estate. We are doing big things.
Come join us at eXp Realty - a 6x Glassdoor Best Places to Work organization
**Why we are different**:
Brokerage Operations is pushing the boundaries of possibility by breaking the mold of the traditional brokerage with a team-oriented environment, ability to work remotely and tons of opportunities for career advancement. With lots of fun, informative and motivational training and development, we are all about connecting with one another, with our agents and building the most collaborative, exciting and proactive brokerage in the world.
**What you will do**:
**How you will make an impact**:
- Assist Provincial Brokers in responding to inquiries for information related to specific claims concerning an agent’s alleged conduct.
- Assist Provincial Brokers in responding to formal complaints before council filed against the broker for alleged violations.
- Work to proactively identify areas where current compliance efforts could be strengthened.
- Design and create solutions to increase compliance with CREA/Real Estate Council regulations with Brokerage Operations leadership staff.
- Take the lead in implementing compliance solutions.
- Identify compliance efforts being utilized in one province which can be implemented in other provinces as well and oversee implementation of the same.
- Understand the role Accounting, IT, Legal, and other departments have in the compliance process and work with those business partners to design and implement creative processes to further CREA/Real Estate Council compliance.
- Aid various councils in understanding and possibly adopting change to align with inevitable additional cloud-based brokerages occupying the marketspace.
- Perform other duties as required.
**How you will grab our attention**:
- Must have a high school diploma or equivalent
- Minimum of three years experience in broker-level Real Estate Council compliance efforts
- Strong written and oral communication skills
- Experience overseeing Real Estate Council compliance at broker-level
- Background in ensuring brokerage compliance in at least two provinces
- Drafted responses to Real Estate Council complaints that contain allegations against a brokerage and/or its brokers
- Identified trends across Real Estate Council complaints against agents to pinpoint and rectify non-compliance within target areas
- Assist with drafting and revising defensible position statements
- Prior experience as a Managing Broker ideal
- If you think you’d make a great match for this position but don’t meet all the requirements, we would still encourage you to apply_
**What eXp provides**:
eXp Realty Canada offers a comprehensive benefit package which includes:
- Medical, Dental, Vision, Long-Term Disability, Life Insurance and AD&D, Subscription to Calm and Vitality Wellness Programs, Paid Vacation, Paid Holidays, Up to 4 Paid Personal Days, 5 Paid Sick Days, One time stock option, $20/pay cheque for the first two pays of the month for your mobile phone/internet and RRSP employer match will be available in the near future
- Fully remote environment
- Amazing company culture
- And more..
- This is a salaried position with compensation starting at $75,000 CAD per year. Exact pay will be based on knowledge and experience._
- eXp World Holdings is an equal employment opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status or disability or any other characteristic protected by law._
-
Regulatory Compliance Quality Assurance Analyst
7 months ago
Toronto, Canada DUCA Financial Services Credit Union Ltd. Full time**Why DUCA?** At DUCA, we strive for excellence in everything we do. Our commitment to **_Do more, Be more, Achieve more_** is what sets us apart and drives our company culture. DUCA’s impact goes beyond our financial solutions - we're dedicated to making a real difference in the lives of our members and in our community. We believe our employees are our...
-
Business Analyst, Regulatory Trade
7 months ago
Toronto, Canada CB Canada Full timeBusiness Analyst - Regulatory Trade & Derivatives Reporting On behalf of our client in the Banking Sector, PROCOM is looking for a Business Analyst - Regulatory Trade & Derivatives Reporting. Business Analyst - Regulatory Trade & Derivatives Reporting – Job Description Capital Markets Regulatory Reporting Operations Services Project: - SRT Phase for Rates...
-
Regulatory Client Outreach Analyst
5 months ago
Toronto, Canada TEKsystems Full timeJob Title: Regulatory Client Outreach Analyst Location: Toronto, ON (Hybrid work arrangement: 3 days in the office, core day every Wednesday, and 2 flexible days) Contract Length: 12 months with the possibility of extension Company Overview: Our client, an industry leader, is expanding their team and seeking a Regulatory Client Outreach...
-
Regulatory Compliance Analyst
4 months ago
Toronto, Canada Robert Half Full timeWe are offering an exciting opportunity for a Regulatory Compliance Analyst to join our client in Mississauga, Ontario. The role involves overseeing financial compliance functions within the organization. The successful candidate will work on various audits, compliance assessments, and regulatory compliance matters.Responsibilities:• Conduct regular...
-
Analyst - Regulatory & Business Initiatives
6 months ago
Toronto, Canada Scotiabank Full timeRequisition ID: 189201 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Analyst - Regulatory & Business Initiatives, Toronto, ON** **Global Banking and Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US...
-
Business Analyst for Banking Regulatory Projects
3 weeks ago
Toronto, Canada Apex Systems Full timeWe are seeking an experienced Business Analyst to join our team at Apex Systems, a global IT services provider. As a Business Analyst with Apex Systems, you will work on banking regulatory projects and utilize your skills in SQL queries to pull data.The ideal candidate will have 5+ years of experience as a Business Analyst, knowledge of working on banking...
-
Analyst, Regulatory Compliance Management
3 weeks ago
Toronto, ON, Canada National Consultants Professionals Ltd Full timeThe Identity and Access Management (IAM) Analyst is responsible for managing, maintaining, and improving identity and access control systems across the organization. This role ensures that employees, contractors, and external users have appropriate access to systems and data, aligning with organizational policies and regulatory compliance. Access Management:...
