Senior Regulatory Reporting Leader

Job Summary:The Canadian Investment Regulatory Organization (CIRO) is seeking a highly skilled and experienced Senior Regulatory Counsel to join our team. As a key member of our Registration department, you will be responsible for managing the Toronto office, reviewing and approving registration applications, and providing legal support to our national...

Job SummaryWe are seeking a highly skilled Senior Regulatory Reporting Manager to join our US Regulatory Services team in Toronto. As a key member of our team, you will be responsible for managing the day-to-day reporting activities and ensuring all procedures are followed for assigned reports.Key ResponsibilitiesManage a team of junior employees in a...

Job Title: Senior Regulatory Reporting Analyst/ManagerAbout the Role:The AVP, Regulatory Reporting will be responsible for preparing monthly, quarterly, and annual regulatory reports for IIROC and OSFI. This includes completing daily and weekly capital reporting, performing variance analysis, and developing expertise of broker dealer and foreign bank branch...

Regulatory Reporting RoleCB Canada is seeking an experienced AVP, Regulatory Reporting to join their team. The successful candidate will be responsible for preparing and submitting regulatory reports to IIROC and OSFI, as well as performing daily and weekly capital reporting. Key Responsibilities:Prepare and submit monthly, quarterly, and annual regulatory...

Job SummaryJob DescriptionWhat is the opportunity? This role will lead and manage a team of accounting and finance professionals in the Financial and Regulatory Reporting team under Enterprise Finance, in the delivery of accurate and timely financial information to the Bank's external and internal stakeholders, as well as key regulators. As the Senior...

About the RoleThe Royal Bank of Canada is seeking an exceptional Transformation Leader, Regulatory Compliance, to join its Corporate Treasury Execution Team. As a key member of the team, you will be responsible for driving business transformation and overseeing compliance initiatives, while providing strategic guidance to support the bank's growth and...

Job Title: Senior Trade Reporting Specialist LeaderJob Description:This role is responsible for providing guidance on G20 OTC trade reporting regulations to project teams and stakeholders. The ideal candidate will have experience working as a Business Analyst in Capital Markets and knowledge of OTC derivatives product requirements.Responsibilities: Provide...

Key Responsibilities:The Manager, SCI Regulatory Reporting is a key partner in supporting Scotia Capital Inc. (SCI) Regulatory Reporting team to maintain compliance with its regulator, Canadian Investment Regulatory Organization (CIRO). The Manager is responsible for managing the day-to-day capital reporting to ensure SCI is capital sufficient, perform...

Job OverviewWe are seeking a Regulatory Expert Leader to join our team at the Financial Services Regulatory Authority of Ontario. In this role, you will provide specialist and subject matter expertise to the development and implementation of regulatory directives, supervisory practices, and assessments.Key ResponsibilitiesProvide direction and interpretation...

Job Title: Senior Financial Reporting LeaderWe are seeking an experienced Senior Financial Reporting Leader to join our team at Tricon Residential. In this role, you will provide leadership and direction for the financial reporting process, ensuring timely and accurate delivery of high-quality reports.Job Description:Financial Leadership: Oversee the...

Senior Business ConsultantFull-timeSia Partners is a management consulting firm that offers a unique blend of AI and design capabilities. We optimize client projects worldwide and strive for next-level impact through innovative CSR solutions.We are seeking a senior business consultant to join our Toronto team and work on a capital markets project. The...

Job SummaryThe Toronto-Dominion Bank (Canada) is seeking a highly skilled and experienced professional to fill the role of Senior Manager, Regulatory Compliance and Risk. This position will be responsible for overseeing the management of regulatory requests, remediation processes, and examinations, as well as implementing effective processes to manage all...

Job SummaryScotiabank is seeking a highly skilled Liquidity Regulatory Reporting Specialist to join our team. As a key member of our Treasury team, you will be responsible for producing high-quality regulatory reports, managing liquidity data, and ensuring compliance with regulatory requirements.Key ResponsibilitiesProduce daily, monthly, and quarterly...

Key Responsibilities:Reporting: Prepare, review, and oversee the compilation of daily Regulatory Capital, weekly Capital Worksheet Reserve, and monitoring of SCI's Risk Adjusted Capital in accordance with CIRO regulations.Preparation and Review: Prepare, review of daily/monthly reporting and analysis of SCI's holdings of BNS issued securities for the...

OverviewWealthsimple is on a mission to simplify financial services, making them transparent and low-cost for everyone. Our teams ship often and make an impact with groundbreaking ideas.Salary$120,000 - $150,000 per year, depending on experience, plus top-tier health benefits and life insurance.Job DescriptionAs a Senior Associate in Regulatory Reporting and...

Job Summary:We are seeking a highly skilled Regulatory Reporting Specialist to join our team at BMO. In this role, you will be responsible for supporting the execution of accurate and efficient cyclical reporting processes for regulatory and management information and note disclosure in financial statements to internal and external stakeholders and...

OverviewThe Retirement Homes Regulatory Authority (RHRA) is a prominent regulatory body in Ontario, responsible for licensing and inspecting over 780 retirement homes. Our organization promotes the protection, safety, and well-being of approximately 60,000 seniors.CompensationThis full-time, permanent position offers a competitive salary around $112,000 per...

Job OverviewThis is a key leadership role in RBC Capital Markets, LLC's US Regulatory Services team. The successful candidate will be responsible for managing resources, ensuring compliance with regulatory requirements, and driving the development of internal controls.Key ResponsibilitiesManage local resources and ensure adherence to regulatory...

Key Responsibilities:As a Senior Manager, Sustainability Reporting, you will be responsible for leading the development and implementation of sustainability reporting strategies and initiatives. This includes collaborating with cross-functional teams to ensure alignment with business objectives and regulatory requirements.Key Requirements:* Develop and...

Job SummaryWe are seeking a highly skilled Senior Technical Lead to join our team at the Financial Services Regulatory Authority of Ontario. As a key member of our team, you will provide specialist and subject matter expertise to the development and implementation of regulatory directives, supervisory practices, and assessments.Key ResponsibilitiesProvide...