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Regulatory Compliance Advisor
3 months ago
PPI Management Inc. is a leading Insurance Marketing Organization dedicated to supporting independent advisors and insurance firms throughout Canada.
Role Summary: As a Regulatory Compliance Advisor, your primary responsibility will be to ensure that our affiliated advisors adhere to all relevant regulatory standards and internal guidelines.
Key Responsibilities:
- Monitor compliance and manage client grievances.
- Provide expert guidance to various departments.
- Engage in risk management initiatives.
- Stay informed about the latest industry regulations.
Qualifications: We seek a candidate with a robust understanding of provincial legislation, exceptional communication abilities, and a background in the financial services sector. Proficiency in both French and English is essential for effective collaboration with colleagues and clients across Canada.
Work Environment: If you value a diverse, inclusive, and collaborative workplace where your contributions can have a significant impact, this opportunity at PPI Management Inc. may align with your career aspirations.