Manager, SCI Regulatory Reporting

2 months ago

Toronto, Canada Scotiabank Full time

 

 

 

Requisition ID: 208435

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

 

The Manager, SCI Regulatory Reporting is a key partner in supporting Scotia Capital Inc. (SCI) Regulatory Reporting team to maintain compliance with its regulator, Canadian Investment Regulatory Organization (CIRO).

 

The Manager is responsible for managing the day-to-day capital reporting to ensure SCI is capital sufficient, perform financial analysis and stay abreast with the regulatory rules and regulations.

 

Is this role right for you? In this role, you will be responsible for:

 

  • Reporting – Daily, weekly, monthly and quarterly regulatory reports and schedules:
    • Prepare, review and oversee the compilation of daily Regulatory Capital, weekly Capital Worksheet Reserve and monitoring of SCI’s Risk Adjusted Capital in accordance with CIRO regulations.
    • Prepare, review of daily/monthly reporting and analysis of SCI’s holdings of BNS issued securities for the purposes of Provider of Capital Concentration Charge (Schedule 14) and managing SCI’s Limited Recourse Loan facility.
    • Prepare, review of daily/monthly margin reporting and analysis of SCI’s Securities Borrowing and Lending activities (Schedule 1 / 7).
    • Prepare, review of Schedule 2 – market value of securities held in principal inventory and capital actual to estimate.
    • Review and prepare supplementary reports in support of the MFR.
    • Provide cross coverage in the preparation and review of various capital desks and functions including but not limited to Equity, Repo, Money Market, Bond, New Issue, FX and Capital Concentration as required.

 

  • Preparation and review of various off cycle reporting obligations including but not limited to;
    • SCI’s 13F Filing disclosing all long positions held in inventory for securities defined by the S.E.C.
    • CIPF Annual Asset Allocation Report.
    • Quarterly BNS common shares trading within SCI.

 

  • Managing and reviewing Scotia Real Estate Inc. (SREI)
    • Liaise with Investment Banking (IB) and Subsidiary Financial and Reporting (SFAR) to prepare intercompany invoice from SCI to SREI for expenses paid on behalf of SREI
    • Provide monthly attestations for SREI through monthly monitoring of its general ledger on PeopleSoft
    • Review annual tax filing and financial statements, as well as prepare notes for Board of Directors meeting
    • Monitor SREI’s cash balance in order to initiate draw on its loan facility
    • Provide requested information and files for annual review to the Bank, and any other requests throughout the year
    • Ensure monthly SREI account reconciliation is performed to maintain compliance with its regulator, RECO (Real Estate Council of Ontario) 

 

  • Managing internal and external audits (i.e. KPMG and CIRO) by participating in walkthroughs and ensuring requested files are submitted in a timely matter.

 

  • Supporting the Senior Manager and Chief Financial Officer:
    • Information gathering and analysis for projects and ad hoc requests from various internal and external partners.
    • Researches and finds solutions to support departmental initiatives.
    • Seek to implement innovative and strategic solutions to improve operational efficiency and strengthen controls.
    • Provides support and insights into SCI’s quarterly Board of Directors meetings.
    • Oversight of SCI’s Balance Sheet and Off-Balance Sheet and other pertinent metrics for the entity.

 

  • Developing & Coaching Talent – provide strong leadership, clear and open communication, setting expectations and accountabilities, and providing opportunities for development

 

Do you have the skills that will enable you to succeed? We’d love to work with you if you have:

 

  • University undergraduate degree in Finance, Accounting, Commerce, Economics or other related field
  • 5+ years of related Financial Industry experience.
  • A professional designation is an asset (i.e CSC, PDO, CFO, CFA, CPA).
  • Broad knowledge of Bank’s capital market products
  • Strong knowledge of prescribed CIRO regulatory reporting requirements and accounting procedures.
  • Advanced Microsoft Office skills, particularly Excel and VBA
  • Excellent written and verbal communication skills, and strong analytical / problem solving skills are necessary.
  • Ability to be highly organized, proficient at time management, work well under pressure and handle multiple tasks within tight time constraints.

 

What’s in it for you?

 

  • An inclusive & collaborative working environment that encourages creativity, curiosity, and celebrates success
  • We offer a competitive rewards package: Performance bonus, Employee Share Ownership Program, and Pension Plan Matching, Health Benefits from day one
  • Your career matters You will have access to career development and progression opportunities.

 

#scotiafinancejobs

 

 

 

Location(s):  Canada : Ontario : Toronto 

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.  

At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. If you require technical assistance, please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.

  • Regulatory Reporting Manager

    1 month ago

    Toronto, Ontario, Canada Scotiabank Full time

    Key Responsibilities:Reporting: Prepare, review, and oversee the compilation of daily Regulatory Capital, weekly Capital Worksheet Reserve, and monitoring of SCI's Risk Adjusted Capital in accordance with CIRO regulations.Preparation and Review: Prepare, review of daily/monthly reporting and analysis of SCI's holdings of BNS issued securities for the...

  • Manager, Regulatory Reporting, Scotia Capital Inc

    3 weeks ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 208435 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Manager, SCI Regulatory Reporting is a key partner in supporting Scotia Capital Inc. (SCI) Regulatory Reporting team to maintain compliance with its regulator, Canadian Investment Regulatory Organization (CIRO). The Manager is...

  • Manager, Regulatory Reporting

    6 months ago

    Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 Supports the execution of accurate and efficient cyclical reporting processes for regulatory and management information and note disclosure in financial statements to internal and external stakeholders and regulatory bodies. Works across BMO to deliver specific project/program results in alignment with overall...

