Jobs: trade surveillance

Trade Surveillance Analyst x 2 Typical Day in Role: The Trade Surveillance Analyst will report into the Senior Manager, OTC Trade Surveillance and collaborate with various internal stakeholders to support processes within the Trade Surveillance program. Candidate should possess a combination of in-depth knowledge of Capital Markets, OTC Products, trade...

Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

Trade Surveillance Analyst x 2 Typical Day in Role: The Trade Surveillance Analyst will report into the Senior Manager, OTC Trade Surveillance and collaborate with various internal stakeholders to support processes within the Trade Surveillance program. Candidate should possess a combination of in-depth knowledge of Capital Markets, OTC Products, trade...

Trade Surveillance Analyst x 2Typical Day in Role: The Trade Surveillance Analyst will report into the Senior Manager, OTC Trade Surveillance and collaborate with various internal stakeholders to support processes within the Trade Surveillance program. Candidate should possess a combination of in-depth knowledge of Capital Markets, OTC Products, trade...

Job SummaryJob DescriptionWhat is the opportunity?You will be part of the RBC Compliance Surveillance Team, which is a core, global, second line-of-defense function within Compliance that works closely with the first-line and the third-line (Internal Audit) and other second-line functions as part of an integrated controls framework. It performs routine...

Job SummaryJob DescriptionWhat is the opportunity?You will be part of the RBC Compliance Surveillance Team, which is a core, global, second line-of-defense function within Compliance that works closely with the first-line and the third-line (Internal Audit) and other second-line functions as part of an integrated controls framework. It performs routine...

Job Description : Wealth Management Canada Compliance is looking for a Tier 2 Bilingual Compliance analyst to join their dynamic team, reporting to the Director, Filed Supervision. The incumbent will be the Tier 2 analyst for Sun Life’s new investment dealer, Sun Life Canada Securities Inc. (SLCSI) and Sun life Financial Investment Services (Canada)...

Job SummaryJob DescriptionWhat is the opportunity?You will be part of the RBC Compliance Surveillance Team, which is a core, global, second line-of-defense function within Compliance that works closely with the first-line and the third-line (Internal Audit) and other second-line functions as part of an integrated controls framework. It performs routine...

**Job Summary** **What is the opportunity?** As RBC adapts to new opportunities and challenges, Regulatory Compliance is adapting too. We are continuously evolving our approach to provide meaningful guidance, oversight, and manage risk, while continuing to support our business partners in achieving our goals. Be it curious learning, global cooperation,...

**Job Summary** **What is the opportunity?** **What will you do?** - Conduct daily, weekly, monthly and quarterly trading reviews to ensure compliance with applicable laws and regulations, as well as internal policies and procedures - Identify potential areas of risk (financial, reputational, and regulatory), counsel senior management of potential issues...

Responsibilities ABOUT THE JOB: The aim of Global Business Service Unit (GBSU) Canada is to deliver day-to-day services to Société Générale investment and corporate bank units and their clients to accelerate their transformation. GBSU differentiates itself from competitors with the pace of the agile transformation delivered, spreading the technology...

**Job Summary** **What is the opportunity?** What will you do? - Execute and confirm trades on various financial instruments in accordance with established procedures. - Ensure timely and accurate settlement of trades, collaborating with custodians and counterparties. - Conduct post trade reconciliation to identify and resolve discrepancies. - Work closely...

**Come Work with Us** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

VIE COMPLIANCE SURVEILLANCE OVERSIGHT ASSOCIATE, CIB - MONTRÉAL, H/F (NUMÉRO DE L'EMPLOI : V_CONF_0080) **VIE Compliance Surveillance Oversight Associate, CIB - Montréal, H/F** **Concrètement votre quotidien ?** L'analyste de l'équipe de Supervision de la fonction "Surveillance" de la Conformité devra apprendre comment l'équipe d'Assurance de la...

At Desjardins, we believe in equity, diversity and inclusion. We're committed to welcoming, respecting and valuing people for who they are as individuals, learning from their differences, embracing their uniqueness, and providing a positive workplace for all. At Desjardins, we have zero tolerance for discrimination of any kind. We believe our teams should...

Our client, a Top 5 Bank in Canada, is seeking a Business Analyst to join their team for a 6-month contract with a high possibility of extension. This role is located in Toronto, and follows a hybrid work schedule of 1-2 days per week onsite. Utilize knowledge of front office trading activities to evaluate electronic surveillance system alerts,...

Our client, a Top 5 Bank in Canada, is seeking a Business Analyst to join their team for a 6-month contract with a high possibility of extension. This role is located in Toronto, and follows a hybrid work schedule of 1-2 days per week onsite. Responsibilities Include: Utilize knowledge of front office trading activities to evaluate electronic surveillance...

Compliance Analyst, Trade Supervision page is loaded Compliance Analyst, Trade Supervision Apply locations Toronto, Ontario time type Full time posted on Posted 2 Days Ago job requisition id JR00091487 You are as unique as your background, experience and point of view. You'll work with dynamic colleagues - experts in their fields - who are eager to share...

**Responsibilities**: **RESPONSIBILITIES** **Division Description** Société Générale’s Capital Market Surveillance (“CMS”) is a global team within the Compliance department responsible for the monitoring of security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations. CMS consists of...

Au sein de la Banque d’Affaires et d’Investissement de la Société Générale, la division Marchés Globaux regroupe la recherche, les solutions d’investissement et de gestion des risques, la négociation et règlement de transactions, les services de garde de valeur, pour les actions, obligations, contrats à terme, devises, commodités ainsi que...