Regulatory Asset Manager

13 hours ago

Old Toronto, Canada Canadian Investment Regulatory Organization Full time
About the Role

We are seeking a highly skilled Regulatory Asset Manager to join our team at the Canadian Investment Regulatory Organization (CIRO). As a key member of our Registration department, you will play a critical role in ensuring the effective regulation of our capital markets.

Key Responsibilities
  • Manage the Toronto office of our Registration department, overseeing the review and approval of registration applications, submissions, and reviews.
  • Provide legal support to our national Registration team on the interpretation of registration-related rules, applications, submissions, and reviews.
  • Manage sensitive and/or high-profile registration matters and timely escalate them to our Vice-President, Registration.
  • Oversee the development and delivery of training programs as required for the Registration department.
  • Support our VP, Registration on strategic or other key projects.
Requirements
  • Bachelor of Laws Degree.
  • At least ten years' experience in private practice, in-house, or regulatory position.
  • At least 10 years of relevant industry, legal, or regulatory experience.
  • Solid understanding of CIRO rules as it applies to registration-related matters.
  • Direct experience on registration-related matters an asset.
  • Solid knowledge of the securities regulatory framework.
  • Strong working knowledge of administrative law principles.
What We Offer
  • Estimated Salary: $120,000 - $150,000 per annum.
  • Performance-based bonus.
  • Employer-paid Health Benefits and Spending Account that offer flexibility to meet your individual or family needs.
  • Defined Contribution Pension Plan with company matching.
About Us

CIR has offices across Canada, from Vancouver to Montreal. Our mission is to promote healthy capital markets by regulating fairly and effectively so that investors are protected and confident investing in their futures.

Life at CIR is purpose and performance-driven. We foster an inclusive culture where teamwork, a forward-thinking attitude, and integrity are at the core of everything we do.

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