Compliance Analyst

6 months ago

Montréal, Canada Career Opportunities at Sagard Full time

**_La version française est ci-dessous._**

**About the job**

**Overview of Sagard**:
Sagard is a multi-strategy alternative asset management firm active in venture capital, new venture creation, private equity, private credit, real estate, royalties with $14.5B in assets under management. It operates out of offices in Montreal, Toronto, New York, Paris and Denver. Sagard also engages in private wealth management through its ecosystem partner Grayhawk.

**Position Overview**:
**Your Responsibilities**:

- Day to day management of the firm's compliance program
- Maintenance and operation of the firm's existing compliance technology stack
- Periodic and event-driven testing of the firm's compliance program, including reviews of the firm's compliance policies and procedures and reviews of third-party service providers.
- Ongoing or special projects related to the continuous improvement of the compliance program.
- Identify and implement new technology solutions which can complement the firm's existing compliance technology stack
- Monitor regulatory developments from the U.S. Securities and Exchange Commission, the Ontario Securities Commission and FINTRAC.
- Provide ad hoc support to the legal team on various legal matters relating to Sagard Holdings' activities and operations.

**Experience and Qualifications**:

- A university degree in accounting, computer science/engineering, data science, economics, finance or law.
- Relevant work experience in the fields of asset management, compliance and/or risk and experience working in compliance at a SEC-registered investment adviser and/or an OSC-registered exempt market dealer will be considered an asset.
- Proficiency with Microsoft Office (and in particular Microsoft Excel) and Google Workplace. Proficiency with ComplySci, Global Relay and/or similar compliance management programs and AI tools will be considered an asset.
- Understanding and/or interest in legal knowledge or legal process management will be considered an asset.
- Exceptional attention to detail and strong written and verbal communication skills.
- **Entrepreneurial**:

- self-starter, ability to operate quickly with lean resources and build systems and processes to scale a legal operation
- **Rigorous**:

- strong analytical and problem-solving skills; organized and exceptional attention to detail; a high degree of accuracy in a fast-paced, results-oriented workplace; hard-working and willingness to work extended hours when required
- **Proactive and innovative**:

- thrives in a dynamic working environment; curious, eager to learn about and contribute to a wide variety of topics; suggests new ideas and new ways of working
- **Collaborative**:

- inclusive operating style coupled with a hands-on, results-oriented attitude
- **Authentic **- demonstrates integrity, humility, professionalism, openness, and inclusiveness

**How to Apply**

**À propos du travail**

**Aperçu de Sagard**:
Sagard est une société de gestion d'actifs alternatifs à stratégies multiples active dans le capital de risque, la création de nouvelles entreprises, les capitaux propres privés, le crédit privé, l'immobilier, les redevances, dont l'actif sous gestion s'élève à 14,5 G$. Elle exerce ses activités à partir de bureaux situés à Montréal, Toronto, New York, Paris et Denver. Sagard participe également à la gestion de patrimoine privé par l'entremise de son partenaire écosystémique Grayhawk.

**Aperçu du poste**:
**Vos responsabilités**:

- Gestion quotidienne du programme de conformité de la société
- Maintien et exploitation du bloc de technologies de conformité existant de la société
- Tests périodiques et fondés sur des événements du programme de conformité de la société, y compris l'examen des politiques et procédures de conformité de la société et l'examen de tiers fournisseurs de services.
- Projets en cours ou spéciaux liés à l'amélioration continue du programme de conformité.
- Repérer et mettre en œuvre de nouvelles solutions technologiques qui peuvent s'ajouter à la gamme actuelle de technologies de conformité de la société
- Surveiller l'évolution de la réglementation de la Securities and Exchange Commission des États-Unis, de la Commission des valeurs mobilières de l'Ontario et du CANAFE.
- Fournir un soutien ponctuel à l'équipe juridique sur diverses questions juridiques liées aux activités et à l'exploitation de Sagard Holdings.

**Expérience et qualifications**:

- Un diplôme universitaire en comptabilité, en informatique / génie, en science des données, en économie, en finance ou en droit.
- Expérience de travail pertinente dans les domaines de la gestion d'actif, de la gestion des risques et/ou de la conformité et expérience en matière de conformité chez un conseiller en placement inscrit auprès de la SEC.
- L'expérience de travail pertinente dans les domaines de la gestion d'actif, de la conformité et/ou de la conformité sera c

  • Cyber Compliance Analyst

    7 months ago

    Montréal, Canada Kruger Inc. Full time

    *** The Cyber Compliance Analyst is responsible for evaluating, implementing, and maintaining cybersecurity policies, procedures, and controls to ensure compliance with regulatory requirements and industry standards. This role involves conducting assessments, monitoring security systems, and collaborating with internal teams to address compliance gaps and...

  • Content Compliance Analyst

    8 months ago

    Montréal, Canada MindGeek Careers Full time

    As a Content analyst you will be responsible for scanning all active content to assure content meets compliance standards, while always maintaining the quality level to its maximum. **What you'll be doing**: - Analyze content on required websites - Maintaining compliance on all related products - Compiling compliance related data during auditing of...

  • Analyst Compliance

    2 weeks ago

    Montréal, Canada National Bank of Canada Full time

    A career as an Analyst in the Compliance Team at National Bank Financial means contributing to the modernization of wealth management tools. Joining our team allows you to grow in a dynamic and constantly evolving environment. This role enables you to make a positive impact on our organization by optimizing our information management, improving employee...

