Financial Compliance Specialist

7 days ago

Montreal, Quebec, Canada SAPINC Saputo Inc. Full time
About Saputo Inc.

Saputo Inc. is a leading global dairy processor that has been delivering high-quality products to its customers for over 65 years. Our company was founded in Canada in 1954, and today we have a strong presence in the country with our Corporate Headquarters in Montréal.

Competitive Salary

The successful candidate will be offered a competitive salary of $85,000 - $115,000 per year, depending on experience.

About the Role

We are currently seeking an Internal Auditor to actively participate in the planning and execution of mandates in the following key areas:

  • Financial Compliance (52-109)
  • Application conversions and upgrades
Duties and Responsibilities

The incumbent will be responsible for:

  • Planning and executing audits; evaluating risks, identifying internal controls to mitigate risks, designing audit procedures, and evaluating the design and operating effectiveness of controls.
  • Formulating, documenting, and discussing deficiencies with control owners, developing conclusions, identifying root causes, and providing recommendations for control and process improvements.
  • Drafting audit report findings that document the results and findings of the engagements.
  • Performing follow-up reviews to verify that management action plans have been effectively implemented.
  • Providing periodic updates to Manager, Internal Audit on the status of assigned work.
  • Providing business advice on design of controls.
  • Supporting the monitoring of project progress.
  • Completing tests on conversions and project controls.
  • Reporting on results and providing recommendations for improvement.
  • As required, providing results and working papers.
  • Acting as a first response for questions on controls.
  • Participating in advisory mandates providing recommendations on control design or operation to help improve efficiency and effectiveness of the control environment.
  • Supporting Manager, Internal Audit with various ad-hoc and special requests from Management, and the Audit Committee related to governance, risk, and controls.
Required Qualifications and Skills

To be considered for this role, the successful candidate must have:

  • Bachelor's degree in Accounting or in a related field.
  • Professional designation, or in process of completion (CPA CA, CIA, CFE or equivalent).
  • Minimum 2-4 years of experience in audit; internal audit and financial compliance experience is a plus.
  • Excellent communication skills, both written and verbal, in English and French, with Spanish being an asset.
  • Strong understanding of internal audit's purpose and role within the organization.
  • Knowledge of generally accepted auditing standards, common audit procedures and techniques, and risk management frameworks.
  • Familiarity with accounting standards: IFRS, COSO, NI 52-109 Certification.
  • Advanced knowledge of Microsoft Word, Excel, and PowerPoint, with basic experience in data analytics techniques and tools such as Power BI being an asset.
  • Knowledge of the basic concepts of an ERP system, with SAP applications being an asset.
  • Ability to act as an ethical, proactive, and objective professional.
  • Collaborative approach with individuals and teams, engaging others with warmth, sincerity, and transparency.
  • Self-motivated and able to manage and prioritize workload in a constantly changing environment, ensuring quality of work while meeting deadlines.
  • Mobility required, with travel up to 10% of the time, primarily in Canada and the United States.
About Benefits and Opportunities

Saputo Inc. offers a comprehensive benefits package, including:

  • Competitive salaries
  • A hybrid work environment with the possibility to work from home 2 days a week
  • Advantageous corporate agreements
  • Full range of group insurance benefits
  • Group retirement pension plan with employer contribution
  • Purchase option of company stocks
  • Group RRSP
  • Health and wellness program in the workplace
  • Assistance program for employees and their families
  • Saputo products at a discounted price

We support employment equity and invite candidates from all horizons to join our family.

  • Financial Compliance Specialist

    2 weeks ago

    Montreal, Quebec, Canada Securian Canada Full time

    About the RoleWe are seeking an experienced Financial Compliance Specialist to join our team at Securian Canada. As a key member of our Regulatory Compliance Department, you will play a crucial role in ensuring that our company maintains high ethical market conduct standards.Job DescriptionThe ideal candidate will have experience in legislative and corporate...

  • Financial Compliance Specialist

    2 weeks ago

    Montreal, Quebec, Canada Transat AT Full time

    We are seeking a highly skilled Financial Compliance Specialist to join our team at Transat AT. This is a challenging opportunity for someone who excels in analyzing financial and operational transactions to ensure compliance with regulatory requirements.Key Responsibilities:Financial Statement Preparation: Assess current internal controls related to...

  • Financial Compliance Surveillance Specialist

    1 week ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    SGS Société Générale de Surveillance SA, a leading provider of compliance solutions, is seeking an experienced Financial Compliance Surveillance Specialist to join our team.The ideal candidate will have 1-3 years of experience in trade surveillance, general compliance, and/or financial services. Strong analytical, problem-solving, and organizational...

  • Financial Markets Compliance Specialist

    1 week ago

    Montreal, Quebec, Canada National Bank Full time

    National Bank is a leading financial services firm providing investment banking services to a diversified client base.Role OverviewWe are seeking a Financial Markets Compliance Specialist to assist with surveillance and compliance monitoring for the Financial Markets division.This role allows you to have a positive impact on the organization by decreasing...

  • Cybersecurity Compliance Specialist Senior

    1 week ago

    Montreal, Quebec, Canada Intact Financial Corporation Full time

    About the RoleWe are seeking a seasoned cybersecurity professional to join our team as a Cybersecurity Compliance Specialist Senior. This is an exciting opportunity to work with state-of-the-art technologies and contribute to promoting a strong cybersecurity regulatory compliance for Intact Financial Corporation.In this role, you will work closely with our...

