Current jobs related to Compliance Officer - Montreal, Quebec - SGS Société Générale de Surveillance SA
-
Compliance Officer
19 hours ago
Montreal, Quebec, Canada Natixis Corporate & Investment Banking Full timeJob SummaryWe are seeking a highly experienced Compliance Officer to join our team at Natixis Corporate & Investment Banking. This role will play a crucial part in ensuring that our operations and employees adhere to all applicable local and cross-border regulations.About the RoleThe Canada Branch Compliance Officer will be responsible for developing and...
-
Trade Surveillance Compliance Officer
2 months ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeJob Summary:Societe Generale de Surveillance SA is seeking a skilled Trade Surveillance Compliance Officer to join our team in Montreal, Canada. The successful candidate will be responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.
-
Compliance Officer
2 weeks ago
Montreal, Quebec, Canada MEDLOG Transport & Logistics Full time**Company Overview:**MEDLOG Transport & Logistics is a leading provider of global inland solutions, committed to delivering exceptional customer-centric logistics and supply chain services. Our team is dedicated to providing reliable, resourceful, and cost-effective solutions to help our customers succeed.**Job Description:We are seeking an experienced...
-
Compliance Officer for Regulatory Excellence
4 weeks ago
Montreal, Quebec, Canada MEDLOG Transport & Logistics Full timeJob Summary MEDLOG Transport & Logistics is seeking a detail-oriented Compliance Officer to support compliance activities at our company. This role involves ensuring the organization's compliance with applicable laws, regulations, and standards in the transportation and logistics industry.About Us MEDLOG is a one-stop shop for global inland solutions,...
-
Compliance Officer
4 weeks ago
Montreal, Quebec, Canada MEDLOG Transport & Logistics Full timeMedlog Transport & Logistics is seeking an experienced Compliance Officer to support compliance activities.About the RoleWe are committed to being a customer-centric, reliable, and resourceful logistics and supply chain provider. As a Compliance Officer, you will play a crucial role in ensuring our organization's compliance with applicable laws, regulations,...
-
Montreal, Quebec, Canada Natixis Corporate & Investment Banking Full timeWe are seeking a dedicated Canada Branch Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations. As a key member of the Natixis Corporate & Investment Banking team, this role involves providing actionable advice and insights across all business lines, including lending, derivatives, and...
-
Compliance Officer
3 weeks ago
Montreal, Quebec, Canada MEDLOG Transport & Logistics Full timeJob TitleCompliance Officer - Risk Management SpecialistAbout MEDLOG Transport & LogisticsMEDLOG is a leading provider of global inland logistics solutions, dedicated to delivering customer-centric, reliable, and resourceful services. Our goal is to provide customizable logistics solutions that enable our customers to get their goods to market rapidly and...
-
Financial Surveillance Compliance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAt SGS Société Générale de Surveillance SA, we are seeking a highly skilled Financial Surveillance Compliance Officer to join our team. This exciting opportunity will enable you to work in a key area of our Compliance program, interacting with regional and global colleagues within the surveillance team and across various business units to mitigate...
-
Trade Surveillance Compliance Officer
4 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout SGS Société Générale de Surveillance SA:We are seeking a highly skilled Trade Surveillance Compliance Officer to join our team in Montreal. The successful candidate will be responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.As a key member of our...
-
AML Compliance Officer
3 weeks ago
Montreal, Quebec, Canada Crédit Agricole SA Full timeAbout the RoleWe are seeking a highly analytical and detail-oriented AML Compliance Officer to join our team in Montreal, Canada.Job DescriptionAnalyze data, perform quality checks, and collaborate with internal partners to gather necessary information and documents.Input client data and upload documents into our KYC system to ensure timely completion of...
-
Compliance Surveillance Officer
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout SGS Société Générale de Surveillance SAWe are a leading global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations.Our Capital Market Surveillance (
-
Regulatory Compliance Officer
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Officer to join our Financial Surveillance team in Montreal. As a key member of our team, you will play a crucial role in ensuring the monitoring of security transactions and Firm communications comply with applicable policies, industry rules, and regulations.Key ResponsibilitiesParticipate...
-
Senior Regulatory Compliance Officer
3 weeks ago
Montreal, Quebec, Canada Scotiabank Full timeScotiabank is seeking a Senior Regulatory Compliance Officer to lead the development and maintenance of our language compliance program. This role will focus on ensuring our organization's adherence to French language legislation in Canada.About the RoleThis position will support the implementation of a Canada-wide strategy for compliance with applicable...
-
Trade Surveillance Compliance Officer
2 months ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeAbout the JobSociete Generale's Capital Market Surveillance (CMS) is a global team within the Compliance department responsible for monitoring security transactions and Firm communications to ensure compliance with applicable policies, industry rules, and regulations.The US CMS Trade Surveillance team is seeking an additional resource in the Firm's Montreal...
