Current jobs related to Senior compliance quality assurance analyst - Old Toronto, Ontario - TD


  • Old Toronto, Ontario, Canada TD Full time

    Job Title: Senior Compliance Governance AnalystTD is seeking a highly skilled Senior Compliance Governance Analyst to join our team. As a key member of our Global Compliance Governance and Assurance (CGA) team, you will play a critical role in ensuring regulatory compliance across the enterprise.Key Responsibilities:Develop and maintain regulatory compliance...


  • Old Toronto, Ontario, Canada TD Full time

    Job Title: Senior Compliance Governance AnalystTD is seeking a highly skilled Senior Compliance Governance Analyst to join our team. As a key member of our Global Compliance Governance and Assurance (CGA) team, you will play a critical role in ensuring regulatory compliance across the enterprise.Key Responsibilities:Develop and maintain regulatory compliance...


  • Old Toronto, Ontario, Canada TD Full time

    Job SummaryWe are seeking a highly skilled Senior Compliance Governance Analyst to join our team at TD. As a key member of our Global Compliance Governance and Assurance team, you will play a critical role in ensuring regulatory compliance across the enterprise.Key ResponsibilitiesCompliance Governance and Oversight: Provide governance and oversight for...


  • Old Toronto, Ontario, Canada TD Full time

    Job SummaryWe are seeking a highly skilled Senior Compliance Governance Analyst to join our team at TD. As a key member of our Global Compliance Governance and Assurance team, you will play a critical role in ensuring regulatory compliance across the enterprise.Key ResponsibilitiesCompliance Governance and Oversight: Provide governance and oversight for...


  • Old Toronto, Ontario, Canada TD Bank Full time

    Job SummaryWe are seeking a highly skilled Senior Compliance Governance Analyst to join our team at TD Bank. As a key member of our Global Compliance Governance and Assurance team, you will play a critical role in ensuring regulatory compliance across the enterprise.Key ResponsibilitiesSupport the development and implementation of compliance policies and...


  • Old Toronto, Ontario, Canada TD Bank Full time

    Job SummaryWe are seeking a highly skilled Senior Compliance Governance Analyst to join our team at TD Bank. As a key member of our Global Compliance Governance and Assurance team, you will play a critical role in ensuring regulatory compliance across the enterprise.Key ResponsibilitiesSupport the development and implementation of compliance policies and...


  • Toronto, Ontario, Canada Global Pharma Tek Full time

    Job Title: Senior Quality Assurance AnalystWe are seeking a highly skilled Senior Quality Assurance Analyst to join our team at Global Pharma Tek. As a key member of our QA team, you will be responsible for ensuring the quality and reliability of our software applications.Key Responsibilities:Triage defects and participate in triage meetings to identify and...


  • Toronto, Ontario, Canada Global Pharma Tek Full time

    Job Title: Senior Quality Assurance AnalystWe are seeking a highly skilled Senior Quality Assurance Analyst to join our team at Global Pharma Tek. As a key member of our QA team, you will be responsible for ensuring the quality and reliability of our software applications.Key Responsibilities:Triage defects and participate in triage meetings to identify and...


  • Old Toronto, Ontario, Canada Scotiabank Full time

    About the RoleWe are seeking a highly skilled Senior Quality Assurance Test Analyst to join our Agile, Automation & Assurance team at Scotiabank's COAT Delivery Center. As a key member of our team, you will play a critical role in ensuring the quality and reliability of our systems and applications.Key ResponsibilitiesPerform thorough testing of assigned...


  • Old Toronto, Ontario, Canada Scotiabank Full time

    About the RoleWe are seeking a highly skilled Senior Quality Assurance Test Analyst to join our Agile, Automation & Assurance team at Scotiabank's COAT Delivery Center. As a key member of our team, you will play a critical role in ensuring the quality and reliability of our systems and applications.Key ResponsibilitiesPerform thorough testing of assigned...


  • Toronto, Ontario, Canada Scotiabank Full time

    Requisition ID: 201690 Join a purpose-driven team that is dedicated to achieving results within an inclusive and high-performing culture. Purpose of the Role: The Senior Mortgage Quality Assurance Analyst is tasked with conducting thorough evaluations of mortgage loan decisions processed through various channels to ensure that consistent and...


  • Old Toronto, Ontario, Canada Canadian Imperial Bank of Commerce Full time

    About the RoleWe are seeking a highly skilled Senior Quality Assurance Analyst to join our team at the Canadian Imperial Bank of Commerce. As a key member of our IT Quality Assurance team, you will be responsible for developing and executing test scenarios and scripts for functional system integration and acceptance testing across multiple platforms.Key...


  • Old Toronto, Ontario, Canada Canadian Imperial Bank of Commerce Full time

    About the RoleWe are seeking a highly skilled Senior Quality Assurance Analyst to join our team at the Canadian Imperial Bank of Commerce. As a key member of our IT Quality Assurance team, you will be responsible for developing and executing test scenarios and scripts for functional system integration and acceptance testing across multiple platforms.Key...


