Litigation Counsel II

6 days ago

Old Toronto, Ontario, Canada Ontario Securities Commission Full time
About the Role

We are seeking a highly skilled Litigation Counsel to join our Regulatory Enforcement Action Team at the Ontario Securities Commission. As a Litigation Counsel, you will play a critical role in supporting investigations and litigating breaches of Ontario securities law.

Key Responsibilities
  • Conduct legal research to support investigations and identify potential breaches of Ontario securities law.
  • Examine files to identify important legal issues and assist in the formulation of a strategy for successful investigations.
  • Analyze and evaluate evidence to determine whether violations have occurred and exercise professional judgment in making recommendations for appropriate action.
  • Prosecute Securities Act violations before the Commission and Commercial List.
  • Provide litigation advice and support for investigations into possible breaches of the Securities Act and the Commodity Futures Act.
  • Negotiate settlements, where appropriate.
  • Advise on policy matters affecting the Commission's mandate to enforce Ontario securities law.
  • Prepare and conduct enforcement proceedings before the Ontario Securities Commission and Commercial List.
Requirements
  • At least 5 years of litigation experience, preferably in securities-related matters.
  • On your feet litigation experience, conducting proceedings in securities-related matters, appearing before administrative tribunals, familiarity with the Securities Act, the Statutory Powers Procedure Act, and the Provincial Offences Act.
  • In-depth knowledge of criminal law and/or administrative law and/or securities law.
  • Working knowledge of the securities and commodities markets.
  • Previous experience in the conduct of investigations, including interviewing, the use of compulsion or search warrants, data analytics, or OSINT.
  • Previous experience as lead or sole counsel on hearings or trials.
What We Offer
  • A dynamic and fast-paced work environment.
  • A collaborative and progressive team.
  • The opportunity to make a meaningful impact on investors and participants in Ontario's capital markets.

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