Compliance Officer

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at TD. The successful candidate will be responsible for overseeing regulatory compliance across the organization, ensuring that all business activities are conducted in accordance with relevant laws and regulations.Key Responsibilities:Develop and implement compliance programs to...

Job Summary:As a Senior Compliance Officer at iA Financial Group, you will play a key role in ensuring the company's compliance policies and procedures are maintained at each office. Your responsibilities will include reviewing and approving new account openings, ensuring compliance with suitability requirements, and providing training and education to the...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...

We are seeking a Director of Compliance with a strong background in insurance to lead our organization’s compliance efforts.This role will be responsible for developing and implementing compliance programs, ensuring adherence to regulatory requirements, and collaborating with cross-functional teams to achieve business objectives.Key...

Job Title: Compliance OfficerDestinationone Consulting is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a critical role in ensuring that our company and its employees comply with internal policies and external regulations.Key Responsibilities:Develop and implement compliance policies and procedures to...

Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at BMO. As a Compliance Officer, you will play a critical role in ensuring that our organization adheres to regulatory requirements and maintains a strong compliance culture.Key ResponsibilitiesDevelop and implement compliance programs to ensure regulatory compliance.Conduct risk...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at BMO. As a Compliance Officer, you will play a critical role in ensuring that our organization adheres to regulatory requirements and maintains a strong compliance culture.Key ResponsibilitiesDevelop and implement compliance programs to ensure regulatory compliance.Conduct risk...

We are working alongside one of our clients to help them find a Compliance Officer. They are a growing international e-wallet and payment services provider, is looking for a leading Compliance Officer for its Canadian office, based in Toronto, to provide effective leadership and continued development to ensure its business processes and procedures adhere to...

**Position Title: Compliance Officer** **Department: Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the regulatory functions of the...

**Position Title: Compliance Officer (MFD)** **Department: Business Conduct Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the...

Cassiopay, a growing international e-wallet and payment services provider, is looking for a Compliance Officer for its Canadian office, based in Toronto, to provide continued development to ensure its business processes and procedures adhere to all applicable laws, rules, and regulations and internal rules.As the compliance subject matter expert, working...

**About us** PayAlly provides exceptional financial services for businesses with global ambitions. We offer a fully integrated suite of financial services solutions tailor-made for our clients. Since our inception in 2017, we have moved billions of dollars and have simplified complex finance processes. Job Title: Compliance Officer Key...

**Company Overview**: iFinance Canada is a well-established national consumer financing company that offers various financing to Canadians since 1996. We are part of Iceberg Finance Group, a sister company based in Quebec that also does business across Canada. We are a dynamic, rapidly growing organization currently recruiting for a meticulous and...

**Job Summary** As a **Compliance Officer **you will be responsible for helping Enable deliver on its quality management programme to meet external regulatory and statutory requirements and internal policies and procedures as part of the Sourcing, Risk & Compliance function. Your role is key in helping Enable’s departments understand their requirements...

Job Title: Compliance Analyst/OfficerCB Canada is seeking a highly skilled Compliance Analyst/Officer to join our team in Toronto, ON. As a key member of our Canadian Banking Compliance team, you will be responsible for providing guidance, oversight, and expertise to our businesses on regulatory requirements and controls.Key Responsibilities:Provide subject...

**Position Title: Compliance Officer** **Department: Business Conduct Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** **Day in the life of**: CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is...

Corporate Function Compliance Officer Apply locations Toronto, ON Time type Full time Posted on Posted 2 Days Ago Time left to apply End Date: October 29, 2024 (4 days left to apply) Job requisition id 2420652 We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s...

Job Title: Director, Chief Compliance OfficerAviso Wealth Inc is seeking a highly skilled and experienced Director, Chief Compliance Officer to join our team.About the Role:The Director, Chief Compliance Officer will be responsible for overseeing compliance within our organization, ensuring that all applicable laws, regulatory requirements, and internal...