  • Manager, Regulatory Reporting

    2 months ago

    Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 Supports the execution of accurate and efficient cyclical reporting processes for regulatory and management information and note disclosure in financial statements to internal and external stakeholders and regulatory bodies. Works across BMO to deliver specific project/program results in alignment with overall...

  • Manager, Regulatory Financial Reporting

    4 weeks ago

    Toronto, Canada Toronto Hydro Full time

    **WORK ILLUSTRATION**: Reporting to the Director, Corporate Accounting & External Reporting, the Manager, Regulatory Financial Reporting leads the preparation and analysis of all regulatory financial reporting accounts and documents to ensure accuracy, timeliness, and compliance to reporting standards and requirements as mandated by the Ontario Energy Board...

  • Manager, Liquidity Regulatory Reporting

    5 months ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 195000 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **This is a 12 month, temporary full-time opportunity.** Group Liquidity and Global Cash Management is responsible for reporting and managing liquidity and funding risk for the bank. This includes liquidity management and strategy,...

  • Manager, Regulatory Financial Reporting

    4 weeks ago

    Toronto, Canada Toronto Hydro Full time

    WORK ILLUSTRATION: Reporting to the Director, Corporate Accounting & External Reporting, the Manager, Regulatory Financial Reporting leads the preparation and analysis of all regulatory financial reporting accounts and documents to ensure accuracy, timeliness, and compliance to reporting standards and requirements as mandated by the Ontario Energy Board...

  • Director, Regulatory Reporting

    6 months ago

    Toronto, Canada CIBC Full time

    We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

  • Regulatory Reporting UAT Manager

    3 weeks ago

    Toronto, Ontario, Canada BMO Full time

    Job DescriptionJob Title: UAT Manager Regulatory ReportingJob SummaryAs a UAT Manager for Regulatory Reporting, you will be responsible for managing the user acceptance testing (UAT) process for regulatory reporting. This includes developing and applying business knowledge of regulatory and financial reporting and disclosures to drive and inform the UAT test...

  • Quality Assurance Specialist

    6 months ago

    Greater Toronto Area, Canada SCI Logistics Inc. Full time

    At SCI, our passionate employees are the reason we are Canada’s leading business to consumer supply chain partner. We empower our employees to shape our award-winning culture and help our hundreds of clients successfully fulfill their promises to their customers - chances are one of our 3000+ employees helped get your morning coffee to your doorstep,...

  • Manager, Regulatory Reporting

    3 months ago

    Toronto, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • Manager, Regulatory Initiatives

    5 months ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 198096 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose The Manager, Regulatory Initiatives & Reporting (1A) reports to the Senior Manager, Regulatory Initiatives & Reporting for Private Investment Counsel (PIC). The incumbent is responsible for supporting PIC’s audit and...

  • Regulatory Financial Reporting Manager

    3 weeks ago

    Toronto, Ontario, Canada Toronto Hydro Full time

    Job Summary:Toronto Hydro is seeking a highly skilled Regulatory Financial Reporting Manager to lead the preparation and analysis of all regulatory financial reporting accounts and documents.Key Responsibilities:Lead the end-to-end process of the preparation of all regulatory financial reporting documents and the Management's Discussion and Analysis (MD&A),...

  • Manager, Finance

    6 months ago

    Toronto, Canada Citco Full time

    **About Citco**: Since the 1940s Citco has provided specialist financial services to alternative investment funds, investors, multinationals and private clients worldwide. With over 6,000 employees in 45 countries we pioneer innovative solutions that meet our clients’ evolving needs, and deliver exceptional service. Our continuous investment in learning...

  • Regulatory Asset Manager

    3 weeks ago

    Old Toronto, Canada Canadian Investment Regulatory Organization Full time

    About the RoleWe are seeking a highly skilled Regulatory Asset Manager to join our team at the Canadian Investment Regulatory Organization (CIRO). As a key member of our Registration department, you will play a critical role in ensuring the effective regulation of our capital markets.Key ResponsibilitiesManage the Toronto office of our Registration...

  • Senior Project Manager

    5 days ago

    Toronto, Canada Apex Systems Full time

    Job Summary: We are seeking an experienced Project Manager to lead our regulatory reporting initiatives. This role involves managing projects related to G20 regulatory reporting, FTC, European and Nesbit reporting, and US regulatory reporting, including CAT case reporting and new requirements such as and security finance transactions.Key...

  • Manager, Regulatory Reporting

    6 months ago

    Toronto, Canada Scotiabank Full time

    Requisition ID: 172840 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Manager, Regulatory Reporting (Quality Assurance & Governance), Global Finance contributes to the overall success of Global Finance’s Regulatory Reporting team by ensuring all activities conducted are compliant with governing...

  • Senior Project Manager

    6 days ago

    Toronto, Canada Apex Systems Full time

    Job Summary: We are seeking an experienced Project Manager to lead our regulatory reporting initiatives. This role involves managing projects related to G20 regulatory reporting, FTC, European and Nesbit reporting, and US regulatory reporting, including CAT case reporting and new requirements such as and security finance transactions.Key...

  • Senior Project Manager

    5 days ago

    Toronto, Canada Apex Systems Full time

    Job Summary: We are seeking an experienced Project Manager to lead our regulatory reporting initiatives. This role involves managing projects related to G20 regulatory reporting, FTC, European and Nesbit reporting, and US regulatory reporting, including CAT case reporting and new requirements such as and security finance transactions. Key Responsibilities: ...

  • Senior Project Manager

    6 days ago

    Toronto, Canada Apex Systems Full time

    Job Summary: We are seeking an experienced Project Manager to lead our regulatory reporting initiatives. This role involves managing projects related to G20 regulatory reporting, FTC, European and Nesbit reporting, and US regulatory reporting, including CAT case reporting and new requirements such as and security finance transactions.Key...