Regulatory Registration Specialist

2 weeks ago

Montreal, Quebec, Canada NBC Full time

Job Summary

We are seeking a highly skilled Regulatory Registration Specialist to join our team at NBC. As a Technical Advisor in the Registration Team, you will be responsible for providing expert advice and support on regulatory registrations.

Key Responsibilities

  • Advise and support stakeholders on regulatory registrations;
  • Provide advanced technical support, sometimes regulatory in nature, requiring expressed knowledge of securities;
  • Act as a registration expert for NBC Financial managers and employees as well as for other support departments such as compliance, human resources and legal affairs;
  • Carry out and coordinate special projects according to needs and regulatory changes;
  • Interpret, communicate and clarify CIRO rules and policies related to registration;
  • Identify problems, meet with stakeholders, and seek and propose appropriate solutions that meet the Bank's and subsidiaries' business objectives while protecting their interests.

About the Team

You will be part of a team of six colleagues and will report to the Manager, Registration Department. Our team stands out for its expertise in regulatory registrations, its client/employee experience delivery, a stimulating and diverse work as well as a positive and inclusive atmosphere.

What We Offer

  • A wide range of ongoing learning opportunities for your development, including hands-on learning, training courses and collaborating with colleagues who have varied expertise and profiles;
  • A competitive compensation package, including a generous pension plan, employee share ownership plan, and employee and family assistance program;
  • A barrier-free workplace that is accessible to all employees;
  • A dynamic work environment and cutting-edge collaboration tools that foster a positive employee experience.

Requirements

  • Three-year professional college diploma or academic equivalent, related to the sector of activity;
  • At least 3 years of experience related to the sector of activity;
  • Ability to analyze and review securities regulations;
  • Knowledge of the Power BI tool, Microsoft Excel, and Office365 applications;
  • Ability to communicate effectively, verbally and in writing, to provide guidance and support to internal partners.

Language

English is the primary language of communication in this role.

Why This Role Matters

This role is critical to the success of our Registration Team and requires a highly skilled and experienced individual who can provide expert advice and support on regulatory registrations.

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