Compliance Expert Lead

5 days ago

Toronto, Ontario, Canada CPA Ontaro Full time
Standards Enforcement Officer

We are seeking a highly skilled Compliance Expert Lead to join our Standards Enforcement team at CPA Ontario.

The ideal candidate will possess a strong background in public accounting, with experience in regulatory or compliance environments. They will be responsible for leading preliminary investigations of complaints of professional misconduct made against CPA Ontario members, students, and firms.

This includes communicating with complainants and respondents, gathering information and supporting documentation about complaints, and providing technical accounting and assurance subject matter expertise.

The Compliance Expert Lead will also review materials provided by the parties to a complaint, conducting research and developing risk-adjusted case plans to gather and process evidence and assess whether a breach of the CPA Code of Professional Conduct or Student Code of Conduct may have occurred.

In addition, the successful candidate will prepare reports and related document briefs that will be relied upon by the Director, Standards Enforcement and/or the Professional Conduct Committee in carrying out its respective mandates.

Key Responsibilities:

  • Lead preliminary investigations of complaints of professional misconduct made against CPA Ontario members, students, and firms.
  • Provide technical accounting and assurance subject matter expertise on preliminary investigations of complaints of professional misconduct.
  • Review materials provided by the parties to a complaint, conduct research, and develop risk-adjusted case plans to gather and process evidence.
  • Prepare reports and related document briefs that will be relied upon by the Director, Standards Enforcement and/or the Professional Conduct Committee.

Requirements:

  • Post-secondary graduate who has successfully completed the CPA designation and is a member in good standing with CPA Ontario.
  • Experience in public accounting within a regulatory or compliance environment.
  • Demonstrated multi-tasker who excels in a fast-paced, deadline-oriented environment with a proven ability to manage a complex, multi-issue and diverse caseload.
  • Proven collaborator and communicator with excellent interpersonal, public speaking, presentation, and report writing skills.
  • Digitally fluent with excellent proficiency using Microsoft Office, SharePoint, and Salesforce; familiarity with Power BI or other data analytics tools is highly preferred.

Benefits:

  • A competitive salary of $85,000 - $110,000 per annum.
  • Flexible work environments, including remote work options.
  • Ongoing learning and career growth opportunities.
  • Focus on your well-being, with industry-leading benefits and wellness programs.

At CPA Ontario, we protect the public, advance the profession, and enable CPAs to lead business and society forward. Our Chartered Professional Accountants are valued by organizations in all industries for their financial expertise, strategic thinking, management skills, and leadership.

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