Regulatory Trade Reporting Assistant Manager
17 hours ago
Scotiabank is seeking an experienced Assistant Manager to join our Regulatory Trade Reporting team. As a key member of our team, you will be responsible for driving an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations.
Key Responsibilities:- Execute daily and periodic monitoring controls to identify and investigate exceptions.
- Support projects/initiatives to promote operational effectiveness and align with GWOs business strategies and objectives.
- Ensure BNS trade reporting activities are in compliance with governing regulations and business requirements in all areas Scotiabank operates.
- Partner with internal and external stakeholders on compliance remediation matters and ensure effective control processes are implemented and followed.
- Understand reporting requirements and maintain up-to-date knowledge of regulatory reporting/reporting logic across all jurisdictions.
- Analyze the impact of regulatory changes and implement necessary changes to internal reporting and control processes.
- Actively participate and contribute in change management projects/initiatives to ensure that regulatory reporting requirements are working with adequate controls and appropriate metrics are incorporated into the KPI/KRI risk management platform.
- Provide support during management ad hoc requests, internal audit or testing engagements, and assist with preparation for regulatory audits or queries.
- Minimum 1-2 years' experience in business, compliance, risk, or front office function.
- Exceptional business analysis skills and demonstrated success participating project lifecycle.
- Knowledge of reporting requirements/reporting logic for various regimes (CFTC, SEC, CTR, ESMA, FCA, MAS, HKMA, ASIC) would be an asset.
- Strong ability to understand, analyze, and successfully implement changes to internal processes.
- Demonstrated success working in a demanding and fast-paced environment.
- Strong track record successfully meeting tight deadlines and performing efficiently under pressure.
- Strong problem-solving, strategic thinking, organizational skills and strong data mining skills.
- Advanced communication skills and the ability to clearly and concisely present to senior stakeholders.
- Exceptional interpersonal skills with demonstrated ability to gain confidence and respect of team members and key stakeholders.
At Scotiabank, every employee is empowered to reach their fullest potential, respected for who they are and, embraced for their differences. We offer a performance-oriented culture, flexible benefit programs, and a focus on holistic well-being.
Location: Canada : Ontario : Toronto
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Toronto, Ontario, Canada Scotiabank Full timeJob Title: Assistant Manager, Regulatory Trade ReportingScotiabank is seeking an experienced Assistant Manager to join our Regulatory Trade Reporting team. As a key member of our team, you will be responsible for driving an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations.Key Responsibilities:Execute daily...
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Toronto, Ontario, Canada Scotiabank Full timeJob Title: Assistant Manager, Regulatory Trade ReportingScotiabank is seeking an experienced Assistant Manager to join our Regulatory Trade Reporting team. As a key member of our team, you will be responsible for helping to drive an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations.Key Responsibilities:Execute...
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