Senior Regulatory Reporting Manager
1 month ago
Job Summary
We are seeking a highly skilled Senior Regulatory Reporting Manager to join our US Regulatory Services team in Toronto. As a key member of our team, you will be responsible for managing the day-to-day reporting activities and ensuring all procedures are followed for assigned reports.
Key Responsibilities
- Manage a team of junior employees in a manager or Team Lead capacity
- Supervise and review regulatory reporting submissions
- Act as an escalation point for complex issues
- Develop and implement controls to ensure timely, accurate, and complete reporting
- Prioritize and resolve reporting anomaly issues
- Assist with impact assessments of system and business changes
- Develop and maintain procedures, and ensure team training
Requirements
- Bachelor's Degree or Equivalent Required, preferably in Engineering or Business or a related subject
- Understanding of financial products and trade life cycle
- Strong proficiency in MS Office and ability to work well under pressure
- Excellent interpersonal and communication skills
- Ability to build strong working relationships with people at all organizational levels
About RBC Capital Markets
RBC Capital Markets is a leading financial institution that provides a wide range of financial products and services to clients around the world. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work.
-
Senior Regulatory Reporting Analyst/Manager
5 days ago
Toronto, Ontario, Canada CB Canada Full timeJob Title: Senior Regulatory Reporting Analyst/ManagerAbout the Role:The AVP, Regulatory Reporting will be responsible for preparing monthly, quarterly, and annual regulatory reports for IIROC and OSFI. This includes completing daily and weekly capital reporting, performing variance analysis, and developing expertise of broker dealer and foreign bank branch...
-
Senior Regulatory Counsel
4 weeks ago
Old Toronto, Ontario, Canada Canadian Investment Regulatory Organization Full timeJob Summary:The Canadian Investment Regulatory Organization (CIRO) is seeking a highly skilled and experienced Senior Regulatory Counsel to join our team. As a key member of our Registration department, you will be responsible for managing the Toronto office, reviewing and approving registration applications, and providing legal support to our national...
-
Senior Regulatory Reporting Leader
4 weeks ago
Toronto, Ontario, Canada Peoples Trust Full timeAbout the RoleWe are seeking a highly experienced Senior Regulatory Reporting Leader to join our team at Peoples Trust. As a key member of our leadership team, you will be responsible for overseeing the preparation, submission, and maintenance of regulatory filings, ensuring timely review and approval, and maintaining compliance with regulatory...
-
Regulatory Reporting Manager
4 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeKey Responsibilities:The Manager, SCI Regulatory Reporting is a key partner in supporting Scotia Capital Inc. (SCI) Regulatory Reporting team to maintain compliance with its regulator, Canadian Investment Regulatory Organization (CIRO). The Manager is responsible for managing the day-to-day capital reporting to ensure SCI is capital sufficient, perform...
-
Regulatory Reporting Manager
4 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeKey Responsibilities:Reporting: Prepare, review, and oversee the compilation of daily Regulatory Capital, weekly Capital Worksheet Reserve, and monitoring of SCI's Risk Adjusted Capital in accordance with CIRO regulations.Preparation and Review: Prepare, review of daily/monthly reporting and analysis of SCI's holdings of BNS issued securities for the...
-
Regulatory Reporting Specialist
1 month ago
Toronto, Ontario, Canada CB Canada Full timeRegulatory Reporting RoleCB Canada is seeking an experienced AVP, Regulatory Reporting to join their team. The successful candidate will be responsible for preparing and submitting regulatory reports to IIROC and OSFI, as well as performing daily and weekly capital reporting. Key Responsibilities:Prepare and submit monthly, quarterly, and annual regulatory...
-
Senior Regulatory Reporting Manager, US
3 weeks ago
Toronto, Ontario, Canada RBC Capital Markets, LLC Full timeJob OverviewThis is a key leadership role in RBC Capital Markets, LLC's US Regulatory Services team. The successful candidate will be responsible for managing resources, ensuring compliance with regulatory requirements, and driving the development of internal controls.Key ResponsibilitiesManage local resources and ensure adherence to regulatory...
-
Senior Manager, National Regulatory Coordination
1 month ago
Toronto, Ontario, Canada Financial Services Regulatory Authority of Ontario Full timeJob SummaryThe Senior Manager, National Regulatory Coordination will be responsible for managing the delivery of secretariat services to national associations of financial services regulators.Key ResponsibilitiesLead the development, implementation, and evaluation of NRC program delivery strategies and methods to fulfill national association mandates,...