  • Toronto, Ontario, Canada QA Consultants Inc. Full time

    Job Title: Senior Quality Assurance AnalystWe are seeking a skilled Senior Quality Assurance Analyst to join our team at QA Consultants Inc. The ideal candidate will be responsible for ensuring the quality and accuracy of client onboarding processes, with a focus on testing, compliance, and regulatory adherence.Key Responsibilities:Conduct thorough testing...


  • Old Toronto, Ontario, Canada Nexus Systems Group Inc. Full time

    About the RoleWe are seeking a highly skilled Senior Quality Assurance Analyst to join our team at Nexus Systems Group Inc. as a key member of our software development team.Key ResponsibilitiesCollaborate with Cross-Functional Teams: Work closely with backend API developers, Android & iOS app developers, business system analysts, and architects to design,...


  • Old Toronto, Ontario, Canada Nexus Systems Group Inc. Full time

    About the RoleWe are seeking a highly skilled Senior Quality Assurance Analyst to join our team at Nexus Systems Group Inc. as a key member of our software development team.Key ResponsibilitiesCollaborate with Cross-Functional Teams: Work closely with backend API developers, Android & iOS app developers, business system analysts, and architects to design,...


  • Old Toronto, Ontario, Canada Canadian Imperial Bank of Commerce Full time

    About the RoleWe are seeking a highly skilled Senior Quality Assurance Analyst to join our team at the Canadian Imperial Bank of Commerce. As a key member of our IT Quality Assurance team, you will be responsible for developing and executing test scenarios and scripts for functional system integration and acceptance testing across multiple platforms.Key...


  • Old Toronto, Ontario, Canada Canadian Imperial Bank of Commerce Full time

    About the RoleWe are seeking a highly skilled Senior Quality Assurance Analyst to join our team at the Canadian Imperial Bank of Commerce. As a key member of our IT Quality Assurance team, you will be responsible for developing and executing test scenarios and scripts for functional system integration and acceptance testing across multiple platforms.Key...


  • Old Toronto, Ontario, Canada Highmark Senior Living Full time

    About Highmark Senior LivingHighmark Senior Living is dedicated to enhancing the quality of life for seniors through innovative care solutions. As a leader in the senior living industry, we are committed to delivering exceptional services that prioritize the well-being of our residents.The RoleAs a Senior Quality Assurance Engineer, you will play a crucial...


  • Toronto, Ontario, Canada Foilcon Full time

    Position OverviewThe Quality Assurance Consultant plays a pivotal role in shaping the testing framework and methodologies for comprehensive systems. This position involves strategizing and coordinating testing initiatives, including the execution of systems integration assessments and user acceptance evaluations. A strong command of Cloud technologies, Agile...

Senior compliance quality assurance analyst

3 months ago


Old Toronto, Ontario, Canada TD Full time

Lieu de travail:

Toronto, Ontario, Canada

Horaire:

37.5

Secteur d'activité:

Conformité

Détails de la rémunération :

Nous avons à cœur d'offrir une rémunération juste et équitable à tous nos collègues. En votre qualité de candidat ou de candidate, nous vous encourageons à avoir une conversation franche avec votre recruteur et à poser des questions sur la rémunération, notamment les particularités salariales de ce poste.

Description du poste:

Department Overview :

The Global Compliance Oversight Function is responsible for enabling a consistent Regulatory Compliance Management (RCM) program, its implementation and maintenance across Oversight Functions (OFs) and Risk Owners (ROs), and maintaining a credible line-of-sight into their RCM program activities, as well as performing the following in accordance with the RCM Framework:
  • Provide objective guidance on the implementation of the RCM program;
  • Aggregate information gathered from OFs to inform reporting;
  • Establish engagement models with OFs, and where necessary ROs.
The Global Compliance Quality Assurance (GCQAR) Program is responsible for performing independent quality assurance reviews of the execution of the work performed by the departments within the Global Compliance Oversight Function to meet the requirements within the RCM Framework.

Job Description :

  • Perform periodic quality assurance reviews of the RCM Program at the functional and/or enterprise level and opine on the effectiveness of Compliance's adherence to the RCM Compliance program's framework, standards, policies, procedures, etc.
  • Prepare summaries, presentations, briefing notes, and any other required documentation to effectively report on the status and / or concerns identified during compliance quality assurance reviews.
  • Manage relationships within and across various compliance functions, corporate and/or control functions and promote alignment with the Enterprise RCM Compliance Framework and/or regulatory requirements.
  • Protect the interests of the organization by identifying and managing risks, and also promoting the prompt and thorough resolution of GCQAR issues.
  • Assist in the preparation of the GCQAR quarterly report on the completion status of the annual plan and the results / metrics of these reviews.
  • Keep current on emerging trends/ developments and grow knowledge of the compliance functions, related tools and techniques.
  • Participate fully as a member of the Global Compliance team, support a positive work environment that promotes service, quality, innovation, teamwork and to promote timely communication of issues/ points of interest.
  • Participate in personal performance management and development activities, including cross training within the Global Compliance Quality Assurance team.
  • Exercise discretion in managing correspondence, information and all matters of confidentiality and escalating issues where appropriate.
  • Assist on special projects / tasks as required.

