Compliance Officer

4 weeks ago

Toronto Ontario, Ontario, Canada Cassiopay Full time

Cassiopay, a growing international e-wallet and payment services provider, is looking for a Compliance Officer for its Canadian office, based in Toronto, to provide continued development to ensure its business processes and procedures adhere to all applicable laws, rules, and regulations and internal rules.


As the compliance subject matter expert, working along side our Operational Compliance Officer, this position will be responsible for establishing standards and implementing procedures to ensure that the compliance programs are effective and efficient in identifying, preventing, detecting, and correcting non-compliance with applicable laws and regulations, the implementation of an ongoing internal audit and governance practices.


Responsibilities:


  • Develop and monitor the annual compliance work plan that reflects the Cassiopay’s unique characteristics, and periodically revise the plan in light of regulatory (FINTRAC) and organizational changes.
  • Implement strong controls and report to the board members on compliance work plan deviations in established plans.
  • Provide direction to the management team on compliance subjects, regulatory frameworks, standards, internal policies and procedures, and prepare and present clear and concise compliance reports to the board members as required.
  • Lead the interaction with regulators and law enforcement agencies on compliance & financial crime prevention matters, leading the gathering of internal information in response to such requests.
  • Oversight of regular and occasional transaction reports to FINTRAC, particularly EFT and STR reports, ensuring that automated reporting systems are working correctly and submitting occasional reports as needed in a timely and accurate fashion.
  • Lead and coordinate efforts related to external audits, reviews and examinations of financial crime prevention, risk mitigation, and compliance related matters and processes, and act on any deficiency identified.
  • Independently investigate and act on matters related to compliance, financial crime prevention, and risk mitigation, and preform internal compliance review and monitoring activities, including periodic internal reviews of departments.
  • Propose and develop new policies and procedures needed to ensure compliance with provincial, federal, and international applicable regulations, and adjust any existing policies and procedures to meet such requirements as required.
  • Establish standards and implement procedures to ensure that compliance programs are effective in identifying, preventing, and addressing non-compliance with applicable legal and regulatory requirements.
  • Plan, coordinate, maintain and update business risk assessments of the activities carried out by the organization to recommend business operation improvements to the management team and the board.
  • Maintain extensive knowledge of latest compliance and financial crime prevention best practices and requirements, laws, and regulatory guidelines in the financial services industry.
  • Develop and oversee compliance training for the management and employees, cultivating a culture of awareness to compliance, financial crime prevention, and risk mitigation requirements and adherence.


Qualifications:


  • 3+ years’ experience as a compliance officer in a compliance function.
  • Experience interacting with regulatory bodies (FINTRAC) & enforcement agencies, especially in relation to STR, EFT, FATCA & CRS reporting.
  • Specific experience within an Electronic Money or a Payment Institution will be considered an advantage.
  • Bachelor’s degree in either Law, Business Administration, Finance, or other related field.
  • Evidence of relevant certification for senior role in financial compliance or risk management from recognized bodies (ICA, ACAMS).
  • Understanding of compliance and risk managements related financial industry best practices, especially in complex client profile scenarios and cross border payment networks.
  • Detailed knowledge of financial services regulatory and legal requirements set by the applicable regulators (FINTRAC) and public institutions.
  • Excellent English communication skills both verbally and written, with exceptional interpersonal & public speaking abilities.
  • Ability to meet deadlines of competing demands with limited guidance and determine priorities independently.
  • Proactive, analytical, resourceful “out-of-the-box” attitude with critical problem-solving and strategic planning capabilities.
  • Remarkable organizational skills, especially conducting oneself in a professional manner with integrity, ambition and willingness to take responsibility & accountability.


