Compliance Risk Manager
2 weeks ago
We are seeking a highly skilled Senior Compliance Officer, Branch Audit to join our Compliance team at CI Financial. In this role, the successful candidate will be responsible for conducting branch audits across Canada and facilitating Professional Development Training (PD days) to present compliance topics to Assante Branch Managers, Advisors, and staff.
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Compliance Risk Manager
1 week ago
Toronto, Ontario, Canada Options Consulting Solutions Full time $120,000Job Title: Compliance Risk ManagerAbout Us:Options Consulting Solutions is a leading investment firm with a strong reputation for navigating complex regulatory environments. Our team of experts is dedicated to providing exceptional service to our clients, and we are seeking a talented Compliance Risk Manager to join our team.Role Overview:We are looking for...
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Compliance Risk Management Specialist
4 weeks ago
Toronto, Ontario, Canada First National Full timeCompliance Risk Management SpecialistThe Compliance Risk Management Specialist will play a key role in assisting with the planning and completion of regulatory compliance reviews and the delivery of high-quality, professional, and independent compliance testing. The incumbent will contribute to a strong compliance and risk management culture through...
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Risk and Compliance Manager
4 weeks ago
Toronto, Ontario, Canada Peoples Trust Full timeAbout the Role:We are seeking a highly skilled Risk and Compliance Manager to join our team at Peoples Trust. As a key member of our organization, you will be responsible for monitoring risk performance metrics, providing robust risk training to team members, and implementing a strong risk culture.About the Responsibilities:Monitor and analyze risk...
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Supervisor of Compliance and Risk Management
3 weeks ago
Toronto, Ontario, Canada Wellington-Altus Full timeJob Title: Supervisor of Compliance and Risk ManagementAbout the Role:Wellington-Altus Private Wealth is seeking a highly skilled Supervisor of Compliance and Risk Management to join our team. In this role, you will be responsible for leading our compliance and risk management initiatives, ensuring that our organization adheres to all regulatory requirements...
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Compliance Risk Management Professional
1 week ago
Toronto, Ontario, Canada Scotiabank Full timeRequisition ID: 204878Job SummaryWe are seeking a highly experienced Compliance Risk Management Professional to join our team at Scotiabank. This role is responsible for managing ongoing Compliance activities and strategies, ensuring alignment with governing regulations and internal policies.About the RoleThis key position will support the development and...
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Risk & Compliance Manager
3 weeks ago
Toronto, Ontario, Canada Peoples Trust Full timeAbout the OpportunityWe are seeking a skilled Risk & Issuing Manager to join our team at Peoples Trust. As a key member of our organization, you will play a critical role in ensuring the effective management of risk and compliance within our Issuing and Money Movement operations.About the RoleThe successful candidate will be responsible for monitoring risk...
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Compliance Risk Management Director
4 weeks ago
Toronto, Ontario, Canada AMEX Full timeTransform Compliance and Drive Business SuccessAt AMEX, we're committed to providing an exceptional customer experience. As the Director of Compliance Risk Management and Head of Corporate Compliance, you'll play a critical role in ensuring our compliance program is robust, effective, and aligned with regulatory requirements.Key Responsibilities:Develop and...
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Compliance Risk Management Specialist
2 weeks ago
Toronto, Ontario, Canada BMO Full time**About Us**BMO Financial Group is a leading financial institution that drives lasting, positive change for our customers, communities and people. Our purpose is to boldly grow the good in business and life.**Job Summary**We are seeking a skilled Compliance Risk Management Specialist to join our team. This role will be responsible for delivering on...
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Senior Compliance Risk Manager
2 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryWe are seeking a highly skilled Senior Compliance Risk Manager to join our team in Toronto, Canada. As a key member of our compliance function, you will play a critical role in ensuring the bank's risk management and regulatory requirements are met.About the RoleThe successful candidate will be responsible for:Conducting regular risk assessments...