Job Requirements :

  • Undergraduate degree designations and/or compliance certifications
  • 3+ years of banking experience (Compliance, Risk Management, Audit preferred)
  • Knowledge of a regulatory compliance management program
  • Background in testing, monitoring, quality assurance or quality control
  • Strong written, verbal and critical thinking skills
  • Detailed oriented with the ability to exercise sound judgement in making decisions
  • Ability to analyze, organize and prioritize work while meeting multiple deadlines
  • Successfully worked as a member of a team, independently, remotely and in an evolving environment
  • Skilled in using computer applications including MS Office

À propos de nous :

La TD est un chef de file mondial dans le secteur des institutions financières. Elle représente la cinquième banque en Amérique du Nord de par son nombre de succursales. Chaque jour, nous offrons une expérience client légendaire à plus de 27 millions de ménages et d'entreprises au Canada, aux États-Unis et partout dans le monde. Plus de collègues de la TD mettent en commun leurs compétences, leur talent et leur créativité au service de la Banque, des clients qu'elle sert et des économies qu'elle appuie. Nous sommes guidés par notre vision d'être une meilleure banque et par notre objectif d'enrichir la vie de nos clients, de nos collectivités et de nos collègues.

La TD est une entreprise profondément engagée à être une leader en matière d'expérience client. Voilà pourquoi nous croyons que chaque collègue, peu importe son secteur d'activité, est en contact avec la clientèle. En parallèle de l'évolution de nos activités et de notre stratégie, nous innovons afin d'améliorer l'expérience client et de créer des capacités pour façonner l'avenir des services bancaires. Que vous ayez plusieurs années d'expérience dans le secteur bancaire ou que vous commenciez tout juste votre carrière dans le domaine des services financiers, nous pouvons vous aider à réaliser votre plein potentiel. Vous pourrez compter sur nos programmes de formation et de mentorat et sur des conversations sur le perfectionnement et le leadership pour réaliser votre plein potentiel et atteindre vos objectifs. Notre croissance en tant qu'entreprise rime avec la vôtre.

Notre programme de rémunération globale
Notre programme de rémunération globale reflète les investissements que nous faisons pour aider nos collègues et leur famille à atteindre leurs objectifs en matière de bien-être mental, physique et financier. La rémunération globale à la TD inclut le salaire de base, la rémunération variable et bien d'autres régimes clés, comme des avantages sociaux en matière de santé et de bien-être, des régimes d'épargne et de retraite, des congés payés, des avantages bancaires et des rabais, des occasions de développement de carrière et des programmes de récompenses et reconnaissance. En savoir plus

Renseignements supplémentaires :
Nous sommes ravis que vous envisagiez une carrière à la TD. Sachez que nous avons à cœur d'aider nos collègues à réussir dans leur vie tant personnelle que professionnelle. C'est d'ailleurs pourquoi nous leur offrons des conversations sur le perfectionnement, des programmes de formation et un régime d'avantages sociaux concurrentiel.

Perfectionnement des collègues
Un cheminement professionnel particulier vous intéresse ou vous cherchez à acquérir certaines compétences? Nous tenons à vous mettre sur la voie de la réussite. Vous aurez des conversations régulières sur le développement de carrière, le perfectionnement et le rendement avec votre gestionnaire. Une variété de programmes de mentorat et une plateforme d'apprentissage en ligne seront également à votre disposition pour vous aider à ouvrir de nouvelles portes. Que vous ayez à cœur d'aider les clients et souhaitiez élargir votre expérience ou que vous préfériez coacher et inspirer vos collègues, sachez que la TD propose un grand nombre de cheminements professionnels et qu'elle s'engage à vous aider à relever les occasions qui vont dans le sens de vos objectifs.

Formation et intégration
Nous tenons à nous assurer que vous disposez des outils et ressources nécessaires pour réussir à votre nouveau poste. Dans cette optique, nous organiserons des séances d'intégration et de formation.

Processus d'entrevue
Nous communiquerons avec les candidats sélectionnés pour planifier une entrevue. Nous ferons notre possible pour communiquer par courriel ou par téléphone avec tous les candidats pour leur faire part de notre décision.

Mesures d'adaptation
L'accessibilité est importante pour nous. N'hésitez pas à nous faire part de toute mesure d'adaptation (salles de réunion accessibles, sous-titres pour les entrevues virtuelles, etc.) dont vous pourriez avoir besoin pour participer sans entraves au processus d'entrevue.

Nous avons hâte d'avoir de vos nouvelles

Exigences linguistiques:

N/A.
#J-18808-Ljbffr