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Analyst, Internal and Regulatory Exam Management
4 weeks ago
**Work Location**:
Toronto, Ontario, Canada
**Hours**:
37.5
**Line of Business**:
Financial Crime Risk Management
**Pay Details**:
$65,600 - $98,400 CAD
**Department Overview**
The TD Bank Group Financial Crimes Risk Management (FCRM) Department is responsible for Anti-Money Laundering and Anti-Terrorist Financing (AML/ATF) regulatory compliance and prudential risk management across the TD footprint. We act as proactive and trusted advisors to TD Business Lines, while supporting a consistent, adaptable, and effective culture across the organization, ensuring money laundering and terrorist financing risks are appropriately identified and mitigated. We direct the design, content, and enterprise-wide implementation of TD’s FCRM Program, which also includes ensuring that everyone both understands and complies with economic sanctions and anti-bribery/anti-corruption regulations. Our commitment to being The Better Bank means that we are continually evolving to meet the requirements of an ever-changing regulatory environment, while continuing to provide legendary customer experiences.
Reporting to the Senior Manager, Internal & Regulatory Exam Management, the Analyst supports in the management and oversight of the exam management function for the Financial Crimes Risk Management (FCRM) Department. The team is responsible for overseeing the exam management function for FCRM including intake and effective closure of FCRM-owned Internal Audit and FCRM Program Regulatory findings. The Analyst supports exam management processes and procedures, relationships amongst key stakeholders and works with them and the FCRM Issues Management team to ensure all exam findings are actioned and sustained in accordance with standards.
**Responsibilities**
- Supports the team to address audits, regulatory reviews and independent assessments of FCRM by other Bank areas or third parties and the effective, efficient management of engagements. Attends scoping and planning meetings as required, coordinates responses to requests for information and on-site meeting facilitation
- Builds and sustains excellent working relationships with internal FCRM stakeholders and Bank partners
- Supports challenge preparation processes for FRCM-owned audit and regulatory findings and finding owners in preparation of remediation completion packages and presentations for second-line challenge committee reviews
- Supports the preparation of status reports on findings, regulatory exams and internal audits to various stakeholders
- Supports management of Requests For Information (RFIs) which may include performing a quality control review of materials and packaging and providing information directly to the requesting party
- Engages in projects, as required
- Performs ad hoc analysis and participates in regulatory initiatives, special projects, or other activities as assigned.
**Qualifications/Skills**
- University degree or equivalent experience
- Advanced degree, professional accreditation, and/or 3+ years relevant industry experience
- Experience within risk, governance, regulatory, audit or compliance. Financial Services and AML experience preferred
- Excellent communication, analytical and reporting skills, with attention to detail
- Critical thinking, strong written and verbal communication skills, including experience preparing reporting
- Effective stakeholder and partner engagement with a professional approach
- Ability to effectively operate with flexibility in a fast-paced, constantly evolving team environment and prioritize competing priorities
- Ability to develop, coordinate and implement program/project plans and activities to completion
**Who We Are**:
TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing - and so will you.
**Our Total Rewards Package**
Our Total Rewards package reflects the investments we make in our col
