Global Regulatory Compliance Specialist
3 days ago
Capital Markets Business Analyst
An estimated salary range for this position in Downtown Toronto is $75-$110 per hour, based on industry standards and market conditions.
Job Description
We are seeking a skilled Business Analyst to join our team at a global bank. The ideal candidate will be comfortable working onsite 3x a week in Downtown Toronto, where they will be part of a growing team in the Prime Brokerage group focused on ongoing regulatory requirements.
The successful candidate will possess excellent communication skills and the ability to bridge the gap between operational users and technical teams, converting regulatory requirements into actionable solutions.
Key Responsibilities:
- Meet with operational users to understand their needs and gather Business Requirements Documents (BRDs)
- Convert BRDs into technical specifications for developer work
- Collaborate with stakeholders to ensure clear understanding and documentation of requirements
- Assist in regulatory processes and execution of projects
Required Skills & Experience:
- 7+ years of experience as a Business Analyst
- 2+ years of experience in Project Management
- Strong knowledge of Capital Markets & Financial Products (Futures, Options)
- Background working with enterprise-level banks/financial institutions
- Experience working in an Agile environment
- Excellent knowledge in BASEL and LCR for regulatory compliance
- Comfortable working with large data sets to analyze/summarize in Excel (Pivot Tables) and SQL Queries
- Excellent communication with the ability to prepare presentations, collaborate with teams, and work with senior executives
This role presents an exciting opportunity for a seasoned Business Analyst to apply their expertise in a dynamic and challenging environment. If you are a motivated professional looking to take your career to the next level, we encourage you to apply.
-
Regulatory Compliance Specialist
1 week ago
Old Toronto, Canada Manulife Insurance Malaysia Full timeJob DescriptionManulife Insurance Malaysia is seeking a highly skilled Regulatory Compliance Specialist to support the effective operation of its regulatory compliance management program.About UsWe are a global leader in financial services, dedicated to helping individuals make informed decisions and live better lives.ResponsibilitiesSupport the ongoing...
-
Regulatory Compliance Specialist
2 weeks ago
Toronto, Ontario, Canada UnionPay International Full timeAt UnionPay International, we are seeking a highly motivated and experienced Regulatory Compliance Specialist to support our payment operations in Canada.**Job Overview**This is an exciting opportunity to join our team as a Regulatory Compliance Specialist, where you will play a key role in ensuring the company's compliance with regulatory requirements in...
-
Regulatory Compliance Specialist
4 hours ago
Toronto, Canada Tata Consultancy Services Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Tata Consultancy Services. This is an exciting opportunity for someone to make a real impact in ensuring our client's regulatory compliance.Job DescriptionAs a Regulatory Compliance Specialist, you will be responsible for enhancing and developing the regulatory...
-
Regulatory & Product Compliance Specialist
3 months ago
Toronto, Canada ASSA ABLOY Full timeFor 32 years, Gallery Specialty Hardware has been a top manufacturer of custom architectural door hardware. Gallery Specialty Hardware is a division of ASSA ABLOY Canada. We are currently seeking a **Regulatory & Product Compliance Specialist **to be based in our manufacturing facility in **North York, Ontario** **Canada**. **Job Summary** As a Product...
-
Regulatory Compliance Specialist
2 weeks ago
Old Toronto, Canada TD Full timeThe TD Securities Compliance Department is a vital component of our organization, responsible for ensuring compliance with regulatory requirements. Our team strives to prevent violations by both employees and clients through monitoring, surveillance, training, liaison with regulators, promoting a compliance culture, and taking preventative measures.We are...
-
Regulatory Compliance Specialist
1 week ago
Toronto, Ontario, Canada Ontario Public Service Full timeWe are seeking a highly motivated Regulatory Compliance Specialist to join our team at the Ontario Public Service. This is an exciting opportunity to work with a dynamic team that is dedicated to protecting consumers and promoting business compliance.
-
Toronto, Ontario, Canada Tata Consultancy Services Full timeTata Consultancy Services is a global leader in IT services, consulting, and business solutions. We are committed to delivering exceptional results to our clients through our unique Location Independent Agile delivery model.We are seeking an experienced Product Compliance Specialist to join our team in regulatory affairs. In this role, you will be...
-
Compliance Specialist, Regulatory Compliance
2 weeks ago
Toronto, Ontario, Canada Société Financière Manuvie Full timeAs a forward-thinking bank and trust company, Manulife Bank is committed to upholding the highest standards of regulatory compliance. We are seeking an experienced Compliance Specialist, Regulatory Compliance to join our team in Toronto, Ontario.The successful candidate will play a critical role in supporting the effective operation of our regulatory...
