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Office Management Officer

2 months ago

Old Toronto, Canada Canadian Investment Regulatory Organization Full time
Permanent Full-time (Hybrid)

CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces.

CIRO is carrying on the regulatory functions of the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association of Canada, and is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians’ trust in financial regulation and the people managing their investments.

Conduct telephone calls with complainants and others where appropriate.Communicate with securities commission staff and other administrative and law enforcement agencies where appropriate.Draft administrative resolutions.Strong knowledge of Microsoft Office.Broad knowledge of regulations and their applications, in particular, By-laws, Regulations, Policies and Rules of the CIRO.Functions of other regulatory bodies.