Financial Regulatory Compliance Specialist

1 day ago


Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time
About the Role

We are seeking a highly skilled Financial Regulatory Compliance Specialist to join our team at SGS Société Générale de Surveillance SA in Montreal. As a key member of our Capital Market Surveillance (CMS) team, you will play a vital role in ensuring compliance with applicable policies, industry rules, and regulations.

Job Summary

The selected candidate will be responsible for participating in the monitoring of security transactions, reviewing trade surveillance alerts, and escalating issues to relevant stakeholders for investigation and resolution. You will also contribute to the development, testing, and implementation of new surveillance scenarios and minimum standards, as well as participate in quality assurance and reasonability testing of surveillance controls.

About You
  • Bachelor's Degree or its equivalent
  • 1-3 years of experience in trade surveillance, general compliance, and/or financial services
  • Proficiency in Microsoft Word, Excel, and PowerPoint
What We Offer

We offer a competitive salary range of $80,000 - $110,000 per annum, depending on qualifications and experience. In addition, we provide a comprehensive benefits package, including:

  • Minimum of 20 vacation days + 4 personal days
  • Supportive maternity, paternity, parental, and adoption leave policy
  • Health spending ($2,000/year) and personal spending ($1,000/year) accounts with 75+ eligible reimbursement categories
  • Fully sponsored virtual healthcare assistance and Employee Assistance Program
  • Various Employee Resource Groups (ERG) to engage with
  • A culture of continuous development through various training programs
Hybrid Work Environment

We offer a hybrid work arrangement that allows employees to work remotely, as well as on-site, promoting interaction and collaboration with colleagues while adhering to all SG standard protocols.



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