Compliance Officer Lead

At Capital One Canada, we're looking for a seasoned professional to lead our Compliance Advisory team.Job SummaryWe offer a competitive salary of $140,000 - $170,000 per year, plus benefits and opportunities for growth and development.This is a great opportunity to join our team and contribute to the success of our business. We are committed to diversity,...

We are seeking a seasoned Senior Manager to lead the execution of our yearly SOX testing program within Platforms and Technology.Job OverviewThe ideal candidate will oversee and manage all efforts aligned to ensure a high-level of quality in the successful execution of the SOX testing program.Key ResponsibilitiesLead the execution of the annual SOX testing...

About the PositionAviso Wealth Inc. is seeking a seasoned compliance professional to lead our NEI Investments compliance efforts as Director, Chief Compliance Officer, NEI. This key role will oversee the development, implementation, and maintenance of a comprehensive compliance program that ensures NEI's adherence to regulatory requirements and internal...

Scotiabank is seeking an experienced professional to fill the role of Chief Compliance Officer for Francization Initiatives.The successful candidate will lead the development and maintenance of a language compliance program focused on French language legislation in Canada. This position requires strong expertise in regulatory compliance, particularly in...

Job OverviewWe are seeking a Chief Financial Compliance Officer to join our team at Scotiabank. This role is responsible for ensuring the effectiveness of financial systems and processes.About the RoleThis position involves leading and performing end-to-end planning, execution, and reporting of assigned first line Global Finance testing engagements to...

**Company Overview**: iFinance Canada is a well-established national consumer financing company that offers various financing to Canadians since 1996. We are part of Iceberg Finance Group, a sister company based in Quebec that also does business across Canada. We are a dynamic, rapidly growing organization currently recruiting for a meticulous and...

About HomeEquity BankHomeEquity Bank is a leading national provider of reverse mortgages in Canada, backed by industry-leading organizations. We are establishing a new division to launch a technology-first solution into the market.The Director of Risk and Compliance will play a key leadership role in ensuring the successful launch and operation of this new...

**RJLU Compliance Officer** - 2302911 - At Raymond James,_ _**_we_**_ _**_develop,_ _**_we_**_ _**_collaborate,_ _**_we_**_ _**_decide,_ _**_we_**_ _**_deliver, and_ _**_we_**_ _**_improve together_. Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...

**Overview** We are seeking a Compliance Officer to join the Purves Redmond Limited team. In this role, you will act as a trusted advisor to colleagues and senior leadership on a wide range of risk and compliance matters. You will play a critical role in ensuring adherence to insurance legislation and promoting a culture of compliance across the...

Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...

Reporting to the Manager, Professional Development Initiatives, the PEAK Compliance Officer will be responsible for administering compliance measures for the Practice Evaluation and Knowledge (PEAK) program. The PEAK Continuing Professional Education program applies to PEO’s 90,000 practitioners and is administered by staff of the PEAK Program Office...

**Position Title: Compliance Officer (MFD)** **Department: Business Conduct Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the...

Title: Compliance Officer, Governance & Strategy - Global Compliance Trade Surveillance Requisition ID: 210731Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose The objective of the Compliance Officer (CO) is to contribute to the overall performance of the Global Compliance Trade Surveillance...

OTT Financial Group is an innovative fintech company that offers a wide range of financial services, loyalty programs, and innovative products.Job Description:We are seeking a Chief Compliance Officer with experience in Fintech, payment processing, or e-payment industries to ensure our business is operated in compliance with all applicable rules and...

Compliance and Portfolio Manager Lead Opportunity at BankonloopAbout Us:Bankonloop is a leading FinTech startup that enables businesses to manage money seamlessly worldwide. We aim to empower our clients with the only truly cross-border banking platform, accelerating their growth and simplifying operations.We are seeking an experienced Compliance and...

Our Story: **About You**: You are a high achiever looking to thrive in a fast-paced environment. You take pride in your own work but are comfortable collaborating with a team of highly motivated individuals. You can communicate clearly and concisely with teammates and clients, and you enjoy strong company culture and camaraderie. You can navigate multiple...

About the RoleTD is seeking an experienced Strategic AML Compliance Lead to join its FCRM Advisory Team. As a key member of the team, you will play a crucial role in supporting the Anti-Money Laundering (AML) compliance framework by providing guidance and oversight to the Business' implementation of AML policies and standards.About the TeamThe TD FCRM...

Strategic Leadership Role in Cybersecurity and NERC ComplianceAs a Lead Cybersecurity Compliance Manager at Dovel Technologies, Inc., you will have the opportunity to lead client management, solution implementation, and project delivery. This role requires facilitating sales processes, establishing and leading project workstreams while interacting with...

h3>Chief Compliance Officer, Marsh and Mercer CanadaWe are seeking a talented individual to join our Legal, Compliance & Public Affairs team at Marsh McLennan. This role can be based in Toronto or Montreal and is a hybrid role that has a requirement of working at least three days a week in the office.As the Chief Compliance Officer of Marsh and Mercer...