  • Compliance Specialist

    2 weeks ago

    Montreal, Quebec, Canada iA Financial Group Full time

    {"h2":"Key Responsibilities","ol":[{"li":"Regulatory Compliance: Stay current with regulations that oversee and enforce rules. Understand and apply rules from the Canadian Investment Regulatory Organization. Coordinate different activities performed by the team (processes, platforms, addressing potential violations of regulatory requirements, etc.)."},...

  • Senior Financial Specialist

    1 month ago

    Montreal, Quebec, Canada Intact Financial Corporation Full time

    About the RoleWe are seeking a highly skilled Senior Financial Specialist to join our IT Finance team. As a key member of our team, you will be responsible for providing financial expertise and support to our IT portfolios.Key responsibilities include:Providing financial analysis and insights to support business decisionsDeveloping and maintaining financial...

  • Compliance Risk Management Specialist

    2 weeks ago

    Montreal, Quebec, Canada National Bank Full time

    Job OverviewWe are seeking a highly skilled Compliance Risk Management Specialist to join our Financial Markets team at National Bank.About the RoleThis is an exciting opportunity to work in a dynamic and fast-paced environment, where you will play a critical role in ensuring the bank's compliance with regulatory requirements and internal policies. As a...

  • Insurance Compliance Specialist

    2 days ago

    Montreal, Quebec, Canada IA Financial Group Full time

    Job Description:The Senior Compliance Officer plays a pivotal role in ensuring the iAWIS subsidiary adheres to rigorous compliance standards and controls across all its insurance activities.In collaboration with iAPW management, this individual drives the development and implementation of innovative compliance processes and strategies for IAWIS.This position...

  • Financial Tax Compliance Specialist for Montreal Firms

    1 week ago

    Montreal, Quebec, Canada Fed Finance Full time

    Job OverviewWe are seeking a Financial Tax Compliance Specialist to join our team in Montreal. This role will involve providing expert tax advice and support to accounting firms.

  • Compliance Officer Specialist

    2 weeks ago

    Montreal, Quebec, Canada Société Générale Assurances Full time

    Société Générale Assurances is a leading company in the financial industry, seeking an experienced Compliance Officer Specialist to join our team in Montreal, Quebec, Canada.As a Compliance Officer Specialist, you will be responsible for monitoring security transactions and ensuring compliance with applicable policies, industry rules, and regulations....

  • Financial Analyst Reinsurance Specialist

    2 weeks ago

    Montreal, Quebec, Canada Intact Financial Corporation Full time

    Job DescriptionWe are seeking a highly skilled Financial Analyst Reinsurance Specialist to join our team at Intact Financial Corporation.About the RoleThe Financial Analyst Reinsurance Specialist will play a key role in supporting Group Reinsurance activities, providing recommendations to ensure consistency and application of best reinsurance practices...

  • Compliance Monitoring Specialist

    1 month ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the RoleSociété Générale's Capital Market Surveillance team is seeking a skilled Compliance Monitoring Specialist to join its Montreal office. As a key member of the team, you will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The ideal...

  • Financial Services Regulatory Compliance Specialist

    1 week ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the JobSociete Generale de Surveillance SA is a global leader in capital market surveillance, committed to ensuring compliance with industry rules and regulations. The company's US-based CMS Trade Surveillance team seeks an experienced professional to join their Montreal office, supporting the monitoring of U.S. operations.This exciting opportunity...

  • Compliance Surveillance Specialist

    1 week ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the OpportunityWe are seeking a skilled Compliance Surveillance Specialist to join our team in Montreal, where you will play a key role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The ideal candidate will have experience in trade surveillance, general...

  • Tax Compliance Specialist

    1 month ago

    Montreal, Quebec, Canada beBee Professionals Full time

    We are seeking a Tax Compliance Specialist to prepare and file tax returns, analyze financial data, and provide advice on tax planning and compliance. The ideal candidate should have a Bachelor's degree in Accounting or a related field, as well as a minimum of 3 years of experience in a similar role.The successful candidate will be responsible for...

  • Compliance Monitoring Specialist

    1 month ago

    Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full time

    About the RoleSociété Générale's Capital Market Surveillance team is seeking a skilled professional to join its ranks as a Compliance Monitoring Specialist. This exciting opportunity will see you working in a key area of the Compliance program, interacting with regional and global colleagues to mitigate regulatory and reputational risks.The Compliance...

  • Compliance Investigator

    1 week ago

    Montreal, Quebec, Canada Sun Life Financial Full time

    Sun Life Financial is seeking a Compliance Investigator - Fraud Risk Specialist to join our Canadian Operations' Fraud Risk Management area.Company OverviewFraud management is increasingly important to policyholders. To serve Sun Life's clients as industry leaders, our team identifies, mitigates and responds to criminal threats using various tools,...

  • Regulatory Compliance Specialist

    4 weeks ago

    Montreal, Quebec, Canada NBC Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at NBC. As a key member of our Financial Markets department, you will be responsible for ensuring compliance with regulatory requirements and minimizing risks associated with our operations.Key Responsibilities:Monitor and ensure compliance with regulatory...

  • Compliance Financial Market Risk Specialist

    4 weeks ago

    Montreal, Quebec, Canada National Bank Full time

    A challenging role as a Compliance Financial Market Risk Specialist at National Bank is available to assist with monitoring and surveillance for the Financial Markets division of NBC. This job allows you to have a positive impact on the organization by decreasing the firm's regulatory risk through your diligent review of communications to ensure they respect...