-
Senior Regulatory Program Manager
5 days ago
Toronto, Ontario, Canada Fitch Ratings Full timeAre you a seasoned project management professional looking to leverage your expertise in regulatory certification? Fitch Solutions is seeking a skilled and experienced individual to join our team as a Senior Regulatory Program Manager.About the RoleWe are committed to delivering high-quality solutions that meet the evolving needs of our clients. As a Senior...
-
Regulatory Reporting UAT Manager
2 weeks ago
Toronto, Ontario, Canada BMO Full timeJob DescriptionJob Title: UAT Manager Regulatory ReportingJob SummaryAs a UAT Manager for Regulatory Reporting, you will be responsible for managing the user acceptance testing (UAT) process for regulatory reporting. This includes developing and applying business knowledge of regulatory and financial reporting and disclosures to drive and inform the UAT test...
-
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryJob DescriptionWhat is the opportunity? This role will lead and manage a team of accounting and finance professionals in the Financial and Regulatory Reporting team under Enterprise Finance, in the delivery of accurate and timely financial information to the Bank's external and internal stakeholders, as well as key regulators. As the Senior...
-
Regulatory Financial Reporting Manager
2 weeks ago
Toronto, Ontario, Canada Toronto Hydro Full timeJob Summary:Toronto Hydro is seeking a highly skilled Regulatory Financial Reporting Manager to lead the preparation and analysis of all regulatory financial reporting accounts and documents.Key Responsibilities:Lead the end-to-end process of the preparation of all regulatory financial reporting documents and the Management's Discussion and Analysis (MD&A),...
-
Senior Liquidity Regulatory Reporting Specialist
1 month ago
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryScotiabank is seeking a highly skilled Liquidity Regulatory Reporting Specialist to join our team. As a key member of our Treasury team, you will be responsible for producing high-quality regulatory reports, managing liquidity data, and ensuring compliance with regulatory requirements.Key ResponsibilitiesProduce daily, monthly, and quarterly...
-
Regulatory Reporting Specialist
4 weeks ago
Toronto, Ontario, Canada BMO Full timeJob Summary:We are seeking a highly skilled Regulatory Reporting Specialist to join our team at BMO. In this role, you will be responsible for supporting the execution of accurate and efficient cyclical reporting processes for regulatory and management information and note disclosure in financial statements to internal and external stakeholders and...
-
Senior Manager, Regulatory Compliance and Risk
4 weeks ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryThe Toronto-Dominion Bank (Canada) is seeking a highly skilled and experienced professional to fill the role of Senior Manager, Regulatory Compliance and Risk. This position will be responsible for overseeing the management of regulatory requests, remediation processes, and examinations, as well as implementing effective processes to manage all...
-
Strategic Project Lead
2 weeks ago
Toronto, Ontario, Canada Retirement Homes Regulatory Authority Full timeOverviewThe Retirement Homes Regulatory Authority (RHRA) is a prominent regulatory body in Ontario, responsible for licensing and inspecting over 780 retirement homes. Our organization promotes the protection, safety, and well-being of approximately 60,000 seniors.CompensationThis full-time, permanent position offers a competitive salary around $112,000 per...
-
Insurance Regulatory Manager
3 weeks ago
Toronto, Ontario, Canada Financial Services Regulatory Authority of Ontario Full timeAbout the RoleThis position is accountable for managing the strategic development, implementation, and ongoing management of the auto insurance accreditation assessment framework, including associated tools and processes and supervisory manual.Main ResponsibilitiesManages the delivery of Auto Insurance Accreditation Program and Risk Assessment programs or...
-
Senior Manager of Fund Reporting
1 month ago
Toronto, Ontario, Canada Connor Clark and Lunn Financial Group Full timeSenior Manager of Fund ReportingConnor, Clark & Lunn Financial Group Ltd. is seeking an experienced and enthusiastic Manager of Fund Reporting to join our Investment Resource Group.About the Role:We are looking for a highly skilled and motivated individual to lead our fund reporting team. The successful candidate will be responsible for managing the...
-
Regulatory Trade Reporting Assistant Manager
4 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 209412At Scotiabank, we are seeking a highly skilled Assistant Manager to join our Regulatory Trade Reporting team. The successful candidate will be responsible for driving an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations.Purpose: The Assistant Manager will execute daily and periodic...
-
Senior Financial Reporting Manager
1 month ago
Toronto, Ontario, Canada Royal Bank of Canada> Full timeJob SummaryReporting to the Senior Manager, P&CB Platform Financial Control, the Senior Financial Reporting Manager will play a key role in credit quality reporting for Canadian Banking. This includes assisting in the month end accounting for allowance for credit losses (ACL) and provision for credit losses (PCL) and ensuring timely and accurate reporting of...