  • Bilingual Compliance Analyst

    2 months ago

    Montréal, QC, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • Compliance Analyst

    1 month ago

    Montréal, QC H2T 3B2, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • Lead Analyst, Aml Compliance

    3 months ago

    Montréal, QC, Canada Western Union Full time

    **Lead Analyst, AML Compliance - Quebec, Canada** Do you have impeccable analytical skills, an eye for detail, and strong business acumen? Are you looking to join a global financial company that encourages and embraces an inclusive workplace? Join Western Union as a Lead Analyst, AML Compliance! **Western Union powers your pursuit** **Role...

  • Compliance Analyst

    1 month ago

    Montréal, QC, Canada The Maples Group (Financial Services) Full time

    **Position**: Compliance Analyst **Location**: Montreal **About Us** The Maples Group is a global leader in financial services, trusted by many of the world’s largest hedge fund managers, private equity firms, and international corporations. Our distinction flows from our carefully curated team: 2,000+ professionals characterised by tenacity, ethics,...

  • Business Analyst

    6 months ago

    Montréal, Canada Capgemini Full time

    **Job Title**: Business Analyst Compliance **Job location**: Montreal, QC (Hybrid) **Duration**: Full time with Benefits **Job Summary**: **Key Responsibilities**: - Partner with the business to help translate high-level business requirements into detailed functional, testable specifications. - Work as a member of an Agile squad in the development of non...

  • SOC Audit and Compliance Analyst

    6 months ago

    Montréal, Canada WSP Full time

    **The Opportunity**: The Global Senior Compliance Support Analyst will have multiple security related roles within the organization. Their main goal will be to improve the existing and provide a more secure computing environment for the organization to conduct their business. The global security operations team will have overlapping duties however each role...

  • Compliance Analyst, Financial Services

    3 weeks ago

    Montréal, QC, Canada QUANTEAM (Groupe RAINBOW PARTNERS) Full time

    As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants, representing 35 different nationalities, collaborates across 10 international offices: We are looking for a...

  • Analyst, Cybersecurity

    3 weeks ago

    Montréal, QC, Canada QUANTEAM (Groupe RAINBOW PARTNERS) Full time

    As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants, representing 35 different nationalities, collaborates across 10 international offices: We are looking for a...

  • Compliance and Security Analyst

    7 months ago

    Montréal, Canada BRP Full time

    The SAP S4 CoE’s mandate is to deliver and/or manage the delivery of SAP services for BRPs SAP S4 solution to be thought leaders in the SAP S4 domain, to support the solution, to resolve incidents, to implement enhancements, and to support project delivery while also protecting the integrity of the solution. **YOU'LL HAVE THE OPPORTUNITY...

  • Analyst, Compliance and Risk

    7 months ago

    Montréal, Canada Addenda Capital Full time

    City: - Montréal, QC - Status: - Permanent, Full-time **Who we Are** Addenda Capital is a privately-owned investment management firm that favours a sustainable approach to wealth creation. The company offers a stimulating, positive and open-minded environment where integrity, collaboration and diversity are valued. Addenda integrates ESG (Environmental,...

  • Python Developer for Finance

    3 weeks ago

    Montréal, Canada C.G.I. Full time $95,000

    Python Developer - Compliance Analyst - AML Technical SpecialistAbout the Role:As a Compliance Analyst - AML Technical Specialist, you will play a crucial role in safeguarding our organization by contributing to the development and maintenance of robust anti-money laundering (AML) systems. You will work closely with cross-functional teams to implement...

  • Senior Business Analyst Regulatory Compliance required

    3 weeks ago

    Montréal, QC, Canada Vaco Full time

    The Senior Business Analyst/Project Manager will support Reg W 23B and inter-affiliate risk management process enhancements, including: Identifying areas for process improvement and proposing solutions. Reviewing test results and preparing documentation for auditors, regulators, and management. Assisting with general ledger processes and month-end...

  • V.i.e. Compliance Analyst

    2 weeks ago

    Montréal, QC, Canada Société Générale Full time

    **Responsibilities**: - Compliance Canada (CPLE) is responsible for the implementation of SG Canada Compliance program which covers among many things the following: - Documentation of Compliance Policies and Procedures - Development and execution of compliance monitoring and testing procedures - Ensuring employees are properly registered - Training and...

  • IT Business Analyst

    7 months ago

    Montréal, Canada Lightspeed Full time

    Hi there! Thanks for stopping by Are you actively looking for a new opportunity? Or just checking the market? Wellyou might just be in the right place! We’re looking for an IT Business Analyst to join our IT team in North America. As an IT Business Analyst within the Information Technology team, you will play a crucial role in ensuring compliance with...

  • IT Business Analyst

    7 months ago

    Montréal, Canada Lightspeed Commerce Full time

    **Hi there! Thanks for stopping by** Are you actively looking for a new opportunity? Or just checking the market? Wellyou might just be in the right place! We're looking for an IT Business Analyst to join our IT team in North America. As an IT Business Analyst within the Information Technology team, you will play a crucial role in ensuring compliance with...

  • Analyste de Conformité Crf, Junior/ Jr. Compliance

    6 months ago

    Montréal, Canada Ria Full time

    Le titulaire de ce poste apporte son soutien au département de la conformité au sein du secteur des transferts de fonds. L'analyste de conformité junior CRF est responsable de l'examen de la diligence raisonnable des agents et/ou des clients. Il prend des mesures proactives pour aider à minimiser les risques liés à la réglementation et à la...

  • Montreal [hybride] - Corporate Credit Analyst

    6 months ago

    Montréal, Canada Quanteam North America Full time

    **WHO WE ARE** As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants, representing 35 different nationalities, collaborates across 10 international...