Financial Compliance Specialist

3 weeks ago


Winnipeg, Manitoba, Canada Manitoba Government Full time

About the Manitoba Government

The Manitoba government is committed to building a public service that reflects the diversity of the citizens it serves. We are an inclusive and equitable employer, and we welcome applications from diverse candidates.

Job Summary

We are seeking a highly skilled Financial Compliance Specialist to join our team in Winnipeg, MB. This is a regular full-time position with a salary range of $79,000 - $98,000 per year.

Duties and Responsibilities

  • Audit registrants under The Securities Act and The Commodity Futures Act to ensure compliance with applicable legislation and policies.
  • Complete audits and finalize results with minimal supervision.
  • Assist in the administration of ongoing oversight of recognized self-regulatory organizations (SROs) and other entities regulated or subject to oversight by the Commission.

Requirements

  • Candidate must be legally entitled to work in Canada.
  • Must provide and maintain a satisfactory Criminal Record Check.
  • Must be able to travel within Canada and the United States by ground or air.
  • Must possess a valid Class 5 Driver's license with access to a personal vehicle.

Qualifications

  • Canadian Chartered Professional Accountant (CPA, CPA-CA, CPA-CGA, CPA-CMA) in good standing.
  • Diverse audit experience including performing comprehensive financial, compliance and/or operational audits.
  • Experience in applying Canadian auditing standards and accounting principles and practices.
  • Excellent written and verbal communication skills.
  • Strong analytical, critical thinking and problem-solving skills.

Preferred Qualifications

  • Experience in interpreting, explaining and applying legislation and regulations in a regulatory environment.
  • Understanding of the operations of the securities and futures market.
  • Completion of securities industry courses such as The Canadian Securities Course.

What We Offer

The Manitoba government offers a competitive salary and benefits package, as well as opportunities for professional growth and development.



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