Senior Analyst, TDS Governance and Control

2 weeks ago

Old Toronto, Canada TD Bank Full time
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Secteur d’activité:

Gouvernance et Contrôles

Lieu de travail:

Toronto, Ontario, Canada

Horaire:

37.5

Secteur d’activité:

Gouvernance et Contrôles

Détails de la rémunération :
Nous avons à cœur d’offrir une rémunération juste et équitable à tous nos collègues. En votre qualité de candidat ou de candidate, nous vous encourageons à avoir une conversation franche avec votre recruteur et à poser des questions sur la rémunération, notamment les particularités salariales de ce poste.

Description du poste:

Department Overview

TD Securities' (TDS) Governance & Control (G&C) team partners with the TDS businesses globally to design, implement, maintain, and monitor effective internal controls and ensure business activities remain within TD Bank's risk appetite and comply with external regulatory requirements.

The team is responsible for ensuring timely and consistent implementation – across all TDS businesses – of all risk, control and governance programs, initiatives, policies, and strategic business projects. The team works together with the business leaders to implement TDS G&C methodologies, policy frameworks, standards and practices and are key members of enterprise projects / programs requiring TDS representation.

Job Description

Reporting to the Manager, TDS G&C, the primary role of the Senior Analyst, TDS G&C, is to ensure internal control testing is effectively and efficiently conducted based on the requirements of the 2nd line functions (e.g., Compliance, Risk, AML, etc.).

As part of the key accountabilities of the role, the Senior Analyst will:

  • Lead and assist in the development of Design and Operating effectiveness of Testing programs that will effectively and efficiently detect gaps in internal processes/controls. p>

  • Conduct ongoing testing of key controls/requirements for all TDS Businesses. p>

  • Lead and assist with assessing Key Risk Indicators to identify opportunities to enhance the program.

  • Lead and assist TDS Businesses in developing action/remediation plans to address internal control gaps as well as the root cause themes.

  • Lead the identification of opportunities to improve processes, identifying and realizing efficiencies in testing (where possible) and delivering a better testing experience to TDS Businesses.

  • Work with business stakeholders to develop or enhance key controls and remediate documentation/process gaps to reduce risks with 2nd line function support.

  • Assist with ad-hoc initiatives and strategies from a risk and control perspective.

Job Requirements

Skills

  • Advance knowledge of governance, risk and control procedures, strategies & tactics

  • Prior audit experience, quality control testing experience, or familiarity with TD Bank testing methodology

  • Knowledge of current and emerging trends

  • Skill in using analytical software tools, data analysis methods and reporting techniques is an asset

  • Skill in using computer applications, including MS Excel, PowerPoint, Visio, and Word

  • Ability to communicate effectively in both oral and written form

  • Ability to work collaboratively and build relationships

  • Ability to work successfully as a member of a team and independently

  • Ability to exercise sound judgement in making decisions

  • Ability to analyze, research, organize and prioritize work while meeting multiple deadlines

  • Ability to process and handle confidential information with discretion

  • Understanding of TDS business operations and processes is an asset

Education & Experience

  • University education

  • 4 years of relevant experience (Risk, Audit, Compliance preferred)

À propos de nous
Valeurs Mobilières TD offre une vaste gamme de produits et de services liés aux marchés financiers, aux entreprises, aux gouvernements et aux institutions qui nous choisissent pour notre innovation, notre exécution et notre expérience. Nos services comprennent la souscription et la distribution de nouvelles émissions, la prestation de conseils fiables et de renseignements de premier plan, un accès élargi aux marchés mondiaux et la prestation de solutions bancaires intégrées. permettant ainsi à nos clients de profiter d’un service de négociation d’actions américaines de premier ordre et d’une équipe de recherche sur les actions très diversifiée, tout en faisant croître les activités de notre solide banque d’investissement diversifiée. Nous sommes axés sur la croissance, les gens et la collectivité. p>

Notre programme de rémunération globale
Notre programme de rémunération globale reflète les investissements que nous faisons pour aider nos collègues et leur famille à atteindre leurs objectifs en matière de bien-être mental, physique et financier. La rémunération globale à la TD inclut le salaire de base, la rémunération variable et bien d’autres régimes clés, comme des avantages sociaux en matière de santé et de bien-être, des régimes d’épargne et de retraite, des congés payés, des avantages bancaires et des rabais, des occasions de développement de carrière et des programmes de récompenses et reconnaissance. C’est d’ailleurs pourquoi nous leur offrons des conversations sur le perfectionnement, des programmes de formation et un régime d’avantages sociaux concurrentiel.
Formation et intégration
Nous tenons à nous assurer que vous disposez des outils et ressources nécessaires pour réussir à votre nouveau poste. Dans cette optique, nous organiserons des séances d’intégration et de formation.

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