Compliance Expert for Exempt Market Operations

About the RoleWe are seeking a skilled Compliance Expert to join our team at PearTree Canada. As a key member of our compliance team, you will play a vital role in ensuring that our business operations and transactions adhere to all relevant legal and regulatory requirements.Key ResponsibilitiesClient File Management: Assist with the creation,...

**Job Title:** Compliance Expert for Market Integrity About the Role:We are seeking a seasoned Compliance Expert to join our team at Options Consulting Solutions. As a key member of our compliance department, you will be responsible for ensuring the firm's operations comply with relevant securities laws, industry regulations, and financial standards. About...

Exciting Career Opportunity at Skyline Group of CompaniesWe are seeking a highly motivated and experienced Strategic Relationship Developer to join our team at Skyline Group of Companies. This is an exceptional opportunity for a skilled professional to leverage their expertise in exempt market investments and client relationship management to drive business...

Job SummaryWe are seeking a highly skilled Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions. The successful candidate will be responsible for ensuring compliance with all trade regulations and laws for our global cross border operations.Key ResponsibilitiesServe as the subject matter expert for trade compliance, providing...

Job DescriptionHiring for a Cross-Border Trade Compliance Specialist to work on-site at the University of Toronto, Mississauga campus. As the subject matter expert in Trade Compliance, you will ensure compliance with all Customs/Gov't related inquiries.Responsibilities:Be the SME for all Trade Compliance-related mattersFull responsibility for all...

Job OverviewWe are seeking a highly skilled Trade Compliance Expert to join our team at Trade Compliance Recruiting Solutions. This role is 100% on-site in the University of Toronto, Mississauga campus area, offering flexible working hours.ResponsibilitiesServe as the subject matter expert in Trade Compliance for this global company.Take full responsibility...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at PearTree Canada. As a key member of our compliance function, you will play a crucial role in ensuring that our business operations and transactions adhere to all relevant legal and internal rules.The successful candidate will be responsible for assisting with the...

Hiring a Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions in the University of Toronto, Mississauga campus area.Job Description:We are seeking an experienced Trade Compliance Specialist to work 100% on site with flexible working hours. As the subject matter expert in Trade Compliance for our global company, you will be...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at McCain Foods. This is a full-time position located in Toronto HQ or Florenceville-Bristol, New Brunswick, Canada.Job Summary:The Regulatory Compliance Expert will be responsible for ensuring regulatory compliance of our products in the Canadian market. This...

PearTree Canada is a leading player in the financial industry, and we are seeking an experienced Compliance Specialist to join our team. This role plays a critical part in ensuring that our business operations and transactions adhere to all relevant legal and internal rules, with a focus on securities regulatory compliance for PearTree Securities Inc.Main...

Compliance Expert Role at Vanguard CanadaThe Compliance Specialist will lead and perform compliance activities to effectively protect the organization's business interests and drive results. This includes supporting the development, implementation, and maintenance of compliance processes, as well as compliance monitoring functions.Responsibilities:Performs...

About the RoleWe are seeking a skilled Product Compliance Expert to join our team at Tata Consultancy Services. This role will be responsible for ensuring timely and compliant release of products to the Canadian Market.

Job Title: Compliance Expert - Regulatory OversightAbout the Role:This is a senior compliance role with our client, an investment firm based in downtown Toronto. As a key member of their team, you will be responsible for overseeing the firm's regulatory and internal compliance programs, focusing on market conduct review, trade conduct, and Universal Market...

Company OverviewRoyal Bank of Canada is a leading financial institution committed to delivering trusted advice and innovative solutions to its clients. With a strong presence in Canada and around the world, we strive to make a positive impact on our communities.SalaryThe estimated annual salary for this position is $120,000 - $150,000, depending on...

Unlock Your Potential in the Energy IndustryThe Independent Electricity System Operator (IESO) is seeking a highly skilled Market Rules Strategist to join our team. As a key member of our market rules group, you will play a critical role in shaping the future of Ontario's electricity system.About the Role:Develop and implement strategies to review and refine...

About Momentum Financial Services GroupMomentum Financial Services Group is a leading financial services organization committed to delivering exceptional services to its clients. With a strong focus on regulatory compliance, we are seeking a highly skilled Compliance Expert to join our team.Job SummaryWe are looking for a seasoned Compliance Expert to...

At CPP Investments, we are dedicated to delivering exceptional results in a fast-paced environment. As a Compliance Expert - Conformity and Market Integrity, you will play a critical role in supporting the management and advancement of critical investment oversight activities necessary to promote conformity with the CPPIB Act, Regulations and Policies as...

About the RoleRoyal Bank of Canada is seeking a highly skilled Compliance Advisory Expert to join its Compliance Advisory Team. The successful candidate will provide critical support to Fixed Income sales and trading desks, ensuring compliance with regulatory requirements and internal policies.Key ResponsibilitiesProvide ongoing advice to the business on the...

Company Overview:Drake International is a leading recruitment and HR partner with over 70 years of experience in flexible and permanent staffing. We connect people with the right roles at any career stage, both in Canada and worldwide.Job Description:We are seeking an experienced Financial Services Expert to join our growing team in Downtown Toronto. As a...

Job DescriptionWe are seeking an experienced Strategic Capital Markets Expert to join our dynamic team at Nova Tribes Inc. This role requires a deep understanding of capital markets, including trading, risk management, compliance, and market operations.Key Responsibilities:Market Strategy Development: Provide expert advice on capital markets strategies,...