Senior Compliance Officer, Branch Audit Expert

Job OverviewWe are seeking a Senior Compliance Officer, Branch Audit to join our Compliance team. In this role, the successful candidate will conduct branch audits across Canada and facilitate Professional Development Training (PD days) presenting compliance topics to Assante Branch Managers, Advisors, and staff.Duties and ResponsibilitiesTravel to assigned...

At CI Financial, we pride ourselves on being a dynamic and supportive work environment that fosters growth and innovation. We are seeking a highly skilled Compliance Risk Manager, Branch Audit to join our team in Toronto.About the RoleAs a key member of our Compliance team, you will be responsible for conducting thorough branch audits across Canada,...

Job OverviewWe are seeking a highly skilled Senior Compliance Officer, Branch Audit to join our Compliance team at CI Financial. In this role, the successful candidate will be responsible for conducting branch audits across Canada and facilitating Professional Development Training (PD days) to present compliance topics to Assante Branch Managers, Advisors,...

About the RoleRichter is a Business | Family Office that provides strategic advice on business matters and on families' financial and personal objectives across generations. With close to 100 years of experience advising at the intersection of family and business, Richter has developed an integrated approach to help business owners find sustainable...

OverviewWe are seeking a highly skilled and experienced Senior Compliance Professional to join our team as a Regional Branch Manager. This role will be responsible for overseeing the compliance function within our regional branches, ensuring that all regulatory requirements are met and that our business practices are aligned with industry standards.Salary...

JOB OVERVIEWWe are currently seeking a Senior Compliance Officer, CI Wealth Compliance. In this role, the successful candidate is expected to encourage and foster a culture of compliance within the organization in accordance with securities industry rules and regulations. The incumbent will be responsible for assisting Compliance management with policy and...

Job Summary:The Senior Audit Manager-Internal Audit Quality Control is responsible for executing Quality Control reviews to assess Internal Audit's compliance with established standards and procedures. This role requires a highly specialized audit expert with in-depth knowledge to manage Quality Control testing for designated businesses/functional areas.Key...

Senior Compliance Officer Job DescriptionWe are seeking a Senior Compliance Officer to join our team at CI Financial. In this role, you will play a crucial part in fostering a culture of compliance within the organization.About the Role:The successful candidate will be responsible for assisting Compliance management with policy and procedures, compliance...

Job SummaryWe are seeking a highly skilled Internal Audit Manager to join our team in the NCA region. This is an excellent opportunity for a seasoned professional with a strong background in internal audit or hotel operations to take on a leadership role.About the RoleThe successful candidate will be responsible for planning and conducting internal audits...

Senior Manager, AML Internal AuditRoyal Bank of Canada seeks a seasoned Senior Manager to lead its AML Internal Audit team. This role is responsible for overseeing the execution of enterprise-level audit projects, ensuring the remediation of Financial Crimes regulatory issues, and contributing to the development of continuous assurance/monitoring audit...

Job OverviewWe are seeking a seasoned Senior Manager to join our Model Risk Audit Team at Royal Bank of Canada. This is an exciting opportunity for a highly skilled professional to leverage their expertise in model risk management and audit.About the RoleThis key role will involve leading technical audit engagements related to various models, including AML,...

About the RoleThis is a unique opportunity to join TEKsystems as a Chief Compliance Officer, working closely with our Corporate Compliance team to manage regulatory changes and execute the compliance risk management program for the Canada Branch.Key Responsibilities:Advisory Counseling: Provide expert support and advice on topics such as the Bank Act,...

Cassiopay, a growing international e-wallet and payment services provider, is looking for a Compliance Officer for its Canadian office, based in Toronto, to provide continued development to ensure its business processes and procedures adhere to all applicable laws, rules, and regulations and internal rules.As the compliance subject matter expert, working...

Job DescriptionHiring for a Cross-Border Trade Compliance Specialist to work on-site at the University of Toronto, Mississauga campus. As the subject matter expert in Trade Compliance, you will ensure compliance with all Customs/Gov't related inquiries.Responsibilities:Be the SME for all Trade Compliance-related mattersFull responsibility for all...

**About Scotiabank**Scotiabank is a leading financial institution dedicated to delivering exceptional service and solutions to our clients. We are committed to fostering a culture of excellence, diversity, and inclusion.**Job Title: Compliance Expert for Mutual Fund Sales**We are seeking a highly skilled Compliance Expert to join our team. As a Compliance...

Key ResponsibilitiesThe Senior Compliance Officer, Trade Surveillance will directly conduct capital markets trading related surveillance, monitoring, and support for the Global Banking and Markets & Treasury business division of Scotiabank. This role is responsible for carrying out certain Tier 2 compliance activities for assigned internal business groups in...

At CI Financial, we believe that our work environment should be a safe and inclusive space where everyone has the opportunity to contribute their unique perspective and ideas. We are driven by a commitment to providing individuals and institutions with high-quality investments and advice.Job OverviewWe are currently seeking a Financial Compliance Specialist...

Job OverviewThe Cyber Security Audit Manager, Risk and Compliance role is a critical position within Scotiabank's Internal Audit Department. As an integral member of the team, you will play a key part in ensuring the Bank's risk management process is effective and aligned with its business objectives.About the RoleThis exciting opportunity is ideal for an...

About the RoleThis is a dynamic position within the KPMG-Canada Audit Risk Management group, focusing on compliance with professional, regulatory, and firm risk management policies and procedures. The successful candidate will be responsible for providing support to the Manager, Audit Risk Management in ensuring the effective planning, execution, and...

Position Summary:UnionPay is looking for an experienced and motivated card scheme/payment compliance professional to support UnionPay Canada’s compliance work. This position is a regional role located in Toronto and will be within the compliance team of the headquarter in Shanghai, China.The Legal & Compliance Officer will focus on the rules and regulatory...