Regulatory Compliance Analyst

5 months ago

Toronto, Canada Peoples Group Full time

**About us**:
Peoples Group is a boutique Financial Institution with offices located in Vancouver, Calgary, Toronto, and Montreal that has been in the Canadian marketplace for over 30 years. Our mission is to exceed our customers' expectations by providing exceptional customer service backed by extensive product knowledge and experience.

Our culture here at Peoples Group is formed by our values; Strength-Based, Relationship Focused, and Passionate Execution. We believe people don't choose a company to work for, they choose a company to join. We also believe that people come first and each day we strive to be willing, trustworthy, and creative.

**About the work environment**:
Peoples Group offers a flexible work environment with a combination of in-office and remote from-home work options for our employees. Typically, you'll be working regular business hours, Monday to Friday between 8:00am and 4:30pm with flexibility around start & end times.

**About you**:
You are a motivated and focused individual with a team-oriented mindset who has experience providing a full range of compliance and regulatory services across various business lines. You have experience analyzing and problem-solving in addressing regulatory and policy issues, conducting research and analysis on a spectrum of matters, and engaging with all levels of business stakeholders. You are a natural problem-solver and use your knack for analysis when finding solutions. You thrive in a high-volume environment and enjoy the challenge of hitting deadlines and creating deliverables.

**About you / qualifications**:

- 1+ years of work experience in a compliance or regulatory role
- Proven ability to comprehend and produce technical documents
- Strong verbal and written communication and interpersonal skills
- Experience working with or within Financial Institutions
- Experience with compliance software and/or willingness to learn compliance software
- Experience with working with various stakeholders within an organization - including management
- Strong proficiency with systems; Word & Outlook; Intermediate to advanced level of Excel (pivot tables, IF functions, Lookup functions)
- Adaptable, flexible, innovative, and responsive to change
- Ability to grasp business concepts in a dynamic, fast paced, and multi-entity environment
- Knowledge of Trust & Loan Companies Act and regulations, Bank Act and regulations, Consumer Protection, AML/ATF, Privacy, and CASL legislation will be considered an asset
- Experience supporting the development and maintenance of a Regulatory Compliance Management (RCM) program will be considered an asset
- Adaptable, flexible, innovative, and responsive to change
- Ability to grasp business concepts in a dynamic, fast paced, and multi-entity environment

**About the day-to-day**:

- Reporting to the Manager, Corporate Compliance, you will provide daily and strategic support to the RCM program
- Facilitate the completion of RCM assessments and support testing of key controls across various business lines
- Assess emerging regulatory changes to direct the business to their process enhancements
- Translate research into accessible materials and knowledge products in support of organizational priorities
- Review customer facing communications, advertising and disclosures for adherence to regulatory obligations
- Draft procedures in relation to applicable legislation and regulations
- Monitor legal and regulatory environment including review & analysis of regulatory announcements, reports, and legislative changes
- Develop and maintain relationships with associations and industry representatives
- Develop materials for special projects as requested

**Annual Compensation**:
**NOTE**: _Please accept our utmost appreciation for your interest; however only those applicants under consideration will be contacted. Peoples Group is an Equal Employment Opportunity employer._

  • Regulatory Compliance Analyst

    3 months ago

    Toronto, Canada Robert Half Full time

    We are offering an exciting opportunity for a Regulatory Compliance Analyst to join our client in Mississauga, Ontario. The role involves overseeing financial compliance functions within the organization. The successful candidate will work on various audits, compliance assessments, and regulatory compliance matters.Responsibilities:• Conduct regular...

  • Business Analyst

    2 months ago

    Toronto, Ontario, Ontario, Canada Cititec Talent Full time

    Business Analyst – Compliance, Regulatory & Data | Circa $110k | Toronto (Fully remote, until early next year)Cititec Talent is partnering with a leading global commodities firm that is looking to hire a Business Analyst with expertise in compliance and regulatory reporting, specifically within the commodities trading sector. This role is crucial for...

