Compliance Officer

About the Role:Société Générale's Capital Market Surveillance (CMS) team, situated within the Compliance department, is responsible for monitoring security transactions and Firm communications to ensure compliance with relevant policies, industry rules, and regulations.The CMS team consists of two surveillance teams: one focused on monitoring security...

About the JobSociété Générale's Capital Market Surveillance (CMS) team is a global entity within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on monitoring security...

Société Générale Assurances is a leading company in the financial industry, seeking an experienced Compliance Officer Specialist to join our team in Montreal, Quebec, Canada.As a Compliance Officer Specialist, you will be responsible for monitoring security transactions and ensuring compliance with applicable policies, industry rules, and regulations....

About the Role:Société Générale's Capital Market Surveillance team is responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking an additional resource in the Firm's Montreal office to support its monitoring of the...

Key ResponsibilitiesAs a Senior Compliance Officer, you will be responsible for the daily implementation of compliance policies and procedures, ensuring that all investment activities align with client investment policies and applicable legislation.You will review and update the Investment Management Department's policies, procedures, and communications and...

Job DescriptionRegional Ethics and Compliance OfficerWSP Latin Americas and Caribbean (WSP LAC) region seeks a highly skilled Regional Ethics and Compliance Officer to join its team. The successful candidate will manage a regional ethics and compliance team, delivering specialized services including training, policy development, internal investigations,...

About the RoleZurich Canada is seeking a highly skilled Compliance Officer to join our team. As a key member of our Compliance team, you will play a critical role in promoting an ethics-based culture and delivering practical solutions to support the business.Key ResponsibilitiesEvaluate business activities to assess compliance risk and identify areas for...

Job SummaryThe Senior Compliance Officer will oversee the firm's compliance with rules and regulations related to sales and marketing communications. This role will ensure that all communications align with regulatory requirements and are fair, balanced, and not misleading.This position requires a strong understanding of regulatory requirements and the...

Key Responsibilities:As a Private Client Compliance Advisor at National Bank, you will play a crucial role in ensuring compliance with internal policies and industry regulatory requirements. Your key responsibilities will include:Providing guidance and support to Private Wealth Advisors and branches on compliance mattersDeveloping and implementing compliance...

About SGS Société Générale de Surveillance SAWe are seeking a Compliance Officer - Risk Monitoring to join our team in the Montreal office. In this role, you will be responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.Key Responsibilities:Monitor security...

Job Title: Regulatory Inventory Compliance OfficerAt Société Générale Assurances, we are seeking a highly skilled Regulatory Inventory Compliance Officer to join our team. As a key member of our Compliance Department, you will play a critical role in ensuring the firm's compliance with laws, regulations, and guidelines.Responsibilities:Maintain and...

A career as a Compliance Officer at National Bank means acting as a key resource for compliance activities associated with our national network to ensure that Private Wealth Advisors and branches respect and comply with internal policies and procedures as well as industry regulatory requirements.Your roleAnalyze and authorize documentation, new accounts, and...

Job Summary:Societe Generale de Surveillance SA is seeking a skilled Trade Surveillance Compliance Officer to join our team in Montreal, Canada. The successful candidate will be responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.

About the Role:Société Générale's Capital Market Surveillance team is responsible for monitoring security transactions to ensure compliance with industry rules and regulations. We are seeking a Compliance Officer to support our US operations in Montreal. As a key member of our team, you will work closely with regional and global colleagues to mitigate...

{"Job TitleHealth and Environmental Compliance Officer \/ Occupational Health and Safety ProfessionalJob SummaryWe are seeking a skilled Health and Environmental Compliance Officer to join our team at ADM. As a Health and Environmental Compliance Officer, you will play a critical role in ensuring that our facilities and operations meet the highest standards...

About the Role:Societe Generale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The CMS team consists of two surveillance teams, one focused on monitoring security...

Job Title: Export Control Compliance OfficerJob Summary: BeBee Professionals is looking for an Export Control Compliance Officer to join our team in Montreal.Key Responsibilities:Ensure the company's compliance with export control laws and regulationsDevelop and implement export control policies and proceduresConduct export control compliance reviews and...

Job DescriptionAbout the Job:SGS Société Générale de Surveillance SA is seeking a talented Compliance Officer - Trade Surveillance to join our team in Montreal. As a key member of our Compliance Department, you will be responsible for monitoring security transactions and ensuring compliance with applicable policies, industry rules, and regulations.Our...

About the RoleSociete Generale's Capital Market Surveillance (CMS) team is seeking a skilled Compliance Officer to join its Montreal office. As a key member of the US CMS Trade Surveillance team, you will play a critical role in monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and...

Job Title: Senior Compliance AdvisorAs a Senior Advisor, you will play a key role in ensuring the Bank's compliance with regulations. You will be responsible for providing expert advice and support to compliance partners on regulatory compliance matters.Key Responsibilities:Provide expert advice on regulatory compliance mattersSupport compliance partners in...