Chief Financial Compliance Officer

2 weeks ago


Old Toronto, Canada Scotiabank Full time
Job Overview

We are seeking a Chief Financial Compliance Officer to join our team at Scotiabank. This role is responsible for ensuring the effectiveness of financial systems and processes.

About the Role
  • This position involves leading and performing end-to-end planning, execution, and reporting of assigned first line Global Finance testing engagements to evaluate the design and operational effectiveness of regulatory, compliance, and/or operational controls.
  • The incumbent will conduct interviews and walkthroughs with stakeholders to gain a thorough understanding of Finance programs, processes, controls, and reporting.
  • They will develop and execute appropriate testing procedures to assess compliance with regulatory reporting guidelines and financial accounting standards and policies.
Key Responsibilities
  1. Lead and perform end-to-end planning, execution, and reporting of assigned first-line Global Finance testing engagements.
  2. Conduct interviews and walkthroughs with stakeholder partners to gain a thorough understanding of Finance programs, processes, controls, and reporting.
  3. Develop and execute appropriate testing procedures to assess compliance with regulatory reporting guidelines and financial accounting standards and policies.
  4. Perform and document testing activities in a manner that supports test results and conclusions.
  5. Analyze test results, identify control weaknesses, and draft reportable issues and enhancement opportunities.
  6. Perform validation and closure testing of Finance testing issues.
  7. Create and manage accurate and timely status updates and dashboards for senior management.
Requirements
  • A bachelor's degree or higher in Business, Accounting, Finance, or a related field.
  • CA/CPA designation is preferred.
  • Minimum 5 years of professional experience in financial accounting and reporting, preferably within the Financial Sector.
  • Proficient in designing, implementing, and managing testing protocols for financial systems and processes.
What We Offer
  • A competitive salary: $120,000 - $180,000 per year, depending on experience.
  • An inclusive and collaborative working environment that encourages creativity, curiosity, and celebrates success.
  • A comprehensive rewards package, including performance bonuses, employee share ownership, and pension plan matching.
  • Health benefits from day one.
  • Career development and progression opportunities.
About Scotiabank

Scotiabank is a leading bank in the Americas, guided by its purpose: 'for every future'. We help our customers, their families, and communities achieve success through a range of advice, products, and services.



  • Toronto, Canada OTT Financial Group Full time

    **OTT Pay Inc. **is an established, fully funded fintech company focused on delivering streamlined financial payment solutions. With a strategic focus on both acquiring and issuing business, we are developing a mobile-first platform that offers a wide range of financial services, loyalty programs, and innovative products, including credit cards, payment...


  • Old Toronto, Canada Personal Choice Financial Advisors, LLC Full time

    We have Chief Financial Officer Job openings for a Chief Financial Officer (CFO), you will serve as a key member of the executive team and play a crucial role in shaping the financial strategy and overall success of the organization. You will be responsible for overseeing all financial aspects of the company, providing financial leadership, and ensuring the...


  • Old Toronto, Canada Personal Choice Financial Advisors, LLC Full time

    We have Chief Financial Officer Job openings for a Chief Financial Officer (CFO), you will serve as a key member of the executive team and play a crucial role in shaping the financial strategy and overall success of the organization. You will be responsible for overseeing all financial aspects of the company, providing financial leadership, and ensuring the...


  • Old Toronto, Canada OTT Financial Group Full time

    OTT Financial Group is an innovative fintech company that offers a wide range of financial services, loyalty programs, and innovative products.Job Description:We are seeking a Chief Compliance Officer with experience in Fintech, payment processing, or e-payment industries to ensure our business is operated in compliance with all applicable rules and...

  • Compliance Manager

    3 weeks ago


    Old Toronto, Canada iA Financial Group Full time

    b>Job DescriptionAs Vice-President and Chief Compliance Officer, you will be responsible for the evolution of the organization’s compliance and regulatory risk management strategy to maintain a culture of compliance throughout the organization.Reporting to the Executive Vice-President and Chief Risk Officer (CRO), the Chief Compliance Officer (CCO) of iA...


  • Greater Toronto Area, Canada IQ PARTNERS Full time

    Are you passionate about finance and manufacturing? The Chief Financial Officer / CFO candidate will be responsible for financial strategy, cost accounting, operational process improvement, financial planning, and analysis, financial reports, company audits, compliance, treasury, and bank relationships. The Chief Financial Officer / CFO candidate will...


  • Greater Toronto Area, Canada IQ PARTNERS Full time

    Are you passionate about finance and manufacturing? The Chief Financial Officer / CFO candidate will be responsible for financial strategy, cost accounting, operational process improvement, financial planning, and analysis, financial reports, company audits, compliance, treasury, and bank relationships. The Chief Financial Officer / CFO candidate will...