  • Regulatory Compliance Quality Assurance Analyst

    5 months ago

    Toronto, Canada DUCA Financial Services Credit Union Ltd. Full time

    **Why DUCA?** At DUCA, we strive for excellence in everything we do. Our commitment to **_Do more, Be more, Achieve more_** is what sets us apart and drives our company culture. DUCA’s impact goes beyond our financial solutions - we're dedicated to making a real difference in the lives of our members and in our community. We believe our employees are our...

  • Regulatory Compliance Specialist

    2 months ago

    Toronto, Ontario, Canada CB Canada Full time

    Job Description**Compliance Analyst/Officer Role at CB Canada**We are seeking a highly skilled Compliance Analyst/Officer to join our team at CB Canada. As a key member of our Canadian Banking Compliance (CBC) team, you will play a critical role in ensuring the bank's compliance with regulatory requirements and maintaining a strong risk management...

  • Regulatory Compliance Specialist

    1 month ago

    Toronto, Ontario, Canada CB Canada Full time

    Job Description**Compliance Analyst/Officer Role at CB Canada**We are seeking a highly skilled Compliance Analyst/Officer to join our team at CB Canada. As a key member of our Canadian Banking Compliance (CBC) team, you will play a critical role in ensuring the bank's compliance with regulatory requirements and maintaining a strong risk management...

  • Regulatory Compliance Specialist

    2 months ago

    Toronto, Ontario, Canada beBee Professionals Full time

    Job Title: Legal Regulatory AnalystOverview:We are seeking a highly skilled Legal Regulatory Analyst to provide expert advice and support to our organization at beBee Professionals in Toronto.Responsibilities:* Provide legal and regulatory guidance to the organization* Conduct research and analysis on legal and regulatory issues* Collaborate with...

  • Regulatory Compliance Specialist

    2 months ago

    Toronto, Ontario, Canada beBee Professionals Full time

    Job Title: Legal Regulatory AnalystOverview:We are seeking a highly skilled Legal Regulatory Analyst to provide expert advice and support to our organization at beBee Professionals in Toronto.Responsibilities:* Provide legal and regulatory guidance to the organization* Conduct research and analysis on legal and regulatory issues* Collaborate with...

  • Business Analyst

    5 days ago

    Toronto, Ontario, Canada Sia Partners Full time

    At Sia Partners, we are seeking a seasoned Business Analyst to join our team as a Regulatory Compliance Specialist.About the RoleWe are looking for a highly skilled professional to work on one of our capital markets projects. As a Business Analyst, you will be working closely with ambitious business stakeholders and technology teams on a broad range of...

  • Regulatory Compliance Analyst

    3 months ago

    Toronto, Canada Canada Guaranty Mortgage Insurance Company Full time

    **Location **| **Work Environment**: Toronto / Hybrid (_This role will be based in Toronto, with a combination of time working directly from the Toronto office and the flexibility of working from a home office environment on selected days.)_ - **Department**:Compliance - **Reporting To**:Director, Corporate Compliance & Governance - **Employment Type /...

  • Senior Regulatory Analyst

    1 week ago

    Toronto, Ontario, Canada Cititec Talent Limited Full time

    Job Title: Business AnalystCompany: Cititec Talent LimitedAt Cititec Talent Limited, we're partnering with a leading global commodities firm to find a Business Analyst with expertise in compliance and regulatory reporting. This role requires a deep understanding of regulatory frameworks, including CFTC, EMIR, and Dodd-Frank.Key Responsibilities:Act as the...

  • Regulatory Compliance Specialist

    1 month ago

    Toronto, Ontario, Canada TEKsystems Full time

    Job Title: Regulatory Client Outreach AnalystLocation: Toronto, ON (Hybrid work arrangement: 3 days in the office, core day every Wednesday, and 2 flexible days)Contract Length: 12 months with the possibility of extensionAt TEKsystems, we're seeking a skilled Regulatory Client Outreach Analyst to join our team. As a key member of our compliance team, you'll...