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Compliance Risk Manager
2 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeOverview of ScotiabankScotiabank is a leading bank in the Americas, guided by our purpose: For every future, we help our customers, their families and their communities achieve success through a broad range of advice, products and services.About this RoleWe are seeking an experienced Compliance Officer to join our Global Compliance Trade Surveillance...
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Compliance Risk Management Director
1 month ago
Old Toronto, Ontario, Canada American Express Services Europe Limited Full timeJob DescriptionAs a key member of the Compliance leadership team at American Express Services Europe Limited, you will play a critical role in ensuring the effective management of compliance risk in accordance with local market legal and regulatory requirements and internal American Express policy.The Director of Compliance Risk Management and Head of...
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Compliance Risk Management Lead
2 weeks ago
Toronto, Ontario, Canada Momentum Financial Services Group_new Full timeAbout Momentum Financial Services Group_newMomentum Financial Services Group_new is a leading provider of financial services in Canada and the United States.Job Title: Compliance Risk Management LeadSalary Range: $120,000 - $180,000 per annumJob Description:The Compliance Risk Management Lead will be responsible for implementing regulatory compliance within...
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Compliance Risk Management Specialist
3 weeks ago
Toronto, Ontario, Canada First National Full timeJob SummaryWe are seeking a highly skilled Compliance Risk Management Specialist to join our team at First National. In this role, you will play a key part in assisting with the planning and completion of regulatory compliance reviews and the delivery of high-quality, professional, and independent compliance testing.Key ResponsibilitiesSupporting the...
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Risk Management and Compliance Lead
2 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeAbout ScotiabankAs a leading bank in the Americas, we empower our customers to achieve their goals through a diverse range of services.We're committed to fostering an inclusive and accessible environment for everyone.About the RoleWe're seeking a seasoned Risk Management and Compliance Lead to join our Corporate Functions team. This is a challenging...
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Risk and Compliance Director
1 month ago
Old Toronto, Ontario, Canada HomEquity Bank Full timeJob Title: Director of Risk and ComplianceHomeEquity Bank is seeking a seasoned professional to lead its risk and compliance efforts in the launch and operation of a new lending venture. The ideal candidate will bring expertise in risk and compliance management within financial services, with a strong knowledge of regulatory requirements and frameworks.Key...
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Risk Compliance Specialist
3 weeks ago
Toronto, Ontario, Canada CB Canada Full timeSenior Risk AnalystAt CB Canada, we are seeking a Senior Risk Analyst to join our team. This role will be responsible for ensuring regulatory compliance management across all jurisdictions, identifying noncompliance, and developing action plans.Key ResponsibilitiesEnhance regulatory compliance management by ensuring the team becomes subject matter experts...
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Compliance Risk Management Specialist
2 weeks ago
Toronto, Ontario, Canada First National Full timeAt First National, we are seeking a skilled Compliance Risk Management Specialist to join our team. This is an excellent opportunity for a detail-oriented individual who is passionate about ensuring compliance with regulatory requirements and internal policies.Company OverviewFirst National is one of Canada's largest non-bank lenders, providing residential...
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Compliance Program Manager
2 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeJob SummaryThe ideal candidate will have a strong background in risk management, information technology, or audit, with at least 7 years of experience in a large complex matrix institution. This role requires excellent written and verbal communication skills, as well as the ability to develop and implement solutions to complex issues.About the RoleWe are...
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Compliance Risk Management Professional
2 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeAbout the RoleWe are seeking a highly skilled Compliance Risk Management Professional to join our team in Toronto. As a key member of our compliance team, you will be responsible for contributing to the overall success of our Compliance & AML Risk Assessment Program globally.Job DescriptionThe successful candidate will report directly to the Director,...
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Compliance and Risk Management Specialist
1 week ago
Toronto, Ontario, Canada Definity Full timeAbout the RoleWe are seeking a highly skilled Regulatory and Financial Audit Specialist to join our team at Definity.As a Compliance and Risk Management Specialist, you will play a critical role in executing the compliance function mandate by assessing and supporting the ongoing development of various compliance activities.Key Responsibilities:Design test...