Senior Compliance Governance Specialist

4 weeks ago

Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full time

Job Summary

The Toronto-Dominion Bank (Canada) is seeking a highly skilled Senior Compliance Governance Specialist to join our team. As a key member of our Compliance Governance group, you will be responsible for ensuring regulatory compliance issues are managed across the enterprise.

Key Responsibilities

  • Support the development of activities/practices that govern and support the identification, management, monitoring, and reporting of regulatory compliance issues.
  • Become a subject matter expert in MERLIN (eGRC) to provide support/assistance to Compliance Units in navigating the Issues Management workflow.
  • Conduct quality assurance and quality control activities to maintain data accuracy and data completeness.
  • Support QAQC and Data Quality Check activities, reaching out to Compliance Units to ensure timeliness of updates and escalation.
  • Support the closure of findings against the Compliance Issues Management Program.
  • Develop and support reporting of Compliance owned Issues to executives, senior business management partners/teams.
  • Develop proactive strategies, processes, and recommendations to senior leaders to manage regulatory compliance issues.
  • Support Regulatory Compliance Management activities, specifically the Global Chief Compliance Officer Opinion including the integration of the regulatory library and control mapping to Issues.
  • Support ad hoc transformation changes and projects/tasks as required.

Requirements

  • Experience in Compliance, Legal, Risk Management, Technology, or Internal Audit is preferred.
  • Excellent communication skills written and verbal skills.
  • Self-starter, ability to lead, plan, execute, and deliver under minimal supervision.
  • Knowledge of the Issues Management module in MERLIN a plus.
  • Proven relationship management skills and must be a strong team player.
  • Flexibility to quickly adapt to changing and ambiguous initiatives or requirements.
  • Ability to exercise sound judgment in making decisions. Demonstrate analytical and problem-solving skills to think critically and make informed recommendations.
  • Must be highly organized and have excellent time management.
  • Creative in solutioning with a strong attention to detail.
  • Proficient in MS Office Applications.

Additional Information

  • Undergraduate or post graduate degree.
  • A minimum of 4 years of relevant work experience (post-degree).
  • Must be available to travel to the Toronto office twice a week.

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