Chief Compliance Officer

1 day ago

Toronto, Ontario, Canada TEKsystems Full time
About the Role

This is a unique opportunity to join TEKsystems as a Chief Compliance Officer, working closely with our Corporate Compliance team to manage regulatory changes and execute the compliance risk management program for the Canada Branch.

Key Responsibilities:

  • Advisory Counseling: Provide expert support and advice on topics such as the Bank Act, Privacy, OSFI Guidelines, conflicts of interest, confidential information, sales conduct, and other regulatory requirements.
  • Regulatory Change Management (RCM) Design & Execution: Lead activities including monitoring and responding to regulatory changes, maintaining compliance regulations and controls libraries, coordinating regulatory compliance risk assessments, managing compliance issues, and preparing periodic program-related reports.
  • Compliance Projects: Design and execute corporate compliance projects and action plans to address compliance issues.
  • Policy & Procedures Management: Oversee the management of compliance-related policies and procedures, liaising with the central policy management team and coordinating policy management activities for the Canada Branch.
  • Data Governance: Oversee and support key elements of compliance data governance, including managing the inventory of compliance end-user computing assets, compliance metadata, and reporting databases, and supporting continuous improvement activities.
  • Corporate Compliance Administration: Assist with ongoing compliance administrative procedures, including regulatory filings and registrations, completion of required provincial/business/corporate registrations, and compliance committee activities.

Requirements:

  • Liaise with multiple internal and external stakeholders, including management, department heads, employees, regulators, external counsel, and consultants.
  • Bachelor's degree (Required)
  • Bachelor of Laws (LLB) or Juris Doctor (JD) from a recognized Canadian law school, called to the Bar of Ontario, in good standing to practice law in Canada (Preferred)
  • Minimum of three (3) years of experience in financial services compliance (Required)
  • Two (2) years of progressive experience in a leading Canadian law firm or as in-house counsel for a federally regulated financial institution is preferred. Experience with international financial institutions and Schedule III foreign bank branches is an asset.
  • Experience in drafting regulatory analysis, policy, and procedures.

Estimated Salary: $120,000 - $180,000 per year, depending on qualifications and experience.

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