-
Compliance Risk Analyst
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeThe position of Compliance Risk Analyst is available within SGS Société Générale de Surveillance SA's Montreal office.About the JobThis role involves collaborating with regional and global teams to ensure compliance with regulatory requirements, industry rules, and internal policies.The team is responsible for monitoring security transactions and firm...
-
Senior Compliance Officer
3 weeks ago
Montreal, Quebec, Canada HSBC Bank Canada Full timeJob DescriptionWe are seeking a highly skilled Senior Compliance Officer to join our team in Montreal, Canada. In this role, you will be responsible for managing the client onboarding experience, ensuring compliance with regulatory requirements, and promoting a culture of risk awareness.About the RoleThis is a full-time position that requires excellent...
-
Compliance Specialist for Regulatory Affairs
3 weeks ago
Montreal, Quebec, Canada Addenda Capital inc. Full timeWe are a forward-thinking asset management firm that prioritizes value creation and sustainable wealth for our clients.Our team of experts is committed to responsible development in our communities, with a strong presence in Montréal and regional offices across Canada.You will be part of our Compliance and Risk team, working closely with the Chief...
-
Senior Registration Officer
3 days ago
Montreal, Quebec, Canada Royal Bank of Canada Full timeCompany OverviewRoyal Bank of Canada is a leading financial institution with a commitment to innovation and excellence. Our team is dedicated to providing exceptional client service and ensuring the highest levels of regulatory compliance.Salary$85,000 - $110,000 per year, depending on experience and qualifications.Job DescriptionThe Senior Registration...
-
Compliance Risk Management Specialist
3 weeks ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeSociete Generale's Capital Market Surveillance (CMS) team within the Compliance department is responsible for monitoring security transactions and firm communications to ensure compliance with applicable policies, industry rules, and regulations.CMS consists of two surveillance teams, one focused on transaction monitoring and the other on electronic firm...
-
Compliance Risk Analyst
1 month ago
Montreal, Quebec, Canada SGS Société Générale de Surveillance SA Full timeSociété Générale de Surveillance SA is a leading player in the capital market surveillance industry, with a global team dedicated to ensuring compliance with regulatory requirements.The company’s Capital Market Surveillance (CMS) department is responsible for monitoring security transactions and firm communications, identifying potential risks and...
Compliance Officer
2 months ago
About the Role:
Société Générale's Capital Market Surveillance (CMS) team, situated within the Compliance department, is responsible for monitoring security transactions and Firm communications to ensure compliance with relevant policies, industry rules, and regulations.
The CMS team consists of two surveillance teams: one focused on monitoring security transactions and the other on monitoring audio and electronic Firm communications.
The US CMS Trade Surveillance team is seeking an additional resource to support its monitoring of U.S. operations in the Firm's Montreal office. This opportunity enables you to join the team in a key area of Société Générale's Compliance program, interacting with regional and global colleagues within CMS and across various business units to mitigate regulatory and reputational risks.
The Compliance Department at Société Générale oversees compliance with laws, regulations, guidelines, and policies that apply to the firm's banking and financial activities, particularly in areas like anti-money laundering, anti-terrorism financing, sanctions & embargoes, know-your-customer obligations, client protection, market integrity, anti-bribery & corruption, data protection, and client tax transparency.
The Compliance Department enables the firm to operate in accordance with essential compliance standards, ensures that Société Générale's non-compliance and reputation risks are controlled, and supports the business with existing activities and in the development of new products or services.
Key Responsibilities:
- Participate in the monitoring of security transactions for compliance with Exchange rules and be involved in regional and global projects aimed at enhancing the Trade Surveillance program.
- Review trade surveillance alerts and escalate issues to relevant stakeholders for investigation and resolution.
- Contribute to the development, testing, and implementation of new surveillance scenarios and minimum standards.
- Participate in the quality assurance and reasonability testing of surveillance controls.
- Assist with the review and analysis of new and/or amended industry rules and regulations.
- Assist with new business initiatives and their potential impact to the surveillance program.
Requirements:
- Bachelor's Degree or its equivalent.
- 1-3 years of experience in either trade surveillance, general compliance, and/or financial services.
- General knowledge of applicable regulations relating to Banking, Broker-Dealer, and Futures Commission Merchant activity.
- Strong interpersonal and written/verbal communication skills.
- Strong analytical, problem-solving, and organizational skills.
- Ability to balance multiple, simultaneous priorities in a fast-moving and demanding environment.
- Self-starter with the aptitude to work independently and in a team setting.
- Strong attention to detail.
- Experience with Microsoft Word, Excel, and PowerPoint.
Language:
French, English
Ability to communicate in English, both orally and in writing, is a requirement as the person in this position will need to collaborate regularly with colleagues and partners in the United States.
