Compliance Officer

6 months ago


Guelph, Canada Skyline Group of Companies Full time

We’re expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer .

Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to unique alternative investment products and financial planning services. This full-time position will be located at our Head Office in Guelph, ON  and will report to the Deputy Chief Compliance Officer.

What you will be doing:

Apply policies and regulatory rules appropriately to respond to compliance related inquiries from the Wealth Management team. Assist in the creation and implementation of new and amended policies and procedures for compliance initiatives and controls, ensuring applicable securities laws and National Instruments are adhered to. Monitor compliance and individuals acting on its behalf, with applicable securities legislation.  Perform all trade reviews. Monitor KYC/KYP suitability and other rules by reviewing applications and trade activity. Maintain registration for the firm and its registrants. Assist with departmental and enterprise initiatives as required.

What we look for:

Strong oral and written communication skills in English. Problem solving skills necessary to resolve routine and non-routine compliance issues. A positive attitude You can handle any problem with optimism.  Minimum 2 years compliance and/or investment experience with an exempt market dealer. Completed Canadian Securities Course, Exempt Market Proficiency Course or equivalent, or in progress of completion.

Why you want to work here:

You get a thrill from staying organized and details are your “thing”. You believe in following the rules and mistakes never get by you. You get excited about providing superior customer service and from knowing that you positively impact people’s lives every day. Being that person who can see the problems before they happen (think the matrix) and use good judgment and innovation to solve it is your specialty. You want to work for a company that supports work-life balance and truly cares that you are happy. Working for a growing company that supports environmental stewardship and social responsibilities is a must for you. Learn more about our sustainability commitments .

We offer our employees competitive pay, benefits, RSP match program, paid volunteer day, on-going training, growth potential and so much more. Our workplace culture empowers staff at all levels to become involved in supporting and building vibrant communities. 

Come be a part of Skyline – Building Careers and Communities


  • Compliance Officer

    2 months ago


    Guelph, Ontario, Canada beBee Professionals Full time $45,000 - $60,000

    We are seeking a Compliance Officer to join our finance team at beBee Professionals in Guelph. In this role, you will be responsible for maintaining accurate financial records, handling accounts payable and receivable, and ensuring the integrity of our accounting practices.Key Responsibilities:Manage and maintain financial records, including ledgers,...


  • Guelph, Canada Ministry of the Environment, Conservation and Parks Full time

    Are you a results oriented, dedicated professional interested in undertaking diversified industrial, municipal and private environmental compliance programs while supporting the delivery of compliance with Ontario's environmental legislation? If so, the Ministry of the Environment, Conservation and Parks has an exciting opportunity for you to make a positive...


  • Guelph, Canada Pival Full time

    **Position Location**: - Guelph, Ontario, Canada **Division**: - Transportation**# of Applicants**: - 1**Schedule**: - Permanent**Shifts**: - Day**Insert start and finish time for shift AM/PM**: 8:00 AM 5:00 PM **Days**: Monday,Tuesday,Wednesday,Thursday,Friday PiVAL International Inc. is a global logistics and supply chain management company with...


  • Guelph, Canada Pival Full time

    Position Location: Guelph, Ontario, Canada Division: Transportation # of Applicants: 1 ...


  • Guelph, Ontario, Canada Skyline Group of Companies Full time

    We are seeking a highly skilled Fire Safety Compliance Specialist to join our team at the Skyline Group of Companies. This is a rewarding opportunity for someone with a passion for fire safety and compliance.About the RoleAs a Fire Safety Compliance Specialist, you will be responsible for ensuring that our buildings and properties meet all relevant fire...

  • Compliance Assistant

    6 months ago


    Guelph, Canada Ontario One Call Full time

    **Compliance Assistant (Student)**: Build your future at Ontario One Call! **Company Overview**: Ontario One Call acts as the communications link between buried infrastructure owners (our members) and individuals who are planning to dig in the province of Ontario. In 2012, the Ontario Underground Infrastructure Notification System Act was passed, which...

  • Specialist, Logistics

    7 months ago


    Guelph, Canada Hammond Power Solutions Inc. Full time

    Reporting to the Logistics and Customs Compliance Manager, the Logistics and Customs Compliance Specialist - 8 Month Contract is responsible to provide essential support for North American locations to ensure compliance with HPS Customs policies and procedures. This position provides Supply Chain Task/Project Support, assisting in the preparation of legally...


  • Guelph, Canada LUMINOR Environmental Inc. Full time

    **Job Title**: Regulatory Compliance Specialist **Reports To**: Manager, Quality Assurance **Location**:Guelph, ON **Job Type**: Full Time, Salaried - Join _**LUMINOR**Environmental Inc.** _and ensure excellence in water treatment solutions for home and industry!_ **About Us**: At LUMINOR Environmental Inc., we believe in creating and providing...