  • Greater Toronto Area, Canada IQ PARTNERS Full time

    Are you passionate about finance and manufacturing? The Chief Financial Officer / CFO candidate will be responsible for financial strategy, cost accounting, operational process improvement, financial planning, and analysis, financial reports, company audits, compliance, treasury, and bank relationships. The Chief Financial Officer / CFO candidate will...


  • Greater Toronto Area, Canada, Ontario IQ PARTNERS Full time

    Are you passionate about finance and manufacturing? The Chief Financial Officer / CFO candidate will be responsible for financial strategy, cost accounting, operational process improvement, financial planning, and analysis, financial reports, company audits, compliance, treasury, and bank relationships. The Chief Financial Officer / CFO candidate will...


  • Old Toronto, Canada Yorktown Search Partners Full time

    About the job Chief Financial Officer (CFO)About Our ClientOur client is a high-growth M&A advisory firm working at the intersection of debt and equity solutions, capital advisory, and innovative fintech platforms. They are seeking a Chief Financial Officer (CFO) to join their leadership team and oversee the firm's financial strategy as they continue to...


  • Old Toronto, Canada University Health Network Full time

    p>The University Health Network, where “above all else the needs of patients come first”, encompasses Toronto General Hospital, Toronto Western Hospital, Princess Margaret Cancer Centre, Toronto Rehabilitation Institute, West Park Healthcare Centre and the Michener Institute of Education. The breadth of research, the complexity of the cases treated, and...


  • Old Toronto, Canada Camacam Full time

    h3>Habitat for Humanity (GTA)Chief Financial and Administrative OfficerLocation: Toronto, ONHabitat GTA’s head office is situated in North York, Ontario on the territory of the Mississaugas of the Credit First Nation, the Anishinabewaki, the Hodenosauneega and the Wendake-Nionwentsio peoples.Habitat for Humanity Greater Toronto Area (GTA) is seeking a...


  • Old Toronto, Canada Habitat for Humanity Greater Toronto Area (GTA) Full time

    div>Habitat for Humanity (GTA)Chief Financial and Administrative OfficerLocation: Toronto, ONHabitat GTA’s head office is situated in North York, Ontario on the territory of the Mississaugas of the Credit First Nation, the Anishinabewaki, the Hodenosauneega and the Wendake-Nionwentsio peoples.Habitat for Humanity Greater Toronto Area (GTA) is seeking a...


  • Old Toronto, Canada University Health Network Full time

    p>The University Health Network, where “above all else the needs of patients come first”, encompasses Toronto General Hospital, Toronto Western Hospital, Princess Margaret Cancer Centre, Toronto Rehabilitation Institute, West Park Healthcare Centre and the Michener Institute of Education. The breadth of research, the complexity of the cases treated, and...


  • Old Toronto, Canada Sun Life Financial Full time

    Job OverviewWe are seeking a seasoned Chief Strategic Development Officer to join our team at Sun Life Financial.


  • Toronto, Canada AGCO Full time

    The Alcohol and Gaming Commission of Ontario (AGCO) is an Ontario provincial regulatory agency reporting to the Ministry of the Attorney General (MAG). It is a corporation under the Alcohol and Gaming Commission of Ontario Act, 2019. The AGCO is responsible for regulating the alcohol, gaming, horse racing and cannabis retail sectors in accordance with the...


  • Old Toronto, Canada Float Financial Solutions Inc. Full time

    About the RoleWe are seeking a Chief Security Operations Officer to join our team at Float Financial Solutions Inc. As a key member of our organization, you will play a crucial role in protecting our data and platforms from cyber threats.Job DescriptionIn this position, you will be responsible for designing and implementing robust security measures that...


  • Old Toronto, Canada Yorktown Search Partners Full time

    Yorktown Search Partners, a distinguished executive placement firm, is embarking on a confidential mandate to identify a Chief Financial Officer for one of our esteemed private equity portfolio companies. This individual will serve as a linchpin within the executive team, partnering strategically with the CEO while spearheading the development and management...


  • Old Toronto, Canada Sun Life Financial Full time

    About the RoleWe are seeking a highly skilled Chief Data Governance Officer to join our team at Sun Life Financial. This is an exciting opportunity for a seasoned data professional to lead our data governance efforts and drive business growth.


  • Old Toronto, Canada Primehome Full time

    Primehome is seeking a highly skilled Chief Financial Operations Officer to lead our accounting and financial operations.The estimated salary for this role is $120,000 - $180,000 per year, depending on experience.Job Description:We are looking for a seasoned professional with expertise in financial management, leadership, and team collaboration. As a key...