Litigation Counsel II
2 months ago
About the Role
The Enforcement Branch at the Ontario Securities Commission (OSC) is seeking a highly skilled Litigation Counsel II to support investigations and litigate breaches of Ontario securities law. As a key member of the Regulatory Enforcement Action Team, you will work closely with a dynamic and fast-paced team to conduct legal research, examine files for potential breaches, and analyze evidence to determine whether violations have occurred.
Key Responsibilities
- Conduct and review legal research to support investigations
- Examine files for potential breaches of Ontario securities law by identifying important legal issues
- Draft allegations, liaise with defense counsel, and provide litigation advice and support for investigations
- Recommend appropriate action, if any, and negotiate settlements
- Advise on policy matters affecting the Commission's mandate to enforce Ontario securities law
- Prepare and conduct enforcement proceedings before the Ontario Securities Commission and Commercial List
- Provide updates, analysis, strategy, and recommendations to senior colleagues and/or the Manager on issues and ongoing file matters
Requirements
- At least 5 years of litigation experience, preferably in securities-related matters
- On your feet litigation experience, conducting proceedings in securities-related matters, and appearing before administrative tribunals
- In-depth knowledge of criminal law, administrative law, and/or securities law
- Working knowledge of the securities and commodities markets
- Previous experience in the conduct of investigations, including interviewing, the use of compulsion or search warrants, data analytics, or OSINT
- Previous experience as lead or sole counsel on hearings or trials
What We Offer
- A dynamic and fast-paced work environment
- The opportunity to work on complex cases and make a meaningful impact on investors and participants in Ontario's capital markets
- A collaborative and professionally diverse team
- Professional development opportunities
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