  • Guelph, Canada Johnson & Johnson Full time

    Description Kenvue is currently recruiting for a: Compliance Specialist II This position reports into Compliance Lead and is based at Guelph, ON, Canada. **Who We Are** At Kenvue, we realize the extraordinary power of everyday care. Built on over a century of heritage and rooted in science, we’re the house of iconic brands - including NEUTROGENA®,...

  • Compliance Assistant

    2 months ago


    Guelph, Canada Ontario One Call Full time

    **Compliance Assistant (Co-op)**: Build your future at Ontario One Call! **Company Overview**: Ontario One Call acts as the communications link between buried infrastructure owners (our members) and individuals who are planning to dig in the province of Ontario. In 2012, the Ontario Underground Infrastructure Notification System Act was passed, which...


  • Guelph, Canada University of Guelph Full time

    **Manager, Compliance and Quality Assurance** **Physical Resources** Reporting to the Associate Vice-President, Physical Resources, with a dotted line reporting relationship with the Director, Human Resources (Health, Safety & Wellness), The Manager, Compliance & Quality Assurance is responsible for fostering a culture of health and safety among employees...


  • Guelph, Ontario, Canada People First HR Services Full time

    At Zentek, we're pioneering next-generation healthcare solutions through cutting-edge innovations in nanomaterials. As a Quality Assurance Manager, you'll play a pivotal role in establishing and leading the QA function, ensuring regulatory compliance, and driving quality initiatives across the organization.About the RoleEstablish a high-performing QA team by...


  • Guelph, Canada The City of Guelph Full time

    Why Guelph: **What we offer**: We offer competitive wages and comprehensive benefits to meet the needs of our diverse employees. Many of our positions offer: - Paid vacation days, increasing with years of service - Paid personal days; - Defined benefit pension plan with OMERS, including 100-per-cent employer matching; - Extended health and dental benefits,...


  • Guelph, Ontario, Canada People First HR Services Full time

    Job SummaryZentek Ltd., a Canadian nanotechnology company, is seeking a Quality Assurance and Compliance Specialist to lead the establishment and development of their Quality Management System (QMS).About ZentekAs a pioneering company in next-generation healthcare solutions, Zentek focuses on cutting-edge innovations in nanomaterials. With a mission to...

  • Office Coordinator

    7 months ago


    Guelph, Canada Winmar Property Restoration Specialists Full time

    **SUMMARY OF JOB** The role of an Office Coordinator is crucial for ensuring the smooth and efficient functioning of the company's administrative operations. This role involves a wide range of responsibilities that contribute to the overall success of the company: - Administrative Support: - Managing office supplies and equipment to ensure smooth daily...


  • Guelph, Canada Skyline Group of Companies Full time

    Role OverviewWe are seeking a highly organized and detail-oriented Senior Administrative Coordinator to join our Fire & Life Safety Department in Guelph, Ontario.About the JobThis is an exciting opportunity for a motivated individual to provide administrative support to our team, assisting with fire safety planning, compliance, and operations. As a key...


  • Guelph, Ontario, Canada beBee Professionals Full time $35,000 - $45,000

    beBee Professionals in Guelph is seeking a highly skilled and organized Executive Office Coordinator to provide support for our office operations. As an integral member of our team, you will be responsible for ensuring the smooth day-to-day functioning of our office.Job Summary:We are looking for an experienced Executive Office Coordinator to join our team...

  • Bylaw Compliance Clerk

    4 months ago


    Guelph, Canada The City of Guelph Full time

    Why Guelph: Position Overview: **Hours of work**: Up to 20 hours a week. Monday through Friday between the hours of 8:30-4:30. This is a casual position and hours per week will fluctuate. **Key duties and responsibilities** - Assist with the processing business licences and maintaining records in AMANDA. - Communicate issues or inquires with AGCO and other...


  • Guelph, Canada Indigo Park Canada Inc Full time

    **Job description** - We are looking for Part time Parking Enforcement Officer for the Guelph ON area. The patroller’s primary responsibility is to ensure that parkers comply with lot parking rules and issue citations for violations. Patrollers will also serve as the face of the company as they are the first point of contact for parkers._ **Duties &...

  • Office Administrator

    1 month ago


    Guelph, Canada Clean Cut Energy Full time

    We are seeking an experienced, highly motivated, independent and highly organized person to fill the role of full-time Office Administrator to provide excellent support to our staff as well as customers and clients. This position requires a super-organized, proactive, reliable person to anticipate and meet the needs of staff and customers. Strong skills in...