Compliance Officer

We currently have a **Regular Full-time **opportunity for a** Compliance Officer** **in the** Compliance Office - Legal Services Unit **at our **Bayview **campus. **Hours of Work: Weekdays: Days; 8 hrs; As per schedule We currently have an opportunity for a Regular Full Time Compliance Officer. The job is based at Sunnybrook’s campus at 2075 Bayview...

Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...

We are happy to say that we are looking for an experienced **Compliance Office to join our team at Campus Support - Toronto GTA, Ontario** **Reporting to**: Regional Compliance/Finance Manager **Hours**: 40 hours a week, 9am-5pm EST **Address**:Toronto GTA Campuses **Preference**:Experience with Post Secondary Private or Public Education Institution...

**Position Title**: Compliance Officer **Location**: Toronto **Status**:Permanent, Full-time **Position Overview**: As a Compliance Officer in the capital markets industry, your primary responsibility will be to assist and support the compliance team in ensuring that the organization operates within the legal and regulatory frameworks. You will play a...

**Position Title: Compliance Officer** **Department: Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the regulatory functions of the...

Compliance Manager/ Senior Compliance Officer/ Compliance Officer Direct Reporting Line: Managing Director / Compliance Manager · Experience and Educational requirements or similar position. · Strong knowledge of industry processes and regulations. · Outstanding communication and interpersonal abilities. · An analytical mindset...

Questrade Financial Group (QFG) of Companies is committed to helping Canadians become much more financially successful and secure. We are everything a traditional financial institution is not. Our vision is to revolutionize financial services for the benefit of Canadians by providing the most innovative and cost efficient financial services online. That’s...

**Compliance Officer** - 2202005 **Job Summary** Raymond James Ltd. is seeking a qualified Compliance Officer to work with our Portfolio Management, Investment Counsel and Correspondent Services teams. Raymond James Ltd. (RJL) is Canada’s leading full-service independent investment dealers offering high quality investment products and services to...

Position Overview: **Requirements**: - Post-secondary diploma/degree; - 2-5 years’ experience in compliance; - Financial compliance and financial services industry experience preferred; - Legal training preferred; - Ability to read and understand legislation; - Ability to translate legislative requirements into company policy and procedure; and - An...

Compliance Manager/ Senior Compliance Officer/ Compliance OfficerDirect Reporting Line: Managing Director / Compliance Manager·      Experience and Educational requirements or similar position.·      Strong knowledge of industry processes and regulations.·      Outstanding communication and interpersonal abilities.·      An...

Compliance Manager/ Senior Compliance Officer/ Compliance OfficerDirect Reporting Line: Managing Director / Compliance Manager·      Experience and Educational requirements or similar position.·      Strong knowledge of industry processes and regulations.·      Outstanding communication and interpersonal abilities.·      An...

Compliance Manager/ Senior Compliance Officer/ Compliance OfficerDirect Reporting Line: Managing Director / Compliance Manager·      Experience and Educational requirements or similar position.·      Strong knowledge of industry processes and regulations.·      Outstanding communication and interpersonal abilities.·      An...

Compliance Manager/ Senior Compliance Officer/ Compliance Officer Direct Reporting Line: Managing Director / Compliance Manager ·      Experience and Educational requirements or similar position. ·      Strong knowledge of industry processes and regulations. ·      Outstanding communication and interpersonal abilities. ·      An...

Compliance Manager/ Senior Compliance Officer/ Compliance OfficerDirect Reporting Line: Managing Director / Compliance Manager·      Experience and Educational requirements or similar position.·      Strong knowledge of industry processes and regulations.·      Outstanding communication and interpersonal abilities.·      An...

Compliance Manager/ Senior Compliance Officer/ Compliance OfficerDirect Reporting Line: Managing Director / Compliance Manager·      Experience and Educational requirements or similar position.·      Strong knowledge of industry processes and regulations.·      Outstanding communication and interpersonal abilities.·      An...

Compliance Manager/ Senior Compliance Officer/ Compliance OfficerDirect Reporting Line: Managing Director / Compliance Manager·      Experience and Educational requirements or similar position.·      Strong knowledge of industry processes and regulations.·      Outstanding communication and interpersonal abilities.·      An...

We are offering a long term contract employment opportunity for a Compliance Officer to join our team in the Credit Union industry. In this role, you will be tasked with clearing high-risk member review backlogs, refreshing and reviewing KYC information, documenting reviews to support ongoing monitoring procedures, and using various systems for AML...

**About** **the** **Role**: We are looking for a highly motivated individual to be the Compliance Officer for Swiss Re Corporate Solutions America Insurance Corporation (SRCSAIC), Canadian branch based in Toronto. In this position, you will be the appointed Compliance Officer for the purposes of Regulatory Compliance Management Guideline E-13 (Office of the...

**Job Summary** As a **Compliance Officer **you will be responsible for helping Enable deliver on its quality management programme to meet external regulatory and statutory requirements and internal policies and procedures as part of the Sourcing, Risk & Compliance function. Your role is key in helping Enable’s departments understand their requirements...

**Company Overview**: iFinance Canada is a well-established national consumer financing company that offers various financing to Canadians since 1996. We are part of Iceberg Finance Group, a sister company based in Quebec that also does business across Canada. We are a dynamic, rapidly growing organization currently recruiting for a meticulous and...