Compensation & Benefits:


  • Competitive compensation package
  • Health & dental coverage
  • Wellness allowance
  • Learning & development allowance
  • 4 weeks’ vacation to start
  • Hybrid work environment

  • Compliance Officer

    4 weeks ago

    Toronto, Ontario, Ontario, Canada Angular Directions Full time

    We are working alongside one of our clients to help them find a Compliance Officer. They are a growing international e-wallet and payment services provider, is looking for a leading Compliance Officer for its Canadian office, based in Toronto, to provide effective leadership and continued development to ensure its business processes and procedures adhere to...

  • Compliance Officer

    4 weeks ago

    Toronto, Ontario, Ontario, Canada Options Consulting Solutions Full time

    About the jobCOMPLIANCE OFFICERFULL-TIMEDOWNTOWN TORONTO, ONSalary up to $120KAs the Compliance Officer, you will be responsible for overseeing the firm’s regulatory and internal compliance programs, ensuring that all operations, transactions, and client interactions comply with applicable laws, regulations, and internal policies. You will collaborate with...

  • Compliance Officer

    3 weeks ago

    Toronto, Ontario, Ontario, Canada Professional Engineers Ontario Full time

    Reporting to the Manager, Professional Development Initiatives, the PEAK Compliance Officer will be responsible for administering compliance measures for the Practice Evaluation and Knowledge (PEAK) program. The PEAK Continuing Professional Education program applies to PEO’s 90,000 practitioners and is administered by staff of the PEAK Program Office...

  • Senior Compliance Officer

    6 months ago

    Toronto, Ontario, Ontario, Canada CI Financial Full time

    JOB OVERVIEWWe are currently seeking a Senior Compliance Officer, CI Wealth Compliance. In this role, the successful candidate is expected to encourage and foster a culture of compliance within the organization in accordance with securities industry rules and regulations. The incumbent will be responsible for assisting Compliance management with policy and...

  • Compliance Officer

    1 month ago

    Toronto, Ontario, Canada destinationone Consulting Full time

    Job Title: Compliance OfficerDestinationone Consulting is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a critical role in ensuring that our company and its employees comply with internal policies and external regulations.Key Responsibilities:Develop and implement compliance policies and procedures to...

  • Compliance Officer

    4 weeks ago

    Toronto, Ontario, Canada BMO Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at BMO. As a Compliance Officer, you will play a critical role in ensuring that our organization adheres to regulatory requirements and maintains a strong compliance culture.Key ResponsibilitiesDevelop and implement compliance programs to ensure regulatory compliance.Conduct risk...

  • Compliance Officer

    1 month ago

    Toronto, Ontario, Canada BMO Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at BMO. As a Compliance Officer, you will play a critical role in ensuring that our organization adheres to regulatory requirements and maintains a strong compliance culture.Key ResponsibilitiesDevelop and implement compliance programs to ensure regulatory compliance.Conduct risk...

  • Compliance Officer

    1 month ago

    Toronto, Ontario, Canada CB Canada Full time

    Job Title: Compliance Analyst/OfficerCB Canada is seeking a highly skilled Compliance Analyst/Officer to join our team in Toronto, ON. As a key member of our Canadian Banking Compliance team, you will be responsible for providing guidance, oversight, and expertise to our businesses on regulatory requirements and controls.Key Responsibilities:Provide subject...

  • Compliance Officer

    1 month ago

    Toronto, Ontario, Canada beBee Professionals Full time $45,000 - $60,000

    We are seeking a Compliance Officer to join our finance team at beBee Professionals in Toronto. In this role, you will be responsible for maintaining accurate financial records, handling accounts payable and receivable, and ensuring the integrity of our accounting practices.Key Responsibilities:Manage and maintain financial records, including ledgers,...

  • Compliance Officer

    1 month ago

    Old Toronto, Ontario, Canada TD Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at TD. The successful candidate will be responsible for overseeing regulatory compliance across the organization, ensuring that all business activities are conducted in accordance with relevant laws and regulations.Key Responsibilities:Develop and implement compliance programs to...

