TDS Operations Analyst II
2 weeks ago
Job Summary:
The TDS Operations Analyst II will be responsible for executing AML reviews, conducting in-depth research, and maintaining audit trails. This role requires a strong understanding of AML regulations and the ability to work in a high-volume environment.
Key Responsibilities:
- Verify AML requirements (KYC, FATCA, CIRO) during onboarding, periodic reviews, and ad-hoc events.
- Conduct research using independent online sources to gather information for client due diligence.
- Liaise with business partners to respond to regulatory inquiries and escalate issues as needed.
- Maintain accurate tracking of incoming requests and documentation throughout the process.
- Assist in regulatory audits by gathering relevant data for auditors and internal control teams.
- Deliver exceptional quality by performing accurate data entry and mitigating risks related to regulatory, financial, operational, or reputational exposure.
- Identify opportunities for improvement by engaging in process enhancement initiatives to improve efficiency.
- Assist with strategic initiatives and participate in the rollout and adoption of new operational and regulatory initiatives.
Requirements:
- Knowledge of AML regulations, including PCMLTFA, FATCA, and CIRO.
- Strong understanding of the TD Securities business environment.
- Ability to work on routine and ad-hoc requests within defined parameters.
- Strong organizational and problem-solving skills to meet deadlines in a high-volume environment.
- Excellent communication skills to collaborate effectively with team members and business partners.
- Proficiency with MS Office tools, particularly Excel, and experience with Bloomberg/Impact.
Education and Experience:
- Undergraduate degree or college diploma.
- 3+ years of relevant experience.
About TD Securities:
TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients. With over 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow.
Total Rewards Package:
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals.
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