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Compliance Officer Specialist

2 months ago


Montreal, Quebec, Canada Société Générale Assurances Full time

Société Générale Assurances is a leading company in the financial industry, seeking an experienced Compliance Officer Specialist to join our team in Montreal, Quebec, Canada.

As a Compliance Officer Specialist, you will be responsible for monitoring security transactions and ensuring compliance with applicable policies, industry rules, and regulations. This is a permanent contract position offering a competitive salary of $85,000 - $110,000 per year, depending on experience.

The ideal candidate will have 1-3 years of experience in trade surveillance, general compliance, and/or financial services, with a strong understanding of applicable regulations relating to Banking, Broker-Dealer, and Futures Commission Merchant activity. You will also possess strong interpersonal, written/verbal communication, analytical, problem-solving, and organizational skills.

In this role, you will participate in the development, testing, and implementation of new surveillance scenarios and minimum standards, review trade surveillance alerts, and contribute to the preparation of management metrics and reports.

We offer a supportive work environment, opportunities for professional growth and development, and a comprehensive benefits package including 20 vacation days, 4 personal days, health spending accounts, and employee assistance programs.

This is an excellent opportunity for a motivated individual to join a dynamic team and contribute to the success of our organization.