Regulatory Trade Reporting Assistant Manager
1 week ago
Requisition ID: 209412
At Scotiabank, we are seeking a highly skilled Assistant Manager to join our Regulatory Trade Reporting team. The successful candidate will be responsible for driving an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations.
Purpose:
The Assistant Manager will execute daily and periodic monitoring controls, identify and investigate exceptions, and help support projects/initiatives to promote operational effectiveness and support GWOs business strategies and objectives.
Key Responsibilities:
- Ensure BNS trade reporting activities are in compliance with governing regulations and business requirements in all areas Scotiabank operates (CFTC, SEC, CTR, ESMA, FCA, MAS, HKMA, ASIC).
- Identify reporting breaks (through daily reconciliation activities and/or other controls) and remediate potential reporting issues to mitigate compliance/regulatory risks.
- Partner with internal (e.g. Technology, Internal Controls, and Compliance) and external (e.g. Trade Repositories) stakeholders on compliance remediation matters and ensure effective control processes are implemented and followed.
- Understand reporting requirements and maintain up-to-date knowledge of regulatory reporting/reporting logic across all jurisdictions.
- Analyze the impact of regulatory changes and implement necessary changes to internal reporting and control processes that ensure compliance with the reporting obligations in all regions the bank operates.
- Actively participate and contribute in change management projects/initiatives to ensure that regulatory reporting requirements are working with adequate controls and appropriate metrics are incorporated into the KPI/KRI risk management platform.
- Provide support during management ad hoc requests, internal audit or testing engagements, and assist with preparation for regulatory audits or queries.
- Continuously review current processes and identify opportunities for improvements to promote efficient and effective oversight processes.
- Create and maintain policies and procedure documents for all internal control processes.
Requirements:
- Minimum 1-2 years' experience in business, compliance, risk, or front office function.
- Prior project management experience as well as experience in change management. This includes scope definition, business case development, requirements gathering, test script development, deployment and implementation assistance.
- Knowledge of reporting requirements/reporting logic for various regimes (CFTC, SEC, CTR, ESMA, FCA, MAS, HKMA, ASIC) would be an asset.
Work Arrangement: This position is currently a Hybrid role. Please note that this is subject to change based on the needs of the business.
What We Offer:
At Scotiabank, every employee is empowered to reach their fullest potential, respected for who they are and, embraced for their differences. That is why we work to grow and diversify talent and engage employees in a performance-oriented culture.
Benefits:
Scotiabank wants you to be able to bring your best self to work – and life, every day. With a focus on holistic well-being, our many flexible benefit programs are designed to help support your unique family, financial, physical, mental, and social health needs.
-
Regulatory Trade Reporting Assistant Manager
1 month ago
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Assistant Manager, Regulatory Trade ReportingScotiabank is seeking an experienced Assistant Manager to join our Regulatory Trade Reporting team. As a key member of our team, you will be responsible for driving an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations.Key Responsibilities:Execute daily...
-
Regulatory Trade Reporting Assistant Manager
4 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Assistant Manager, Regulatory Trade ReportingScotiabank is seeking an experienced Assistant Manager to join our Regulatory Trade Reporting team. As a key member of our team, you will be responsible for driving an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations.Key Responsibilities:Execute daily...
-
Regulatory Trade Reporting Assistant Manager
1 month ago
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Assistant Manager, Regulatory Trade ReportingScotiabank is seeking an experienced Assistant Manager to join our Regulatory Trade Reporting team. As a key member of our team, you will be responsible for driving an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations.Key Responsibilities:Execute daily...
-
Regulatory Trade Reporting Assistant Manager
1 month ago
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Assistant Manager, Regulatory Trade ReportingScotiabank is seeking an experienced Assistant Manager to join our Regulatory Trade Reporting team. As a key member of our team, you will be responsible for helping to drive an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations.Key Responsibilities:Execute...
-
Regulatory Trade Reporting Assistant Manager
1 month ago
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Assistant Manager, Regulatory Trade ReportingScotiabank is seeking an experienced Assistant Manager to join our Regulatory Trade Reporting team. As a key member of our team, you will be responsible for helping to drive an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations.Key Responsibilities:Execute...
-
Regulatory Trade Reporting Assistant Manager
1 month ago
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Assistant Manager, Regulatory Trade ReportingScotiabank is seeking an experienced Assistant Manager to join our Regulatory Trade Reporting team. As a key member of our team, you will be responsible for driving an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations.Key Responsibilities:Execute daily...
-
Regulatory Trade Reporting Assistant Manager
1 month ago
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Assistant Manager, Regulatory Trade ReportingScotiabank is seeking an experienced Assistant Manager to join our Regulatory Trade Reporting team. As a key member of our team, you will be responsible for driving an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations.Key Responsibilities:Execute daily...