-
Senior Regulatory Compliance Specialist
2 weeks ago
Toronto, Ontario, Canada UnionPay International Full time**Job Overview**UnionPay International is seeking an experienced Senior Regulatory Compliance Specialist to support the company's compliance work in Canada. The ideal candidate will have a strong background in regulatory compliance and risk management, with experience in the payment industry. **Key Responsibilities**The Senior Regulatory Compliance...
-
Regulatory Compliance Specialist
1 week ago
Toronto, Ontario, Canada PearTree Canada Full timeThe Regulatory Compliance Specialist role at PearTree Canada is a key position that requires a deep understanding of securities regulatory compliance. With a strong focus on maintaining the firm's dealer registration and ensuring business operations adhere to relevant legal and internal rules, this individual will play a crucial part in upholding the...
-
Financial Compliance Specialist
2 weeks ago
Old Toronto, Canada Scotiabank Full timeUnlock your potential in a dynamic and inclusive work environment at Scotiabank. We are seeking a skilled Financial Compliance Specialist - Regulatory Reporting to join our team in Toronto, Ontario, Canada.About the RoleThe successful candidate will be responsible for performing testing of Global Finance programs, processes, and internal controls to assess...
-
Regulatory Compliance Specialist
1 month ago
Old Toronto, Canada CI Financial Company Full timeCompany OverviewC I Financial Company is a leading provider of financial services, committed to delivering exceptional value to our clients and stakeholders.About the RoleWe are seeking an experienced Regulatory Compliance Specialist to join our Compliance team. In this role, you will be responsible for conducting compliance tasks in accordance with internal...
-
Regulatory Compliance Specialist
2 weeks ago
Toronto, Ontario, Canada Tata Consultancy Services Full timeJob Description:Tata Consultancy Services, a leading IT services company, is seeking a highly skilled Regulatory Compliance Specialist to join our team.About Us:TCS is an equal opportunity employer that values diversity and inclusivity. Our commitment to culture and diversity is reflected in our people stories across our workforce, implemented through...
-
Compliance Specialist
2 weeks ago
Toronto, Ontario, Canada WP Osborne Executive Search Inc. Full timeWP Osborne Executive Search is proud to partner with Starlight Investments, a leading global real estate investment and asset management firm, in the search for a highly skilled Compliance Specialist.About Starlight InvestmentsStarlight Investments is a privately-owned company established in 2011, boasting a dynamic team of over 360 professionals who manage...
-
Mgr Global Compliance
7 months ago
Toronto, Canada Canada Life Assurance Company Full timeMgr Global Compliance **Description: - Temporary Full Time- Job Title**:Manager, Global Compliance** - This role is temporary full-time for a 12-month term (with the possibility for a 6-month extension)_ **Overview** - Part of the Great-West Lifeco Inc. Global Compliance team, this role ensures second line Compliance oversight by supporting global...
-
Regulatory Compliance Specialist
2 weeks ago
Toronto, Ontario, Canada Liberty Mutual Canada Full timeOverview of the Role:Job Title: Regulatory Compliance SpecialistDescription: As a key member of our Finance team, you will be responsible for ensuring compliance with regulatory requirements and reporting obligations.About Us: Liberty Mutual Canada is a leading insurance company that offers a range of commercial insurance products and solutions to mid-size...
-
Financial Regulatory Compliance Specialist
4 days ago
Toronto, Ontario, Canada Recrute Action Full timeJob OpportunityWe are seeking a highly skilled Financial Regulatory Compliance Specialist to join our team at Recrute Action.About the RoleThis is an exciting opportunity to contribute to regulatory compliance and governance initiatives in a fast-paced, collaborative environment. As a Financial Regulatory Compliance Specialist, you will assist with the...
-
Regulatory Compliance Specialist
4 weeks ago
Toronto, Ontario, Canada Liberty Mutual Canada Full timeJob Summary:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Liberty Mutual Canada. This role will be responsible for ensuring the entities' compliance with regulatory and tax reporting requirements.Key Responsibilities:Lead and support end-to-end process for regulatory returns, including liaison with other business...
-
Regulatory Affairs Specialist
2 months ago
Toronto, Canada McCain Foods Full time**Position Title**: Regulatory Affairs Specialist **Position Type**: Regular - Full-Time **Position Location**: Toronto HQ ; Florenceville-Bristol, New Brunswick, Canada **Grade**: Grade 04 **Requisition ID**: 32400 **Position Summary**: The Regulatory Affairs Specialist is responsible for product composition and label regulatory compliance for finished...
-
Regulatory Compliance Expert
4 weeks ago
Toronto, Ontario, Canada mccainfood Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at McCain Foods. This is a full-time position located in Toronto HQ or Florenceville-Bristol, New Brunswick, Canada.Job Summary:The Regulatory Compliance Expert will be responsible for ensuring regulatory compliance of our products in the Canadian market. This...