Regulatory Expert
2 weeks ago
As a Technical Advisor at National Bank, you will play a crucial role in ensuring the bank's compliance with regulatory requirements. Your expertise in data analysis and knowledge of securities regulations will enable you to provide advanced technical support to stakeholders and act as a registration expert for the bank and its subsidiaries.
Your Key Responsibilities:
- Advise and support stakeholders on regulatory registrations;
- Provide advanced technical support, sometimes regulatory in nature, requiring expressed knowledge of securities;
- Act as a registration expert, with managers and employees working for the bank and its subsidiaries;
- Carry out and coordinate special projects according to needs and regulatory changes;
- Interpret, communicate and clarify the rules and policies of the AMF and CIRO that relate to registration;
- Identify problems, meet with stakeholders, and seek and propose appropriate solutions that meet the bank's and subsidiaries' business objectives while protecting their interests.
Your Team:
As a member of the compliance group, you will be part of a team of seven colleagues and report to the Manager, Registration Department. Our team stands out for its expertise in regulatory registrations, its client/employee experience delivery, a stimulating and diverse work, as well as a positive and inclusive atmosphere.
What We Offer:
- A wide range of ongoing learning opportunities for your development, including hands-on learning, training courses, and collaborating with colleagues who have varied expertise and profiles;
- Competitive compensation and a wide range of flexible benefits to help promote your wellbeing and that of your family;
- A dynamic work environment and cutting-edge collaboration tools that foster a positive employee experience;
- Regular feedback and ongoing communication to ensure your ideas are heard and valued.
Prerequisites:
- Required level of academic experience (Three-year professional college diploma or academic equivalent, related to the sector of activity – an asset);
- At least 3 years of experience related to the industry – an asset;
- Ability to analyze and review securities regulations;
- Knowledge of the Power BI tool, Microsoft Excel, and Office365 applications;
- Ability to communicate effectively, verbally and in writing, to provide guidance and support to internal partners.
Languages: English, French. Reason to require this language: you will need to collaborate with a regulator/authority/government body outside Quebec.
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