  • Regulatory Compliance Specialist

    1 month ago

    Toronto, Ontario, Canada TEKsystems Full time

    Job Title: Regulatory Client Outreach AnalystLocation: Toronto, ON (Hybrid work arrangement: 3 days in the office, core day every Wednesday, and 2 flexible days)Contract Length: 12 months with the possibility of extensionAt TEKsystems, we're seeking a skilled Regulatory Client Outreach Analyst to join our team. As a key member of our compliance team, you'll...

  • Regulatory Compliance Specialist

    3 weeks ago

    Toronto, Ontario, Canada TEKsystems Full time

    Job Title: Regulatory Client Outreach AnalystLocation: Hybrid work arrangementContract Length: 12 months with extension possibilityOur client, an industry leader, is seeking a Regulatory Client Outreach Analyst to ensure compliance and efficient processes. With expertise in Dodd-Frank regulations and client onboarding, you'll play a crucial role in our...

  • Regulatory Compliance Specialist

    4 weeks ago

    Toronto, Ontario, Canada TEKsystems Full time

    Job Title: Regulatory Client Outreach AnalystLocation: Hybrid work arrangementContract Length: 12 months with extension possibilityOur client, an industry leader, is seeking a Regulatory Client Outreach Analyst to ensure compliance and efficient processes. With expertise in Dodd-Frank regulations and client onboarding, you'll play a crucial role in this...

  • Compliance Analyst

    4 weeks ago

    Toronto, Ontario, Canada Questrade Financial Group Full time

    Compliance Analyst Job DescriptionQuestrade Financial Group is seeking a highly motivated and detail-oriented Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities:Conduct surveillance on portfolio management and...

  • Regulatory Analyst

    4 weeks ago

    Toronto, Ontario, Canada Hydro One Networks Inc Full time

    Job Title: Regulatory AnalystHydro One Networks Inc is seeking a highly motivated and detail-oriented Regulatory Analyst to join our team. As a Regulatory Analyst, you will play a key role in supporting the development and implementation of regulatory strategies that align with our business objectives.Key Responsibilities:Assist in the development and review...

  • Regulatory Analyst

    4 weeks ago

    Toronto, Ontario, Canada Hydro One Networks Inc Full time

    Job Title: Regulatory AnalystHydro One Networks Inc is seeking a highly motivated and detail-oriented Regulatory Analyst to join our team. As a Regulatory Analyst, you will play a key role in supporting the development and implementation of regulatory strategies that align with our business objectives.Key Responsibilities:Assist in the development and review...

  • Project Manager

    1 month ago

    Toronto, Ontario, Canada Peoples Trust Full time

    About the RoleWe are seeking a highly skilled Delivery Manager to join our team at Peoples Trust. As a key member of our organization, you will be responsible for leading and overseeing the delivery of a portfolio of regulatory compliance projects in the Canadian banking sector.About the TeamYou will be part of a dynamic and entrepreneurial team that values...

  • Project Manager

    1 month ago

    Toronto, Ontario, Canada Peoples Trust Full time

    About the RoleWe are seeking a highly skilled Delivery Manager to join our team at Peoples Trust. As a key member of our organization, you will be responsible for leading and overseeing the delivery of a portfolio of regulatory compliance projects in the Canadian banking sector.About the TeamYou will be part of a dynamic and entrepreneurial team that values...

  • Compliance Analyst/Officer

    6 months ago

    Toronto, Canada CB Canada Full time

    Compliance Analyst/Officer On behalf of our client in the Banking Sector, PROCOM is looking for a Compliance Analyst/Officer. Compliance Analyst/Officer – Job Description The Global Compliance Department is responsible for overseeing Regulatory Compliance across enterprise in accordance with the Global Compliance Framework This includes ensuring that...