Senior Regulatory Compliance Officer
6 days ago
Aligned Capital Partners Inc. is a dynamic investment dealer seeking a full-time Branch Manager/Compliance Officer to join its Business Integrity compliance team in Burlington.
Key Responsibilities- Provide Tier 1 supervision for assigned Advisors, ensuring compliance with securities regulatory requirements and ACPI supervisory policies.
- Monitor registered individuals during the initial 90-Day Training Program and 6-month supervision period.
- Review and approve Managed account Openings and KYC updates.
- Escalate significant client service issues to ACPI Senior Management.
- Review and provide pre-approval for Sales Communications for Advisors under supervision.
- Post-secondary degree in Finance or Business.
- Relevant securities industry experience, with a minimum of 2 years as a Branch Manager or Compliance Officer.
- Critical thinking and sound judgement.
- Demonstrated knowledge of securities legislation and SRO rules and regulations.
- Competitive compensation.
- Recognition of accomplishments.
- Investment in training and development.
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Regulatory Compliance Specialist
2 days ago
Burlington, Ontario, Canada Aligned Capital Partners Inc. Full timeRole OverviewAligned Capital Partners Inc. is a leading investment dealer with a dynamic team dedicated to driving business growth through excellence in regulatory compliance. We are currently seeking a seasoned Regulatory Compliance Specialist to join our Business Integrity compliance team in Burlington, where you will play a critical role in ensuring that...
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Regulatory Compliance Specialist
1 week ago
Burlington, Ontario, Canada MaxPeopleHR Full timeAre you looking for a challenging role where you can utilize your knowledge of regulatory affairs and quality assurance to contribute to the success of MaxPeopleHR? As a Quality Assurance and Regulatory Affairs Manager, you will be responsible for ensuring that our procedures and protocols comply with local, federal, and global regulatory standards. You will...
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Senior Compliance Professional
7 days ago
Burlington, Ontario, Canada AppleOne Full timeA Senior Compliance Professional is required by AppleOne to join their team in Hamilton, Ontario. Salary: $62,500 - $67,500 per year.Job DescriptionThis role offers a unique opportunity to work with a well-established Insurance Company in the heart of Hamilton, downtown area.Responsibilities:• Conduct compliance assessments for regulatory business...
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Burlington, Ontario, Canada MaxPeopleHR Full timeAt MaxPeopleHR, we are seeking a highly skilled Quality Assurance and Regulatory Compliance Specialist to join our team. This is a challenging opportunity for an experienced professional looking to drive quality excellence in the food industry.About UsMaxPeopleHR is a global supplier of Oleochemicals and Derivatives focused on the market segments Food,...
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Quality Assurance Specialist
4 weeks ago
Burlington, Ontario, Canada MaxPeopleHR Full timeJob DescriptionWe are seeking a highly skilled Quality Assurance Specialist to join our team at MaxPeopleHR. The ideal candidate will have a strong background in regulatory affairs, quality assurance, and the food/chemical sector.Responsibilities:Ensure that all Standard Operating Procedures (SOPs) align with industry best practices and comply with local,...
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Senior Quality Assurance Specialist
6 days ago
Burlington, Ontario, Canada CB Canada Full timeCompany Overview:CB Canada is a Fortune Global 500 organization with a rewarding culture and talented teams that help you become better every day.We know what it takes to lead our company into tomorrow—people with a unique combination of skill + passion.Estimated Salary Range: $60,000 - $90,000 per yearJob Description:Job SummaryThis position plays a...
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Compliance Risk Manager
1 week ago
Burlington, Ontario, Canada AppleOne Full timeCompliance Analyst Job DescriptionAbout the Role:This is an exciting opportunity to join AppleOne as a Compliance Analyst in our Hamilton office. The successful candidate will play a critical role in ensuring that our company's operations comply with relevant regulatory requirements.Key Responsibilities:Conduct comprehensive compliance assessments to...
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Senior Contract Compliance Manager
6 days ago
Burlington, Ontario, Canada Elby Professional Recruitment Full timeWe are seeking a Senior Contract Compliance Manager to join our team at Elby Professional Recruitment. This is an exciting opportunity for an experienced professional to lead contract management and compliance efforts.About the RoleThis role will be responsible for managing and reviewing contracts related to shipping, chartering, and other services. The...
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Compliance Risk Specialist
4 weeks ago
Burlington, Ontario, Canada AppleOne Full timeCompliance Risk SpecialistAt AppleOne, we are seeking a highly skilled Compliance Risk Specialist to join our team. This role will be responsible for conducting compliance assessments, ensuring certification and audit controls, and coordinating risk assessments to ensure adherence to internal compliance policy and regulatory requirements.Responsibilities:...