-
Regulatory Trade Reporting Assistant Manager
1 month ago
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Assistant Manager, Regulatory Trade ReportingScotiabank is seeking an experienced Assistant Manager to join our Regulatory Trade Reporting team. As a key member of our team, you will be responsible for helping to drive an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations.Key Responsibilities:Execute...
-
Regulatory Trade Reporting Assistant Manager
1 month ago
Toronto, Ontario, Canada Scotiabank Full timeJob Title: Assistant Manager, Regulatory Trade ReportingScotiabank is seeking an experienced Assistant Manager to join our Regulatory Trade Reporting team. As a key member of our team, you will be responsible for helping to drive an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations.Key Responsibilities:Execute...
-
Regulatory Trade Reporting Assistant Manager
1 month ago
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking a highly skilled Regulatory Trade Reporting Assistant Manager to join our team at Scotiabank. As a key member of our Global Wholesale Operations team, you will play a critical role in driving an efficient and effective Regulatory Reporting & Control function.Key ResponsibilitiesExecute daily and periodic monitoring controls to...
-
Regulatory Trade Reporting Assistant Manager
1 month ago
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking a highly skilled Regulatory Trade Reporting Assistant Manager to join our team at Scotiabank. As a key member of our Global Wholesale Operations team, you will play a critical role in driving an efficient and effective Regulatory Reporting & Control function.Key ResponsibilitiesExecute daily and periodic monitoring controls to...
-
Assistant Manager, Regulatory Trade Reporting
1 month ago
Toronto, Ontario, Canada Scotiabank Full timeJob Summary: Regulatory Reporting & Control Assistant Manager role at Scotiabank, responsible for driving efficient and effective reporting processes, ensuring compliance with governing regulations and business requirements. The Regulatory Reporting & Control Assistant Manager is a key role within Global Wholesale Operations, responsible for executing daily...
-
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking an experienced Assistant Manager to join our Regulatory Reporting and Control function within Global Wholesale Operations. The successful candidate will be responsible for driving an efficient and effective Regulatory Reporting and Control function, executing daily and periodic monitoring controls, identifying and investigating...
-
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking an experienced Assistant Manager to join our Regulatory Reporting and Control function within Global Wholesale Operations. The successful candidate will be responsible for driving an efficient and effective Regulatory Reporting and Control function, executing daily and periodic monitoring controls, identifying and investigating...
-
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking an experienced Assistant Manager to join our Regulatory Reporting and Control function within Global Wholesale Operations. The successful candidate will be responsible for driving an efficient and effective Regulatory Reporting and Control function, executing daily and periodic monitoring controls, identifying and investigating...
-
Senior Regulatory Reporting Manager
1 month ago
Toronto, Ontario, Canada RBC Capital Markets, LLC Full timeJob SummaryWe are seeking a highly skilled and experienced Senior Regulatory Reporting Manager to join our US Regulatory Services team in Toronto. As a key member of our team, you will be responsible for leading the local management of our resources, ensuring compliance with regulatory requirements, and driving process improvements.Key ResponsibilitiesLead...
-
Senior Regulatory Reporting Manager
1 month ago
Toronto, Ontario, Canada RBC Capital Markets, LLC Full timeJob SummaryWe are seeking a highly skilled and experienced Senior Regulatory Reporting Manager to join our US Regulatory Services team in Toronto. As a key member of our team, you will be responsible for leading the local management of our resources, ensuring compliance with regulatory requirements, and driving process improvements.Key ResponsibilitiesLead...
-
Senior Manager, Regulatory Reporting
4 weeks ago
Toronto, Ontario, Canada RBC Capital Markets, LLC Full timeJob SummaryThe Senior Manager, Regulatory Reporting will be responsible for leading the US Regulatory Services team in the Toronto office, ensuring all procedures are followed for assigned reports. This includes direct or indirect supervision of junior employees and serving as a final reviewer for assigned regulatory reporting submissions.Key...
-
Senior Manager, Regulatory Reporting
4 weeks ago
Toronto, Ontario, Canada RBC Capital Markets, LLC Full timeJob SummaryThe Senior Manager, Regulatory Reporting will be responsible for leading the US Regulatory Services team in the Toronto office, ensuring all procedures are followed for assigned reports. This includes direct or indirect supervision of junior employees and serving as a final reviewer for assigned regulatory reporting submissions.Key...
-
Assistant Manager, Regulatory Reporting
1 month ago
Toronto, Ontario, Canada Scotiabank Full timePurpose:The Assistant Manager, Regulatory Reporting & Control is responsible for driving an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations. The incumbent will execute daily and periodic monitoring controls, identify and investigate exceptions, and help support projects/initiatives to promote operational...