  • Screening Compliance Officer

    1 week ago

    Toronto, Ontario, Canada Mintz Global Screening Full time

    Job Title: Screening Compliance OfficerA rewarding opportunity awaits an organized and detail-oriented individual to join our team at Mintz Global Screening as a Screening Compliance Officer.About Us:Mintz Global Screening is a leading provider of background check services, committed to delivering exceptional results while ensuring the highest standards of...

  • Security and Compliance Officer

    1 week ago

    Toronto, Ontario, Canada Healthcare Insurance Reciprocal of Canada (HIROC) Full time

    Job DescriptionThis role is a fantastic opportunity to join Healthcare Insurance Reciprocal of Canada (HIROC) as a key member of our team, working closely with the Lead, Privacy and Compliance Officer. The successful candidate will have excellent technical skills, a passion for corporate security, analysis, and problem-solving.About the JobThe Security and...

  • Compliance Officer

    1 month ago

    Toronto, Ontario, Canada beBee Professionals Full time

    Job Title: Compliance Officer - LawCompany: beBee ProfessionalsJob Description:beBee Professionals is a leading company seeking a Compliance Officer - Law to ensure the company's compliance with all applicable laws and regulations. The successful candidate will be responsible for researching and interpreting legal documents, providing legal advice, and...

  • Chief Compliance Officer

    1 month ago

    Toronto, Ontario, Canada Transamerica Full time

    Job SummaryWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team at Transamerica. The successful candidate will be responsible for leading our compliance program and ensuring that our business practices align with regulatory requirements.Key ResponsibilitiesDevelop and implement compliance policies and procedures to ensure...

  • Senior Compliance Officer

    4 weeks ago

    Toronto, Ontario, Canada Wellington-Altus Full time

    Job Summary:The Senior Compliance Officer will be responsible for implementing an efficient and effective program of advice, education, and supervision for Wellington-Altus Private Wealth to ensure the firm and its registrants continue to adhere to all regulatory requirements and internal policies and procedures.Key Responsibilities:Conducting tier 1...

  • Regulatory Compliance Officer

    4 weeks ago

    Toronto, Ontario, Canada Fidelity Investments Full time

    About Fidelity Clearing Canada:We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and the Canadian brokerage arms of U.S.Our Regulatory Compliance Role:We are seeking a skilled Regulatory Compliance professional to join our team and support our operations in the Canadian market. The ideal...

  • Compliance Officer, GBM&T Compliance Specialist

    3 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    Job Title:Compliance Officer, GBM&T Compliance SpecialistJob SummaryWe are seeking a highly motivated Compliance Officer to join our GBM&T Compliance team in Canada. The successful candidate will be responsible for supporting compliance testing reviews and ensuring all activities conducted are in compliance with governing regulations, internal policies, and...

  • Chief Compliance Officer

    2 weeks ago

    Toronto, Ontario, Canada TEKsystems Full time

    About the RoleThis is a unique opportunity to join TEKsystems as a Chief Compliance Officer, working closely with our Corporate Compliance team to manage regulatory changes and execute the compliance risk management program for the Canada Branch.Key Responsibilities:Advisory Counseling: Provide expert support and advice on topics such as the Bank Act,...

  • Compliance Officer

    1 month ago

    Toronto, Ontario, Canada Transamerica Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at Transamerica. As a key member of our compliance team, you will be responsible for ensuring that our business practices are in line with regulatory requirements and industry standards.ResponsibilitiesConduct pre-trade Know Your Client (KYC) reviews to ensure compliance with...

  • Chief Compliance Officer Lead

    2 weeks ago

    Toronto, Ontario, Canada Alterna Savings Full time

    About the RoleWe are seeking an experienced Chief Compliance Officer to lead our compliance management framework and ensure regulatory compliance across Alterna Savings. This is a critical role that requires strong leadership, analytical skills, and a deep understanding of compliance factors affecting the financial industry.Key Responsibilities:Design,...