Director, Chief Compliance Officer, NEI: Strategic Compliance Leadership

Director, Chief Compliance Officer Job DescriptionAt Aviso Wealth Inc, we are committed to excellence in wealth management and investment services. As a leading provider in the Canadian financial industry, we seek a seasoned professional to join our team as a Director, Chief Compliance Officer.Key Responsibilities:Oversee compliance within our organization,...

Aviso Wealth: A Leading Player in Canadian Wealth ManagementWe are dedicated to empowering the financial well-being of Canadians, and as a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community.Our people and dynamic culture set us apart. We offer interesting and challenging work at a...

About Aviso Wealth IncAviso Wealth Inc is a leading wealth management and investment services provider for the Canadian financial industry, with over $130 billion in total assets under administration and management.The OpportunityWe're seeking an experienced Strategic Compliance Leader to join our Asset Management team. As a key member of our leadership...

Aviso Wealth is seeking a highly experienced and skilled Director, Chief Compliance Officer, NEI to join our Asset Management team.The Director, Chief Compliance Officer, NEI will oversee compliance within NEI, an Investment Fund Manager, Portfolio manager, and Exempt Market Dealer, regulated by the OSC and CSA.ResponsibilitiesThis role requires the...

**OTT Pay Inc. **is an established, fully funded fintech company focused on delivering streamlined financial payment solutions. With a strategic focus on both acquiring and issuing business, we are developing a mobile-first platform that offers a wide range of financial services, loyalty programs, and innovative products, including credit cards, payment...

About the RoleWe are seeking an experienced Chief Compliance Officer to lead our compliance management framework and ensure regulatory compliance across Alterna Savings. This is a critical role that requires strong leadership, analytical skills, and a deep understanding of compliance factors affecting the financial industry.Key Responsibilities:Design,...

About the RoleWe are seeking a highly skilled Canada Chief Compliance Officer Director to lead our compliance risk management efforts in Canada. As a key member of our team, you will be responsible for overseeing the compliance program for all Citi activities within Canada.

Scope of Position The VP & Chief Compliance Officer (“CCO”) is accountable for the design, implementation and operation of the organization’s Regulatory Compliance Management Framework and associated compliance frameworks to safeguard the organization and support the attainment of strategic goals. Ensures compliance with applicable...

Our Story: **About You**: You are a high achiever looking to thrive in a fast-paced environment. You take pride in your own work but are comfortable collaborating with a team of highly motivated individuals. You can communicate clearly and concisely with teammates and clients, and you enjoy strong company culture and camaraderie. You can navigate multiple...

About BankonloopWe're a fast-growing FinTech startup enabling businesses to manage money seamlessly across borders.Our mission is to empower clients to access new markets, accelerate growth, and simplify operations with our cross-border banking platform.Job Description:VP Investments and Chief Compliance OfficerBankonloop is seeking a seasoned investment and...

We are seeking a Director of Compliance with a strong background in insurance to lead our organization’s compliance efforts.This role will be responsible for developing and implementing compliance programs, ensuring adherence to regulatory requirements, and collaborating with cross-functional teams to achieve business objectives.Key...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

About HomeEquity BankHomeEquity Bank is a leading national provider of reverse mortgages in Canada, backed by industry-leading organizations. We are establishing a new division to launch a technology-first solution into the market.The Director of Risk and Compliance will play a key leadership role in ensuring the successful launch and operation of this new...

**Company Information**: CIBC Mellon is a leading provider of asset servicing solutions to institutional investors in Canada, including multi-currency accounting, fund valuation, and investment information reporting. We are passionate about providing exceptional client service backed by our culture of innovation and success. Our outstanding employee...

About TakedaTakeda is a leading pharmaceutical company that prioritizes ethics and compliance in all aspects of its business. Our Global Ethics & Compliance Team is dedicated to fostering a culture where employees are empowered to make ethical decisions that serve patients, people, and the planet.Job DescriptionWe are seeking a highly experienced Chief...

Role OverviewWe are seeking a seasoned Compliance Leader to join our Asset Management team at Aviso Wealth. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community.About the RoleThe successful candidate will be responsible for overseeing compliance within NEI, an Investment Fund...

Job SummaryThe Chief Compliance Officer for Canada is a critical role within the Citigroup Inc. organization. This position is responsible for overseeing the Compliance Risk Management Program for Canada, ensuring that all regulatory requirements are met and that the company maintains a strong compliance culture.Key ResponsibilitiesCompliance Risk...

OTT Financial Group is an innovative fintech company that offers a wide range of financial services, loyalty programs, and innovative products.Job Description:We are seeking a Chief Compliance Officer with experience in Fintech, payment processing, or e-payment industries to ensure our business is operated in compliance with all applicable rules and...

**Our Firm**: Agentis Capital a fast-growing, global independent financial firm with a leading reputation for insightful analysis and exceptional execution. Agentis is dedicated to providing our clients with transparent, comprehensive financial services that unlock value at every stage. We advise across a multitude of sectors and geographies, for global...

About Virgo Group Founded in 2018, Virgo Group of Companies has been dedicated to offering cryptocurrency trading services across Canada. Our diverse business lines include VirgoCX, VirgoCX Wealth, and Virgo Digital Asset Management, providing exceptional services that span various aspects of crypto trading. Expanding our footprint further since 2022, we...