-
Toronto, Canada CB Canada Full timeBusiness Analyst, Banking/Capital Markets – Regulatory Data Reporting Business Analyst - Banking/Capital Markets - Regulatory Data Reporting On behalf of our client in the Banking Sector, PROCOM is looking for a Business Analyst - Banking/Capital Markets - Regulatory Data Reporting. Business Analyst - Banking/Capital Markets - Regulatory Data Reporting...
-
Aml Business Systems Analyst
6 months ago
Toronto, Canada Capco Full time**AML Business Systems Analyst** **Capco - The Future. Now.** **Let's Talk About You** You want to Own Your Career. You're serious about rising as far and as fast as your work and achievements can take you. And you're ready to write the next chapter of your career story: a challenging and rewarding role as a Capco AML Business Systems Analyst. **Let's...
-
Aml Business Systems Analyst
6 months ago
Toronto, Canada CAPCO Full time**AML Business Systems Analyst** **Capco - The Future. Now.** **Let’s Talk About You** You want to Own Your Career. You’re serious about rising as far and as fast as your work and achievements can take you. And you’re ready to write the next chapter of your career story: a challenging and rewarding role as a Capco AML Business Systems...
-
Analyst Relations Manager
2 months ago
Toronto, Canada Emburse Full timeWe are seeking an experienced, strategic and passionate Analyst Relations (AR) Manager to build and expand relationships with key industry analysts at firms such as Gartner, Forrester, IDC, and other influential research organizations. In this role, you’ll serve as the primary liaison between our company and the analyst community, working to ensure that...
-
Regulatory Affairs Business Analyst
6 months ago
Toronto, Canada CannDelta Inc. Full time**COMPANY INFORMATION** CannDelta, Inc. ("CannDelta") is a leading regulatory and scientific cannabis and psychedelics consulting company based in Toronto, Ontario with a beautiful office space in the financial district off King Street right next to the subway. CannDelta is spearheaded by former Health Canada agents with a growing team of consultants from...
-
Regulatory Affairs Lead, Investigations
2 weeks ago
Toronto, Ontario, Canada Professional Engineers Ontario Full timeJob SummaryWe are seeking an experienced Regulatory Affairs Lead to oversee the administration and investigation of complaints made against licensed engineers and Certificate of Authorization holders under the Professional Engineers Act.About the RoleThe successful candidate will lead a team of investigators, analysts, and support personnel, working closely...
-
Toronto, Ontario, Canada Randstad Full timeAre you a detail-oriented professional seeking to leverage your analytical skills in a dynamic environment? Randstad is hiring a Data Quality Analyst to join one of the top 5 banks in Canada. This full-time role offers a unique opportunity to gain experience in FINTRAC Reporting processes and controls.About the RoleThe Data Quality Analyst will be...
-
Analyst, Internal and Regulatory Exam Management
2 weeks ago
Toronto, Canada TD Bank Full time**Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Financial Crime Risk Management **Pay Details**: $65,600 - $98,400 CAD **Department Overview** The TD Bank Group Financial Crimes Risk Management (FCRM) Department is responsible for Anti-Money Laundering and Anti-Terrorist Financing (AML/ATF) regulatory compliance and...
-
Analyst, Regulatory Compliance Management
3 weeks ago
Toronto, ON, Canada VIDOCQ Full time €60,000 - €100,000About the company VIDOCQ is a Canadian leader in financial crime and corporate intelligence, providing tailored investigation, intelligence, and risk management solutions. With offices in Montreal and Toronto, VIDOCQ has earned the trust of discerning, high-end clientele by delivering rigorous and in-depth services that offer a decisive edge in...
-
Toronto, Canada S.i. Systems Full timeOur large banking client is looking for an Intermediate Regulatory Compliance Analyst to assist with the implementation of an organization-wide compliance program. Please note-- this is a hybrid work environment where individuals are required to work onsite 4 days/week. Must Haves: +3 years' experience in a financial services environment with exposure...
-
Regulatory Compliance Analyst
4 months ago
Toronto, Canada Canada Guaranty Mortgage Insurance Company Full time**Location **| **Work Environment**: Toronto / Hybrid (_This role will be based in Toronto, with a combination of time working directly from the Toronto office and the flexibility of working from a home office environment on selected days.)_ - **Department**:Compliance - **Reporting To**:Director, Corporate Compliance & Governance - **Employment Type /...
-
Global Regulatory Compliance Specialist
5 days ago
Toronto, Canada Insight Global Full timeCapital Markets Business AnalystAn estimated salary range for this position in Downtown Toronto is $75-$110 per hour, based on industry standards and market conditions.Job DescriptionWe are seeking a skilled Business Analyst to join our team at a global bank. The ideal candidate will be comfortable working onsite 3x a week in Downtown Toronto, where they...
-
Regulatory Compliance Analyst
6 months ago
Toronto, Canada Peoples Group Full time**About us**: Peoples Group is a boutique Financial Institution with offices located in Vancouver, Calgary, Toronto, and Montreal that has been in the Canadian marketplace for over 30 years. Our mission is to exceed our customers' expectations by providing exceptional customer service backed by extensive product knowledge and experience. Our culture here at...