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Compliance Risk Specialist
4 weeks ago
Burlington, Ontario, Canada AppleOne Full timeCompliance Risk SpecialistAt AppleOne, we are seeking a Compliance Risk Specialist to join our team. This role offers a unique opportunity to work with a well-established Insurance Company in the Hamilton area.Key Responsibilities: Conduct compliance assessments for regulatory business requirements, processes, and risks. Ensure necessary certification and...
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Compliance Risk Specialist
4 weeks ago
Burlington, Ontario, Canada AppleOne Full timeCompliance Analyst RoleA well-established Insurance Company in the Hamilton area has an opening for a Compliance Analyst. This position offers extensive training, paid sick and vacation days, an excellent benefit package, RRSP contribution, annual bonus, downtown location, and paid continuing education. Key Responsibilities:Conduct compliance assessments for...
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Dining Room Care Manager
4 weeks ago
Burlington, Ontario, Canada Sunrise Senior Living Full timeAt Sunrise Senior Living, we're dedicated to providing exceptional dining experiences for our residents. As a Dining Room Care Manager, you'll play a vital role in ensuring our residents receive top-notch service and care.Responsibilities:Provide dining and table services to residents in accordance with Sunrise Senior Living standardsAssist with training...
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Regulatory Compliance Specialist
6 days ago
Burlington, Ontario, Canada MCA - Merchandising Consultants Associates Full timeOverviewThis role is designed to ensure compliance with age verification requirements. Our company, MCA - Merchandising Consultants Associates, relies on individuals like you to verify that store staff are checking ID.The ideal candidate will have strong attention to detail skills and the ability to be observant. They should be comfortable purchasing...
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AML Compliance Officer
1 month ago
Burlington, Ontario, Canada TD Bank Full timeJob Title: AML Compliance OfficerTD Bank is seeking a highly skilled AML Compliance Officer to join our team in TD Equipment Finance. As a key member of our compliance team, you will be responsible for ensuring that all lease and loan transactions are processed in accordance with TD Bank's policies and procedures.Key Responsibilities:Review and verify...
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Lead Caregiver
4 weeks ago
Burlington, Ontario, Canada Sunrise Senior Living Full timeJob Title: Lead Caregiver - Senior Care Team LeadJob Summary:We are seeking a skilled and compassionate Lead Caregiver to join our team at Sunrise Senior Living. As a Lead Caregiver, you will be responsible for providing supervisory support to our care team, ensuring the delivery of high-quality care and services to our residents. You will work closely with...
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Retail Compliance Specialist
1 week ago
Burlington, Ontario, Canada Merchandising Consultants Associates Full timeAbout the RoleMerchandising Consultants Associates is seeking a Retail Compliance Specialist to ensure compliance with age verification requirements in Burlington, ON and surrounding areas.Key ResponsibilitiesValidate assigned locations for regulatory compliance with age-controlled products such as cannabis, alcohol, gaming centers, and lotteriesSchedule...
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Senior Care Manager
6 days ago
Burlington, Ontario, Canada Sunrise Senior Living Full timeJob OverviewThe LPN Senior Care Manager is responsible for delivering exceptional care and services by administering medications and treatments in a safe and organized manner. This role requires a high degree of quality care and adherence to federal, state, and local laws, as well as Sunrise Senior Living policies.Responsibilities & QualificationsMedication...
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Compliance Audit Specialist
2 weeks ago
Burlington, Ontario, Canada Merchandising Consultants Associates Full timeMerchandising Consultants Associates is seeking a highly detail-oriented Compliance Audit Specialist to ensure regulatory compliance for age-controlled products in various retail locations.About the Role:Validate assigned locations for age-controlled product complianceSchedule visits on a per-assignment basisMaintain a discreet profile in-store and record...
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Chief Information Officer
1 month ago
Burlington, Ontario, Canada DLL Full timeJob Title: Head of IT About the Role: As a strategic leader, you will oversee all aspects of Information Technology within DLL operations in Canada. You will play a critical role in shaping and implementing the IT strategy, ensuring alignment with regional business objectives and driving technological excellence to support the organization's goals and...
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Senior Accounting Professional
1 week ago
Burlington, Ontario, Canada TorontoJobs Recruitment Division Full timeWe are seeking a dynamic and experienced Senior Accounting Professional to join our team at a well-established registered investment management firm based in Burlington, Ontario.Estimated Salary:$85,000 - $120,000 per yearAbout the Role:The ideal candidate will have 2-7 years of experience in accounting and finance, with a strong proficiency in Excel and an...