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Regulatory Optimization Specialist for Financial Markets
2 months ago
At National Bank (NBC), we are committed to driving results and fostering a culture of innovation. As a Regulatory Optimization Specialist for Financial Markets, you will play a key role in our team's success by ensuring compliance with regulatory requirements and optimizing processes to minimize risks.
About the RoleThis exciting opportunity is part of our Financial Markets team, where you will work closely with business units involved in over-the-counter derivatives transactions. Your primary focus will be on monitoring and ensuring compliance with regulatory requirements, including those from the Commodity Futures Trading Commission (CFTC), the Securities Exchange Commission (SEC), the l'Autorité des marchés financiers (AMF), and other relevant agencies.
You will be responsible for:
- Monitoring and ensuring compliance with regulatory requirements;
- Optimizing processes to minimize risks and ensure efficiency;
- Collaborating with business units to develop solutions that meet regulatory requirements;
- Participating in cross-functional investigations and assessments to improve control environments;
- Ensuring maintenance of first-line-of-defense policies and procedures;
- Performing daily surveillance of breach monitoring tools;
To succeed in this role, you should have:
- A Bachelor's or Master's degree in a related field and 6-10 years of relevant experience;
- A strong understanding of financial markets activities, products, and structures;
- Ability to quickly grasp complex financial concepts;
- Proven problem-solving skills and a solution-oriented mindset;
- Strong interpersonal skills and ability to establish lasting working relationships;
- Experience working within a financial regulatory organization or managing operational or regulatory risk;
In addition to competitive compensation, you will be eligible for a wide range of benefits, including:
- Health and wellness program;
- Flexible group insurance;
- Generous pension plan;
- Employee Share Ownership Plan;
- Employee and Family Assistance Program;
- Preferential banking services;
- Opportunities to get involved in community initiatives;
We offer a dynamic work environment, cutting-edge collaboration tools, and a positive employee experience. Our core values of partnership, agility, and empowerment inspire us, and inclusivity is central to our commitments. We want our recruitment process to be fully accessible, and we welcome all candidates.
Estimated Salary: $120,000 - $180,000 per annum, depending on location and experience.
